Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
OPTIMUMBANK HOLDINGS, INC.
Jurisdiction of Incorporation/Organization
FL
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
2477 EAST COMMERCIAL BOULEVARD
FORT LAUDERDALE, FL 33308
Phone Number:
subscription required
Item 3. Related Persons
Name
ROBERT ACRI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SAM BOREK
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICHARD BROWDY
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
SETH GILLMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MOISHE GUBIN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
WENDY MITCHLER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LARRY WILLIS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
HOWARD ZUSMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
THOMAS PROCELLI
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
COMMERCIAL BANKING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
10/27/2011
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
4800
Item 13. Offering and Sales Amounts
Total Offering Amount
15000000
Total Amount Sold
8400900
Total Remaining to be Sold
6599100
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Yes
Number of non-accredited investors who already have invested in the offering:
4
Total number of investors who already have invested in the offering:
43
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
OPTIMUMBANK HOLDINGS, INC.
Issuer Signature
RICHARD L. BROWDY
Signer Name
RICHARD L. BROWDY
Signer Title
PRESIDENT
Signature Date
11/09/2011