Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ABBOTT LABORATORIES
Jurisdiction of Incorporation/Organization
IL
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
100 ABBOTT PARK ROAD
ABBOTT PARK, IL 60064-3500
Phone Number:
subscription required
Item 3. Related Persons
Name
MILES D. WHITE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
RICHARD W. ASHLEY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN M. CAPEK
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
THOMAS C. FREYMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICHARD A. GONZALEZ
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN C. LANDGRAF
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
EDWARD L. MICHAEL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LAURA J. SCHUMACHER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CARLOS ALBAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BRIAN J. BLASER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
A. DAVID FORREST
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
STEPHEN R. FUSSELL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ROBERT B. HANCE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
HEATHER L. MASON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAMES V. MAZZO
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARY T. SZELA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MICHAEL J. WARMUTH
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
J. SCOTT WHITE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GREG W. LINDER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ROBERT J. ALPERN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ROXANNE S. AUSTIN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
W. JAMES FARRELL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
H. LAURANCE FULLER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
EDWARD M. LIDDY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PHEBE N. NOVAKOVIC
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
WILLIAM A. OSBORN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DAVID A.L. OWEN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ROY S. ROBERTS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SAMUEL C. SCOTT III
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
WILLIAM D. SMITHBURG
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GLENN F. TILTON
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
PHARMACEUTICALS
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
OVER $100,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
03/01/2011
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
1000
Item 12. Sales Compensation
Recipient
GOLDMAN SACHS CO.
Recipient CRD Number
361
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
85 BROAD STREET
NEW YORK, NY 10004
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
100000
Total Amount Sold
100000
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
1
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
200.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
ABBOTT LABORATORIES
Issuer Signature
/S/ VALENTINE YIEN
Signer Name
VALENTINE YIEN
Signer Title
VICE PRESIDENT TREASURER
Signature Date
03/15/2011