Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
OPOWER, INC.
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2007
Item 2 Issuer Principal Place of Business and Contact Information
1515 N. COURTHOUSE ROAD
SUITE 610
ARLINGTON, VA 22201
Phone Number:
subscription required
Item 3. Related Persons
Name
DANIEL YATES
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
ALEXANDER LASKEY
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
J. WELLFORD DILLARD, III
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DONALD M. KELLER, JR.
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAY KIMMELMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARK SUGARMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JON SAKODA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
HARRY WELLER
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
ENERGY CONSERVATION
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
11/24/2010
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
50000022
Total Amount Sold
50000022
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
5
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
12000000.0
Clarification of Response
Signature and Submission
Issuer Name
OPOWER, INC.
Issuer Signature
/S/ DANIEL YATES
Signer Name
DANIEL YATES
Signer Title
CHIEF EXECUTIVE OFFICER
Signature Date
12/09/2010