Form D/A

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
KINDERHOOK PARTNERS, LP
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

  • KINDERHOOK PARTNERS L P
Entity Type
LIMITED PARTNERSHIP

Item 2 Issuer Principal Place of Business and Contact Information

ONE EXECUTIVE DRIVE, SUITE 160
SUITE 160
FORT LEE, NJ 07024
Phone Number: subscription required

Item 3. Related Persons

Name
STEPHEN CLEARMAN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
MR. CLEARMAN IS A MANAGING MEMBER OF KINDERHOOK GP, LLC, THE GENERAL PARTNER OF THE ISSUER.

Item 3. Related Persons

Name
TUSHAR SHAH
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
MR. SHAH IS A MANAGING MEMBER OF KINDERHOOK GP, LLC, THE GENERAL PARTNER OF THE ISSUER.

Item 4. Industry Group

POOLED INVESTMENT FUND - HEDGE FUND

Item 5. Issuer Size

Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

Amendment
Date of First Sale in this Offering:
02/01/2003

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Pooled Investment Fund Interests

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
250000

Item 12. Sales Compensation

Recipient
VIEW PARTNERS CAPITAL LLC
Recipient CRD Number
146522
(Associated) Broker or Dealer)
N/A
(Associated) Broker or Dealer CRD Number
NONE
Address
575 MADISON AVENUE
10TH FLOOR
NEW YORK, NY 10022
States of Solicitation
  • CA
  • NJ
  • NY

Item 12. Sales Compensation

Recipient
HEATHER D. WILLIAMS
Recipient CRD Number
5496771
(Associated) Broker or Dealer)
VIEW PARTNERS CAPITAL LLC
(Associated) Broker or Dealer CRD Number
146522
Address
575 MADISON AVENUE
10TH FLOOR
NEW YORK, NY 10022
States of Solicitation
  • NY

Item 12. Sales Compensation

Recipient
RAKESH KAK
Recipient CRD Number
2761887
(Associated) Broker or Dealer)
VIEW PARTNERS CAPITAL LLC
(Associated) Broker or Dealer CRD Number
146522
Address
575 MADISON AVENUE
10TH FLOOR
NEW YORK, NY 10022
States of Solicitation
  • NY

Item 12. Sales Compensation

Recipient
RUSLAN VLADIMIROV CHILOV
Recipient CRD Number
4218979
(Associated) Broker or Dealer)
VIEW PARTNERS CAPITAL LLC
(Associated) Broker or Dealer CRD Number
146522
Address
575 MADISON AVENUE
10TH FLOOR
NEW YORK, NY 10022
States of Solicitation
  • NY

Item 13. Offering and Sales Amounts

Total Offering Amount
INDEFINITE
Total Amount Sold
60863181
Total Remaining to be Sold
INDEFINITE
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Yes
Number of non-accredited investors who already have invested in the offering:
2
Total number of investors who already have invested in the offering:
72

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0 Is an estimate
Finders' Fees
0.0 Is an estimate
Clarification of Response
THE PERSONS/ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response

Signature and Submission

Issuer Name
KINDERHOOK PARTNERS, LP
Issuer Signature
/S/ TUSHAR SHAH
Signer Name
TUSHAR SHAH
Signer Title
MANAGING MEMBER OF THE GENERAL PARTNER
Signature Date
03/18/2011
WhaleWisdom Logo

Elevate your investments