Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
FIRST KEYSTONE CORP
Jurisdiction of Incorporation/Organization
PENNSYLVANIA
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

Entity Type
CORPORATION

Item 2 Issuer Principal Place of Business and Contact Information

111 WEST FRONT STREET
BERWICK, PA 18603
Phone Number: subscription required

Item 3. Related Persons

Name
ELAINE A WOODLAND
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JONATHAN R LITTLEWOOD
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
MARK J MCDONALD
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
DIANE C A ROSLER
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
JEFFREY T WOZNIAK
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 3. Related Persons

Name
JOHN E ARNDT
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
VICE CHAIRMAN

Item 3. Related Persons

Name
DONALD MATTHEW BOWER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ROBERT ALVIN BULL
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
CHAIRMAN

Item 3. Related Persons

Name
ROBERT E BULL
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
MICHAEL L JEZEWSKI
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
NANCY J MARR
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
WILLIAM E RINEHART
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
DAVID R SARACINO
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
SECRETARY

Item 4. Industry Group

COMMERCIAL BANKING

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
12/10/2020

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Debt

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
1000

Item 12. Sales Compensation

Recipient
MATTHEW L. SHIELDS
Recipient CRD Number
4567042
(Associated) Broker or Dealer)
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
(Associated) Broker or Dealer CRD Number
36155
Address
3290 NORTHSIDE PARKWAY
SUITE 800
ATLANTA, GA 30327
States of Solicitation
  • ALL STATES

Item 13. Offering and Sales Amounts

Total Offering Amount
25000000
Total Amount Sold
25000000
Total Remaining to be Sold
0
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
18

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
500000.0 Is an estimate
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
FIRST KEYSTONE CORP
Issuer Signature
DIANE C. A. ROSLER
Signer Name
DIANE C A ROSLER
Signer Title
CFO
Signature Date
12/11/2020
WhaleWisdom Logo

Elevate your investments