Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
EXELA TECHNOLOGIES, INC.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

  • QUINPARIO ACQUISITION CORP. 2
Entity Type
CORPORATION

Item 2 Issuer Principal Place of Business and Contact Information

2701 EAST GRAUWYLER RD.
IRVING, TX 75061
Phone Number: subscription required

Item 3. Related Persons

Name
PAR S. CHADHA
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
CHAIRMAN

Item 3. Related Persons

Name
RONALD C. COGBURN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
CHIEF EXECUTIVE OFFICER

Item 3. Related Persons

Name
SHRIKANT SORTUR
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
CHIEF FINANCIAL OFFICER

Item 3. Related Persons

Name
SURESH YANNAMANI
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
PRESIDENT

Item 3. Related Persons

Name
MARK D. FAIRCHILD
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
PRESIDENT, EXELA SMART OFFICE

Item 3. Related Persons

Name
SRINI MURALI
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
PRESIDENT, AMERICAS AND APAC

Item 3. Related Persons

Name
VITALIE ROBU
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
PRESIDENT, EMEA

Item 3. Related Persons

Name
J. COLEY CLARK
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JAMES G. REYNOLDS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JOHN H. REXFORD
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
MARC A. BEILINSON
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
MARTIN P. AKINS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
WILLIAM L. TRANSIER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 4. Industry Group

BUSINESS SERVICES

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
03/15/2021

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Equity

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
0

Item 12. Sales Compensation

Recipient
SETH WARSHAW
Recipient CRD Number
5287542
(Associated) Broker or Dealer)
CANTOR FITZGERALD CO.
(Associated) Broker or Dealer CRD Number
134
Address
110 EAST 59TH STREET, 4TH FLOOR
NEW YORK, NY 10022
States of Solicitation
  • NY

Item 12. Sales Compensation

Recipient
ERIC SIVIN
Recipient CRD Number
4982209
(Associated) Broker or Dealer)
CANTOR FITZGERALD CO.
(Associated) Broker or Dealer CRD Number
134
Address
110 EAST 59TH STREET, 4TH FLOOR
NEW YORK, NY 10022
States of Solicitation
  • CA
  • CO
  • CT
  • DC
  • FL
  • GA
  • IL
  • MD
  • MA
  • MI
  • MN
  • NJ
  • NY
  • OH
  • PA
  • TX
  • VA
  • WA

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
26762502
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
10

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
1571940.0 Is an estimate
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
EXELA TECHNOLOGIES, INC.
Issuer Signature
SHRIKANT SORTUR
Signer Name
SHRIKANT SORTUR
Signer Title
SEE EXPLANATION BOX IN ITEM 3.
Signature Date
03/31/2021
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