Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ABRDN PLC
Jurisdiction of Incorporation/Organization
UNITED KINGDOM
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- STANDARD LIFE ABERDEEN PLC
Item 2 Issuer Principal Place of Business and Contact Information
1 GEORGE STREET
EDINBURGH, X0 EH2 2LL
Phone Number:
subscription required
Item 3. Related Persons
Name
DOUGLAS FLINT
Address
subscription required
Relationship(s)
Clarification of Response
CHAIRMAN OF THE BOARD OF DIRECTORS
Item 3. Related Persons
Name
STEPHEN BIRD
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CHIEF EXECUTIVE OFFICER
Item 3. Related Persons
Name
STEPHANIE BRUCE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CHIEF FINANCIAL OFFICER
Item 3. Related Persons
Name
JONATHAN ASQUITH
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CATHERINE BRADLEY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN DEVINE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
HANNAH GROVE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
BRIAN MCBRIDE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARTIN PIKE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CATHI RAFFAELI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CECILIA REYES
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JUTTA AF ROSENBORG
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OTHER BANKING AND FINANCIAL SERVICES
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
04/08/2022
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
464017
Total Amount Sold
464017
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
70
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
ABRDN PLC
Issuer Signature
/S/ KENNETH GILMOUR
Signer Name
KENNETH GILMOUR
Signer Title
COMPANY SECRETARY
Signature Date
04/25/2022