Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
EXELA TECHNOLOGIES, INC.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- QUINPARIO ACQUISITION CORP. 2
Item 2 Issuer Principal Place of Business and Contact Information
2701 EAST GRAUWYLER RD.
IRVING, TX 75061
Phone Number:
subscription required
Item 3. Related Persons
Name
PAR S. CHADHA
Address
subscription required
Relationship(s)
Clarification of Response
CHAIRMAN
Item 3. Related Persons
Name
RONALD C. COGBURN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CHIEF EXECUTIVE OFFICER
Item 3. Related Persons
Name
SHRIKANT SORTUR
Address
subscription required
Relationship(s)
Clarification of Response
CHIEF FINANCIAL OFFICER
Item 3. Related Persons
Name
SURESH YANNAMANI
Address
subscription required
Relationship(s)
Clarification of Response
PRESIDENT
Item 3. Related Persons
Name
MARK D. FAIRCHILD
Address
subscription required
Relationship(s)
Clarification of Response
PRESIDENT, EXELA SMART OFFICE
Item 3. Related Persons
Name
SRINI MURALI
Address
subscription required
Relationship(s)
Clarification of Response
PRESIDENT, AMERICAS AND APAC
Item 3. Related Persons
Name
VITALIE ROBU
Address
subscription required
Relationship(s)
Clarification of Response
PRESIDENT, EMEA
Item 3. Related Persons
Name
J. COLEY CLARK
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAMES G. REYNOLDS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN H. REXFORD
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARC A. BEILINSON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARTIN P. AKINS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
WILLIAM L. TRANSIER
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
BUSINESS SERVICES
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
03/15/2021
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 12. Sales Compensation
Recipient
SETH WARSHAW
Recipient CRD Number
5287542
(Associated) Broker or Dealer)
CANTOR FITZGERALD CO.
(Associated) Broker or Dealer CRD Number
134
Address
110 EAST 59TH STREET, 4TH FLOOR
NEW YORK, NY 10022
States of Solicitation
Item 12. Sales Compensation
Recipient
ERIC SIVIN
Recipient CRD Number
4982209
(Associated) Broker or Dealer)
CANTOR FITZGERALD CO.
(Associated) Broker or Dealer CRD Number
134
Address
110 EAST 59TH STREET, 4TH FLOOR
NEW YORK, NY 10022
States of Solicitation
- CA
- CO
- CT
- DC
- FL
- GA
- IL
- MD
- MA
- MI
- MN
- NJ
- NY
- OH
- PA
- TX
- VA
- WA
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
26762502
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
10
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
1571940.0 Is an estimate
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
EXELA TECHNOLOGIES, INC.
Issuer Signature
SHRIKANT SORTUR
Signer Name
SHRIKANT SORTUR
Signer Title
SEE EXPLANATION BOX IN ITEM 3.
Signature Date
03/31/2021