Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
KINDERHOOK PARTNERS, LP
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
Over Five Years Ago
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
ONE EXECUTIVE DRIVE, SUITE 160
SUITE 160
FORT LEE, NJ 07024
Phone Number:
subscription required
Item 3. Related Persons
Name
STEPHEN CLEARMAN
Address
subscription required
Relationship(s)
Clarification of Response
MR. CLEARMAN IS A MANAGING MEMBER OF KINDERHOOK GP, LLC, THE GENERAL PARTNER OF THE ISSUER.
Item 3. Related Persons
Name
TUSHAR SHAH
Address
subscription required
Relationship(s)
Clarification of Response
MR. SHAH IS A MANAGING MEMBER OF KINDERHOOK GP, LLC, THE GENERAL PARTNER OF THE ISSUER.
Item 4. Industry Group
POOLED INVESTMENT FUND
- HEDGE FUND
Item 5. Issuer Size
Aggregate Net Asset Value Range (for issuer specifying "hedge" or "other investment" fund in item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
02/01/2003
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
250000
Item 12. Sales Compensation
Recipient
VIEW PARTNERS CAPITAL LLC
Recipient CRD Number
146522
(Associated) Broker or Dealer)
N/A
(Associated) Broker or Dealer CRD Number
NONE
Address
575 MADISON AVENUE
10TH FLOOR
NEW YORK, NY 10022
States of Solicitation
Item 12. Sales Compensation
Recipient
HEATHER D. WILLIAMS
Recipient CRD Number
5496771
(Associated) Broker or Dealer)
VIEW PARTNERS CAPITAL LLC
(Associated) Broker or Dealer CRD Number
146522
Address
575 MADISON AVENUE
10TH FLOOR
NEW YORK, NY 10022
States of Solicitation
Item 12. Sales Compensation
Recipient
RAKESH KAK
Recipient CRD Number
2761887
(Associated) Broker or Dealer)
VIEW PARTNERS CAPITAL LLC
(Associated) Broker or Dealer CRD Number
146522
Address
575 MADISON AVENUE
10TH FLOOR
NEW YORK, NY 10022
States of Solicitation
Item 12. Sales Compensation
Recipient
RUSLAN VLADIMIROV CHILOV
Recipient CRD Number
4218979
(Associated) Broker or Dealer)
VIEW PARTNERS CAPITAL LLC
(Associated) Broker or Dealer CRD Number
146522
Address
575 MADISON AVENUE
10TH FLOOR
NEW YORK, NY 10022
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
60863181
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Yes
Number of non-accredited investors who already have invested in the offering:
2
Total number of investors who already have invested in the offering:
72
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0 Is an estimate
Finders' Fees
0.0 Is an estimate
Clarification of Response
THE PERSONS/ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0 Is an estimate
Clarification of Response
Signature and Submission
Issuer Name
KINDERHOOK PARTNERS, LP
Issuer Signature
/S/ TUSHAR SHAH
Signer Name
TUSHAR SHAH
Signer Title
MANAGING MEMBER OF THE GENERAL PARTNER
Signature Date
03/18/2011