Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
VIVO OPPORTUNITY FUND, L.P.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
2017

Previous Name(s)

Entity Type
LIMITED PARTNERSHIP

Item 2 Issuer Principal Place of Business and Contact Information

192 LYTTON AVENUE
PALO ALTO, CA 94301
Phone Number: subscription required

Item 3. Related Persons

Name
N/A VIVO OPPORTUNITY, LLC
Address
subscription required
Relationship(s)
  • PROMOTER
Clarification of Response
GENERAL PARTNER OF THE ISSUER (THE GP).

Item 3. Related Persons

Name
HONGBO LU
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
MANAGING MEMBER OF THE GP.

Item 3. Related Persons

Name
GAURAV AGGARWAL
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
MANAGING MEMBER OF THE GP.

Item 3. Related Persons

Name
MICHAEL CHANG
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
MANAGING MEMBER OF THE GP.

Item 3. Related Persons

Name
KEVIN DAI
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
MANAGING MEMBER OF THE GP.

Item 3. Related Persons

Name
FRANK KUNG
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
MANAGING MEMBER OF THE GP.

Item 4. Industry Group

POOLED INVESTMENT FUND - PRIVATE EQUITY FUND

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
09/28/2021

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
0

Item 12. Sales Compensation

Recipient
GREENSTONE PLACEMENT MANAGEMENT FZ LLC
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
BOULEVARD PLAZA TOWER II
27TH FLOOR, P.O. BOX 73994
DOWNTOWN DUBAI, C0 -
States of Solicitation

Item 12. Sales Compensation

Recipient
INTE SECURITIES LLC
Recipient CRD Number
47107
(Associated) Broker or Dealer)
INTE SECURITIES LLC
(Associated) Broker or Dealer CRD Number
47107
Address
7000 W PALMETTO PARK ROAD
SUITE 503
BOCA RATON, FL 33433
States of Solicitation
  • ALL STATES

Item 12. Sales Compensation

Recipient
LESTRINO PHILIP BAQUIRAN II
Recipient CRD Number
4308763
(Associated) Broker or Dealer)
INTE SECURITIES LLC
(Associated) Broker or Dealer CRD Number
47107
Address
42 BROADWAY
NEW YORK, NY 10004
States of Solicitation
  • CA
  • CO
  • CT
  • DC
  • FL
  • IL
  • MA
  • MN
  • NJ
  • NY
  • OH
  • PA
  • TX
  • VA

Item 12. Sales Compensation

Recipient
ALPINE CAPITAL ADVISORS SPA
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
AV. APOQUINDO 2930, OF. 801
LAS CONDES
SANTIAGO, F3 -
States of Solicitation

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
21500000
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
5

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
PLACEMENT AGENT FEES ARE TO BE PAID ON AN ESTABLISHED FEE ARRANGEMENT

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
VIVO OPPORTUNITY FUND, L.P.
Issuer Signature
/S/ FRANK KUNG
Signer Name
FRANK KUNG
Signer Title
MANAGING MEMBER OF THE GP
Signature Date
03/23/2022
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