Mintz Hal

Taken From the combined 2021-09-30 13F-HR Filing of SABBY MANAGEMENT, LLC

Stock Symbol Security Type Shares Market Value
ION GEOPHYSICAL CORP NOTE 8.000%12/1 DEBT-ION PRN 3150000 272.551 Million
iShares Russell 2000 ETF IWM PUT 1794 39.244 Million
iShares Russell 2000 ETF IWM CALL 1500 32.813 Million
SPDR S&P 500 ETF Trust SPY CALL 750 32.186 Million
Bit Digital Inc BTBT SH 4216310 30.484 Million
SPDR(R) Bloomberg Barclays 1-3 Month T-Bill ETF-SPDR(R) Bloomberg Barclays 1-3 Month T-Bill ETF BIL PUT 1713 21.534 Million
SPDR S&P 500 ETF Trust SPY PUT 444 19.054 Million
Sorrento Therapeutics Inc SRNE PUT 21846 16.669 Million
BIT Mining Ltd BTCM SH 2000000 16.34 Million
Barclays iPath Series B S&P 500 VIX Shor VXX CALL 5336 14.85 Million
Sorrento Therapeutics Inc SRNE SH 1698107 12.957 Million
Barclays iPath Series B S&P 500 VIX Shor VXX SH 400000 11.132 Million
Marathon Digital Holdings Inc MARA PUT 1985 6.269 Million
COCRYSTAL PHARMA INC COCP SH 5165416 5.424 Million
Atossa Genetics Inc ATOS PUT 15725 5.126 Million
Ocular Therapeutix Inc OCUL CALL 5115 5.115 Million
Canaan Inc. ADR CAN PUT 7875 4.812 Million
Virpax Pharmaceuticals Inc VRPX SH 993000 4.766 Million
Red Cat Holdings Inc RCAT SH 1359385 4.731 Million
Takung Art Co Ltd TKAT SH 608740 4.62 Million
Kandi Technologies Group Inc KNDI PUT 9742 4.335 Million
Amarin Corp. ADR AMRN CALL 8238 4.201 Million
Bit Digital Inc BTBT PUT 5586 4.039 Million
Humanco Acq Corp HMCO SH 404185 3.997 Million
Butterfly Network Inc BFLY CALL 3503 3.657 Million
Recon Technology Ltd RCON SH 1280097 3.623 Million
Mirati Therapeutics Inc MRTX CALL 193 3.414 Million
Color Star Technology Co Ltd CSCW SH 6177524 3.386 Million
BioVie Inc. BIVI SH 504861 3.378 Million
Actinium Pharmaceuticals Inc ATNM PUT 3757 3.329 Million
Flux Power Holdings, Inc. FLUX SH 653016 3.317 Million
Vincerx Pharma Inc VINC SH 200000 3.234 Million
PharmaCyte Biotech, Inc. PMCB SH 1010146 3.202 Million
New Age Beverages Corp NBEV SH 2288078 3.18 Million
9 Meters Biopharma Inc NMTR PUT 24371 3.168 Million
Sphere 3D Corp ANY PUT 5081 3.018 Million
Guardforce AI Co Ltd GFAI SH 727647 2.881 Million
Ionis Phrmacutls IONS PUT 846 2.837 Million
Ionis Phrmacutls IONS SH 84600 2.837 Million
KemPharm KMPH PUT 2912 2.717 Million
Riot Blockchain Inc RIOT PUT 1019 2.619 Million
Rewalk Robotics Ltd RWLK SH 1632770 2.465 Million
Mogo Finance Technology Inc MOGO PUT 5506 2.379 Million
BIT Mining Ltd BTCM PUT 2859 2.336 Million
THE9 LTD-ADR NCTY PUT 2260 2.33 Million
Marathon Digital Holdings Inc MARA SH 72643 2.294 Million
Tricida Inc TCDA SH 475000 2.204 Million
1847 Goedeker Inc. GOED PUT 6816 2.14 Million
Oramed Pharmaceuticals Inc ORMP PUT 972 2.136 Million
Amarin Corp. ADR AMRN PUT 4122 2.102 Million
Ocular Therapeutix Inc OCUL PUT 2097 2.097 Million
Riot Blockchain Inc RIOT SH 81052 2.083 Million
Autolus Therapeutics PLC AUTL SH 300000 1.965 Million
Trillium Therapeutics Inc TRIL PUT 1109 1.947 Million
Ekso Bionics Holdings Inc EKSO SH 420179 1.941 Million
Digital Ally Inc DGLY SH 1531958 1.854 Million
Mogo Finance Technology Inc MOGO SH 412059 1.78 Million
XpresSpa Group Inc XSPA PUT 11948 1.756 Million
Vaxcyte, Inc. PCVX SH 66483 1.687 Million
Brainstorm Cell Therapeutics Inc BCLI PUT 4928 1.626 Million
Globus Maritime Ltd GLBS SH 556883 1.626 Million
WiMi Hologram Cloud Inc. ADR WIMI SH 383791 1.581 Million
Brainstorm Cell Therapeutics Inc BCLI SH 476325 1.572 Million
Spi Energy Co Ltd SPI PUT 3130 1.571 Million
Digital Ally Inc DGLY PUT 12899 1.561 Million
Canaan Inc. ADR CAN SH 247929 1.515 Million
Kandi Technologies Group Inc KNDI SH 337430 1.502 Million
New Age Beverages Corp NBEV CALL 10710 1.489 Million
CUI Glbl Inc OEG SH 477500 1.471 Million
Kiromic BioPharma, Inc. KRBP SH 478122 1.468 Million
Ocular Therapeutix Inc OCUL SH 142000 1.42 Million
Mohawk Group Holdings Inc ATER PUT 1296 1.404 Million
WiMi Hologram Cloud Inc. ADR WIMI PUT 3405 1.403 Million
PDS Biotechnology Corp PDSB CALL 931 1.387 Million
Infinity Pharmaceuticals Inc INFI CALL 3853 1.318 Million
MMTEC Inc MTC SH 1104286 1.303 Million
Cyren Ltd CYRN SH 2000000 1.24 Million
Trillium Therapeutics Inc TRIL SH 70000 1.229 Million
Aslan Pharmaceuticals Ltd ASLN SH 688400 1.225 Million
Caladrius Biosciences Inc CLBS SH 954235 1.164 Million
NuZee, Inc. NUZE SH 499047 1.098 Million
Amplitech Group Inc AMPG SH 305255 1.093 Million
Acutus Medical, Inc. AFIB SH 119755 1.059 Million
Aurinia Pharmaceuticals Inc AUPH CALL 469 1.038 Million
EXELA TECHNOLOGIES INC XELA PUT 5067 983 Thousand
1847 Goedeker Inc. GOED SH 301751 948 Thousand
Second Sight Medical Products Inc EYES SH 291973 931 Thousand
CBAK Energy Technology Inc CBAT PUT 3521 920 Thousand
Biophytis SA BPTS SH 103263 893 Thousand
Oramed Pharmaceuticals Inc ORMP SH 40344 887 Thousand
Mirati Therapeutics Inc MRTX SH 5000 885 Thousand
Athersys Inc ATHX CALL 6621 881 Thousand
NRX Pharmaceuticals, Inc NRXP PUT 926 858 Thousand
Statera BioPharma Inc STAB SH 366460 847 Thousand
Curis Inc CRIS CALL 1087 843 Thousand
Guardforce AI Co Ltd GFAIW SH 1020389 816 Thousand
Inhibikase Therapeutics Inc IKT SH 425014 808 Thousand
Nemaura Medical Inc NMRD PUT 1318 792 Thousand
Curis Inc CRIS SH 100200 785 Thousand
Caladrius Biosciences Inc CLBS PUT 6362 776 Thousand
Progenity, Inc. PROG PUT 5077 772 Thousand
Amarin Corp. ADR AMRN SH 148771 759 Thousand
Atossa Genetics Inc ATOS CALL 2187 713 Thousand
Ocean Power Technologies Inc OPTT PUT 3029 703 Thousand
Lexaria Bioscience Corp. Warrant LEXXW SH 332971 699 Thousand
Arcadia Biosciences Inc RKDA PUT 3304 684 Thousand
Second Sight Medical Products Inc EYES PUT 2132 680 Thousand
Daxor Corporation-Common Stock DXR SH 57924 677 Thousand
ContraFect Corp CFRX SH 166175 673 Thousand
Castor Maritime Inc CTRM SH 273130 666 Thousand
Castor Maritime Inc CTRM PUT 2612 637 Thousand
Jupiter Wellness, Inc. JUPW SH 412915 582 Thousand
BIO-Key Intl Inc BKYI PUT 1623 571 Thousand
THE9 LTD-ADR NCTY SH 52691 543 Thousand
Enochian Biosciences Inc ENOB SH 79314 534 Thousand
Kadmon Holdings Inc KDMN SH 60351 526 Thousand
9 Meters Biopharma Inc NMTR CALL 3655 475 Thousand
Amplitech Group Equity Warrants Exp 1st AMPGW SH 348673 453 Thousand
Meatech 3D Ltd MITC SH 72700 443 Thousand
SPDR(R) S&P(R) Biotech ETF-SPDR(R) S&P(R) Biotech ETF XBI SH 3500 440 Thousand
Catalyst Biosciences Inc CBIO SH 105742 435 Thousand
PDS Biotechnology Corp PDSB PUT 284 423 Thousand
KemPharm KMPH SH 41531 387 Thousand
Globus Maritime Ltd GLBS PUT 1259 368 Thousand
ADiTx Therapeutics, Inc. ADTX PUT 2135 361 Thousand
Catalyst Biosciences Inc CBIO CALL 852 350 Thousand
PainReform Ltd. PRFX SH 117528 326 Thousand
Splash Beverage Group Inc SBEV.WS SH 605659 321 Thousand
Twin Vee PowerCats Co VEEE SH 88777 319 Thousand
Recon Technology Ltd RCON PUT 1128 319 Thousand
Flux Power Holdings, Inc. FLUX SH 62195 316 Thousand
THE9 LTD-ADR NCTY CALL 288 297 Thousand
Adamis Pharmaceuticals Corp ADMP PUT 3024 293 Thousand
Phio Pharmaceuticals Corp PHIO PUT 1383 281 Thousand
Inspira Technologies Oxy B.H.N. Ltd IINN SH 102553 275 Thousand
Autolus Therapeutics PLC AUTL CALL 409 268 Thousand
Ucommune International Ltd UK SH 298798 260 Thousand
Infinity Pharmaceuticals Inc INFI SH 70431 241 Thousand
Actinium Pharmaceuticals Inc ATNM SH 26488 235 Thousand
Envirotech Vehicles Inc EVTV SH 850000 232 Thousand
Trillium Therapeutics Inc TRIL CALL 120 211 Thousand
Adamis Pharmaceuticals Corp ADMP CALL 2161 210 Thousand
ADiTx Therapeutics, Inc. ADTX SH 122863 208 Thousand
Inspira Technologies Oxy B.H.N. Ltd IINNW SH 253063 208 Thousand
HumanCo Acquisition Equity Warrant HMCOW SH 200314 198 Thousand
Pluristem Therapeutics Inc PSTI PUT 742 197 Thousand
Surgalign Holdings Inc SRGA PUT 1773 193 Thousand
Diginex Ltd EQOS SH 59478 193 Thousand
Actinium Pharmaceuticals Inc ATNM CALL 205 182 Thousand
Diginex Ltd EQOS SH 53055 172 Thousand
ABVC Biopharma Inc ABVC SH 71558 165 Thousand
Novan Inc NOVN SH 19132 156 Thousand
Athersys Inc ATHX SH 116444 155 Thousand
PharmaCyte Biotech, Inc. PMCB PUT 441 140 Thousand
Palisade Bio PALI SH 52500 139 Thousand
FuelCell Energy Inc FCEL CALL 200 134 Thousand
Rewalk Robotics Ltd RWLK PUT 839 127 Thousand
Cardiff Oncology Inc CRDF PUT 170 113 Thousand
Evoke Pharma Inc EVOK SH 81975 107 Thousand
Citius Pharmaceuticals Inc CTXR PUT 491 100 Thousand
NABRIVA THERAPEUTICS PLC NTY:SWB2 PUT 790 94 Thousand
ION Geophysical Corp. IO CALL 692 92 Thousand
Phio Pharmaceuticals Corp PHIO SH 40684 83 Thousand
Harbor Custom Development Inc HCDIW SH 148975 83 Thousand
Diginex Ltd EQOS PUT 242 78 Thousand
Ecoark Holdings Inc ZEST SH 14603 77 Thousand
BIO-Key Intl Inc BKYI SH 20001 70 Thousand
Tricida Inc TCDA CALL 146 68 Thousand
VistaGen Therapeutics Inc VTGN PUT 244 67 Thousand
Purple Biotech Ltd PPBT PUT 125 57 Thousand
Evofem Biosciences Inc EVFM PUT 725 54 Thousand
Aslan Pharmaceuticals Ltd ASLN PUT 304 54 Thousand
NABRIVA THERAPEUTICS PLC NTY:SWB2 SH 36735 44 Thousand
Vascular Biogenics Ltd VBLT CALL 198 41 Thousand
Athersys Inc ATHX PUT 307 41 Thousand
CBAK Energy Technology Inc CBAT SH 17548 41 Thousand
Diginex Ltd EQOS PUT 125 41 Thousand
Surgalign Holdings Inc SRGA SH 31927 35 Thousand
Titan Pharmaceuticals Inc TTNP PUT 184 34 Thousand
Grom Social Enterprises Inc GROMW SH 29471 32 Thousand
NanoVibronix Inc NAOV SH 10000 21 Thousand
Tanzanian Royalty Exploration Corp TRX PUT 404 20 Thousand
IT Tech Packaging ITP PUT 254 17 Thousand
Tanzanian Royalty Exploration Corp TRX SH 12213 6 Thousand

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