Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
STONERIDGE INC
Jurisdiction of Incorporation/Organization
OH
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
9400 EAST MARKET STREET
WARREN, OH 44484
Phone Number:
subscription required
Item 3. Related Persons
Name
JOHN C. COREY
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
JEFFREY P. DRAIME
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DOUGLAS C. JACOBS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
IRA C. KAPLAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
KIM KORTH
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
WILLIAM M. LASKY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PAUL J. SCHLATHER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GEORGE E. STRICKLER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
THOMAS A. BEAVER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MICHAEL D. SLOAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARK J. TERVALON
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
MANUFACTURING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
OVER $100,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
12/29/2011
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
16500000
Total Amount Sold
16500000
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
2
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
STONERIDGE INC
Issuer Signature
/S/ GEORGE STRICKLER
Signer Name
GEORGE STRICKLER
Signer Title
EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER
Signature Date
01/13/2012