Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
VIVO OPPORTUNITY FUND, L.P.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
2017
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
192 LYTTON AVENUE
PALO ALTO, CA 94301
Phone Number:
subscription required
Item 3. Related Persons
Name
N/A VIVO OPPORTUNITY, LLC
Address
subscription required
Relationship(s)
Clarification of Response
GENERAL PARTNER OF THE ISSUER (THE GP).
Item 3. Related Persons
Name
HONGBO LU
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING MEMBER OF THE GP.
Item 3. Related Persons
Name
GAURAV AGGARWAL
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING MEMBER OF THE GP.
Item 3. Related Persons
Name
MICHAEL CHANG
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING MEMBER OF THE GP.
Item 3. Related Persons
Name
KEVIN DAI
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING MEMBER OF THE GP.
Item 3. Related Persons
Name
FRANK KUNG
Address
subscription required
Relationship(s)
Clarification of Response
MANAGING MEMBER OF THE GP.
Item 4. Industry Group
POOLED INVESTMENT FUND
- PRIVATE EQUITY FUND
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
09/28/2021
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 12. Sales Compensation
Recipient
GREENSTONE PLACEMENT MANAGEMENT FZ LLC
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
BOULEVARD PLAZA TOWER II
27TH FLOOR, P.O. BOX 73994
DOWNTOWN DUBAI, C0 -
States of Solicitation
Item 12. Sales Compensation
Recipient
INTE SECURITIES LLC
Recipient CRD Number
47107
(Associated) Broker or Dealer)
INTE SECURITIES LLC
(Associated) Broker or Dealer CRD Number
47107
Address
7000 W PALMETTO PARK ROAD
SUITE 503
BOCA RATON, FL 33433
States of Solicitation
Item 12. Sales Compensation
Recipient
LESTRINO PHILIP BAQUIRAN II
Recipient CRD Number
4308763
(Associated) Broker or Dealer)
INTE SECURITIES LLC
(Associated) Broker or Dealer CRD Number
47107
Address
42 BROADWAY
NEW YORK, NY 10004
States of Solicitation
- CA
- CO
- CT
- DC
- FL
- IL
- MA
- MN
- NJ
- NY
- OH
- PA
- TX
- VA
Item 12. Sales Compensation
Recipient
ALPINE CAPITAL ADVISORS SPA
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
AV. APOQUINDO 2930, OF. 801
LAS CONDES
SANTIAGO, F3 -
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
21500000
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
5
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
PLACEMENT AGENT FEES ARE TO BE PAID ON AN ESTABLISHED FEE ARRANGEMENT
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
VIVO OPPORTUNITY FUND, L.P.
Issuer Signature
/S/ FRANK KUNG
Signer Name
FRANK KUNG
Signer Title
MANAGING MEMBER OF THE GP
Signature Date
03/23/2022