Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
AGL CAPITAL CORP
Jurisdiction of Incorporation/Organization
NE
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
TEN PEACHTREE PLACE N.E.
ATLANTA, GA 30309
Phone Number:
subscription required
Item 1. Issuer's Identity
Name of Issuer:
AGL RESOURCES INC
Jurisdiction of Incorporation/Organization
GE
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
TEN PEACHTREE PLACE N.E.
ATLANTA, GA 30309
Phone Number:
subscription required
Item 3. Related Persons
Name
JOHN W. SOMERHALDER II
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
ANDREW W. EVANS
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
BRYAN E. SEAS
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC. AND AGL CAPITAL CORPORATION
Item 3. Related Persons
Name
PAUL R. SHLANTA
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC. AND AGL CAPITAL CORPORATION
Item 3. Related Persons
Name
SANDRA N. BANE
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
THOMAS D. BELL, JR.
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
CHARLES R. CRISP
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
ARTHUR E. JOHNSON
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
WYCK A. KNOX, JR.
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
DENNIS M. LOVE
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
CHARLES H. MCTIER
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
DEAN R. O'HARE
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
JAMES A. RUBRIGHT
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
BETTINA M. WHYTE
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
HENRY C. WOLF
Address
subscription required
Relationship(s)
Clarification of Response
AGL RESOURCES INC.
Item 3. Related Persons
Name
L. STEPHEN CAVE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
AGL CAPITAL CORPORATION
Item 3. Related Persons
Name
KRISTINE EPPES
Address
subscription required
Relationship(s)
Clarification of Response
AGL CAPITAL CORPORATION
Item 3. Related Persons
Name
WILLIAM A. PALMER III
Address
subscription required
Relationship(s)
Clarification of Response
AGL CAPITAL CORPORATION
Item 4. Industry Group
OIL AND GAS
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
OVER $100,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
08/31/2011
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Debt
- Other: INCLUDING RELATED GUARANTEES OF AGL CAPITAL CORPORATION'S PARENT, AGL RESOURCES INC.
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
Yes
Clarification of Response
SEE FORM 8-K OF AGL RESOURCES INC. FILED SEPTEMBER 7, 2011.
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
100000
Item 12. Sales Compensation
Recipient
GOLDMAN, SACHS CO.
Recipient CRD Number
361
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
200 WEST STREET
NEW YORK, NY 10282-2198
States of Solicitation
- CT
- GA
- IL
- IN
- IA
- MA
- MN
- MO
- NY
- NC
- OH
- PA
- VA
- WA
Item 12. Sales Compensation
Recipient
WELLS FARGO SECURITIES, LLC
Recipient CRD Number
126292
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
301 S. COLLEGE STREET, TW-8
MAIL CODE NC0602
CHARLOTTE, NC 28202-0602
States of Solicitation
- CA
- CT
- GA
- IL
- IA
- MA
- MO
- NE
- NJ
- OH
- TX
- UT
Item 12. Sales Compensation
Recipient
MERRILL LYNCH, FENNER SMITH INCORPORATED
Recipient CRD Number
7691
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
ONE BRYANT PARK
NEW YORK, NY 10036
States of Solicitation
- AL
- CT
- IL
- IN
- IA
- MN
- MS
- NE
- NY
- PA
- TN
- TX
- VT
- WI
Item 13. Offering and Sales Amounts
Total Offering Amount
275000000
Total Amount Sold
275000000
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
5
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
1718750.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
AGL CAPITAL CORP
Issuer Signature
/S/ PAUL R. SHLANTA
Signer Name
PAUL R. SHLANTA
Signer Title
PRESIDENT
Signature Date
09/15/2011
Issuer Name
AGL RESOURCES INC
Issuer Signature
/S/ ANDREW EVANS
Signer Name
ANDREW EVANS
Signer Title
EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER
Signature Date
09/13/2011