Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ENGINE CAPITAL, L.P.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- ENGINE CAPITAL MANAGEMENT, L.P.
- ENGINE CAPITAL, L.P.
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
1345 AVENUE OF THE AMERICAS
33RD FLOOR
NEW YORK, NY 10105
Phone Number:
subscription required
Item 3. Related Persons
Name
ARNAUD AJDLER
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- PROMOTER
Clarification of Response
MANAGING MEMBER OF ENGINE INVESTMENTS, LLC, THE GENERAL PARTNER
Item 3. Related Persons
Name
N/A ENGINE INVESTMENTS, LLC
Address
subscription required
Relationship(s)
Clarification of Response
GENERAL PARTNER OF ISSUER
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
07/01/2013
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
101797610
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
24
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
ESTIMATED QUARTERLY MANAGEMENT FEE EQUAL TO A PERCENTAGE OF ASSETS A PRO RATA PORTION OF THE FEE IS APPLIED; PERFORMANCE ALLOCATION MAY BE CHARGED, BUT ARE NOT INCLUDED IN THE ESTIMATE DUE TO THE CONTINGENT NATURE OF THE ALLOCATION..
Signature and Submission
Issuer Name
ENGINE CAPITAL, L.P.
Issuer Signature
MARC S. DIAGONALE
Signer Name
MARC S. DIAGONALE
Signer Title
CFO ENGINE CAPITAL MANAGEMENT, LLC
Signature Date
07/15/2020