Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
NEW YORK LIFE INSURANCE CO
Jurisdiction of Incorporation/Organization
NEW YORK
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

Entity Type
OTHER

Item 2 Issuer Principal Place of Business and Contact Information

51 MADISON AVENUE
NEW YORK, NY 10010
Phone Number: subscription required

Item 3. Related Persons

Name
THEODORE A. MATHAS
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
CHAIRMAN AND CHIEF EXECUTIVE OFFICER

Item 3. Related Persons

Name
CRAIG L. DESANTO
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
PRESIDENT

Item 3. Related Persons

Name
SHEILA K. DAVIDSON
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER

Item 3. Related Persons

Name
ERIC A. FELDSTEIN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

Item 3. Related Persons

Name
MARK J. MADGETT
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT AND HEAD OF AGENCY

Item 3. Related Persons

Name
ANTHONY R. MALLOY
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER

Item 3. Related Persons

Name
YIE-HSIN HUNG
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT

Item 3. Related Persons

Name
CARLA T. RUTIGLIANO
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT, HEAD OF HUMAN RESOURCES AND CORPORATE AFFAIRS

Item 3. Related Persons

Name
PATRICIA L. BARBARI
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND GENERAL AUDITOR

Item 3. Related Persons

Name
ELIZABETH K. BRILL
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND CHIEF ACTUARY

Item 3. Related Persons

Name
THOMAS A. HENDRY
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND TREASURER

Item 3. Related Persons

Name
AMY MILLER
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL AND SECRETARY

Item 3. Related Persons

Name
ROBERT M. GARDNER
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND CONTROLLER

Item 3. Related Persons

Name
MICHELE G. BUCK
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ROBERT B. CARTER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
RALPH DE LA VEGA
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
MARK L. FEIDLER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ROBERT F. FRIEL
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
DONNA H. KINNAIRD
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
THOMAS C. SCHIEVELBEIN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
EDWARD D. SHIRLEY
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
GERALD B. SMITH
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
AARON C. BALL
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND HEAD OF INSURANCE SOLUTIONS, SERVICE AND MARKETING

Item 3. Related Persons

Name
CLAIRE L. BABINEAUX-FONTENOT
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
PAULA A. STEINER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ALEXANDER I. COOK
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND HEAD OF STRATEGIC CAPABILITIES

Item 3. Related Persons

Name
ALAIN KARAOGLAN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND HEAD OF NON-AGENCY STRATEGIC INSURANCE BUSINESSES

Item 3. Related Persons

Name
NATALIE LAMARQUE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND GENERAL COUNSEL

Item 3. Related Persons

Name
BARBARA G. NOVICK
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 4. Industry Group

INSURANCE

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
First Sale Yet to Occur

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Other: INTEREST IN DEFERRED FIRST YEAR COMMISSION PLAN

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
1

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
0
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
311

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
NO COMMISSIONS OR SELLER REMUNERATION WILL BE PAID DIRECTLY OR INDIRECTLY IN CONNECTION WITH THE TRANSACTION.

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
NEW YORK LIFE INSURANCE CO
Issuer Signature
/S/ MARIA J. MAUCERI
Signer Name
MARIA J. MAUCERI
Signer Title
VICE PRESIDENT ACTUARY
Signature Date
01/28/2022
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