a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Investor Class
|
ii. Class identification number, if any |
C000135566
|
iii. Ticker symbol, if any |
OTCRX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Institutional Class
|
ii. Class identification number, if any |
C000135565
|
iii. Ticker symbol, if any |
OTTRX
|
Pricing Services Record:
1 |
i. Full name |
Intercontinental Exchange Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000F4ZO33MV32P92
|
Description of other identifying number |
|
iii. State, if applicable |
GEORGIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
U.S. Bancorp Fund Services LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
N1GZ7BBF3NP8GI976H15
|
Description of other identifying number |
|
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
U.S. Bancorp Fund Services LLC
|
ii. LEI, if any, or other identifying number |
N1GZ7BBF3NP8GI976H15
|
Description of other identifying number |
|
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
RAYMOND JAMES & ASSOCIATES, INC.
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
U4ONQX15J3RO8XCKE979
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
95,149.000000000000
|
Brokers Record:
2 |
i. Full name of broker |
WELLS FARGO SECURITIES LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
106,417.000000000000
|
Brokers Record:
3 |
i. Full name of broker |
SANFORD C. BERNSTEIN & CO., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
40,988.000000000000
|
Brokers Record:
4 |
i. Full name of broker |
J.P. MORGAN SECURITIES LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
29,566.000000000000
|
Brokers Record:
5 |
i. Full name of broker |
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
ii. SEC file number |
8-1447
|
iii. CRD number |
000000793
|
iv. LEI, if any |
5WUVMA08EYG4KEUPW589
|
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
36,458.000000000000
|
Brokers Record:
6 |
i. Full name of broker |
MORGAN STANLEY & CO. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
379,203.000000000000
|
Brokers Record:
7 |
i. Full name of broker |
GOLDMAN SACHS & CO. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
43,175.000000000000
|
Brokers Record:
8 |
i. Full name of broker |
ITG INC.
|
ii. SEC file number |
8-44218
|
iii. CRD number |
000029299
|
iv. LEI, if any |
549300S41SMIODVIT266
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
51,395.000000000000
|
Brokers Record:
9 |
i. Full name of broker |
JEFFERIES LLC
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
65,900.000000000000
|
Brokers Record:
10 |
i. Full name of broker |
STRATEGAS SECURITIES LLC
|
ii. SEC file number |
8-68138
|
iii. CRD number |
000149326
|
iv. LEI, if any |
254900D5NQ2O9DJLKH96
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
20,234.000000000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
925,980.000000000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
RAYMOND JAMES & ASSOCIATES, INC.
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
U4ONQX15J3RO8XCKE979
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
241,993.000000000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
WELLS FARGO SECURITIES LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,434,624.000000000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Retail Class
|
ii. Class identification number, if any |
C000117199
|
iii. Ticker symbol, if any |
BVEFX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Institutional Class
|
ii. Class identification number, if any |
C000117200
|
iii. Ticker symbol, if any |
BVEIX
|
Pricing Services Record:
1 |
i. Full name |
Intercontinental Exchange Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000F4ZO33MV32P92
|
Description of other identifying number |
|
iii. State, if applicable |
GEORGIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
U.S. Bancorp Fund Services LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
N1GZ7BBF3NP8GI976H15
|
Description of other identifying number |
|
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
U.S. Bancorp Fund Services LLC
|
ii. LEI, if any, or other identifying number |
N1GZ7BBF3NP8GI976H15
|
Description of other identifying number |
|
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
INSTINET, LLC
|
ii. SEC file number |
8-23669
|
iii. CRD number |
000007897
|
iv. LEI, if any |
549300MGMN3RKMU8FT57
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
74,963.000000000000
|
Brokers Record:
2 |
i. Full name of broker |
SANFORD C. BERNSTEIN & CO., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
9,300.000000000000
|
Brokers Record:
3 |
i. Full name of broker |
STRATEGAS SECURITIES, LLC
|
ii. SEC file number |
8-68138
|
iii. CRD number |
000149326
|
iv. LEI, if any |
254900D5NQ2O9DJLKH96
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
27,275.000000000000
|
Brokers Record:
4 |
i. Full name of broker |
MORGAN STANLEY & CO. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
MARYLAND
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
20,737.000000000000
|
Brokers Record:
5 |
i. Full name of broker |
RAYMOND JAMES & ASSOCIATES, INC.
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
U4ONQX15J3RO8XCKE979
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
19,506.000000000000
|
Brokers Record:
6 |
i. Full name of broker |
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
549300PMHS66E71I2D34
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
15,639.000000000000
|
Brokers Record:
7 |
i. Full name of broker |
J.P. MORGAN SECURITIES LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
15,530.000000000000
|
Brokers Record:
8 |
i. Full name of broker |
CREDIT SUISSE SECURITIES (USA) LLC
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
14,817.000000000000
|
Brokers Record:
9 |
i. Full name of broker |
ROBERT W. BAIRD & CO. INCORPORATED
|
ii. SEC file number |
8-497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
10,787.000000000000
|
Brokers Record:
10 |
i. Full name of broker |
RBC CAPITAL MARKETS, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
10,438.000000000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
229,053.000000000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Retail Class
|
ii. Class identification number, if any |
C000075123
|
iii. Ticker symbol, if any |
CAMLX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Institutional Class
|
ii. Class identification number, if any |
C000088646
|
iii. Ticker symbol, if any |
CMLIX
|
Pricing Services Record:
1 |
i. Full name |
Intercontinental Exchange Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000F4ZO33MV32P92
|
Description of other identifying number |
|
iii. State, if applicable |
GEORGIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
U.S. Bancorp Fund Services LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
N1GZ7BBF3NP8GI976H15
|
Description of other identifying number |
|
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
U.S. Bancorp Fund Services LLC
|
ii. LEI, if any, or other identifying number |
N1GZ7BBF3NP8GI976H15
|
Description of other identifying number |
|
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
WILLIAM BLAIR & COMPANY LLC
|
ii. SEC file number |
8-2698
|
iii. CRD number |
000001252
|
iv. LEI, if any |
549300J0P7XYE8BMZ775
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
7,087.000000000000
|
Brokers Record:
2 |
i. Full name of broker |
JEFFERIES LLC
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
749.000000000000
|
Brokers Record:
3 |
i. Full name of broker |
J.P. MORGAN SECURITIES LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
6,567.000000000000
|
Brokers Record:
4 |
i. Full name of broker |
GOLDMAN SACHS & CO. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,365.000000000000
|
Brokers Record:
5 |
i. Full name of broker |
CREDIT SUISSE SECURITIES (USA) LLC
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,282.000000000000
|
Brokers Record:
6 |
i. Full name of broker |
WINSLOW, EVANS & CROCKER, INC.
|
ii. SEC file number |
8-44347
|
iii. CRD number |
000029686
|
iv. LEI, if any |
549300EVLXSCM40LO982
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,175.000000000000
|
Brokers Record:
7 |
i. Full name of broker |
EVERCORE GROUP L.L.C.
|
ii. SEC file number |
8-49830
|
iii. CRD number |
000042405
|
iv. LEI, if any |
5493008F0LRLS5N8LZ81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,443.000000000000
|
Brokers Record:
8 |
i. Full name of broker |
Fidelity Brokerage Services LLC
|
ii. SEC file number |
8-23292
|
iii. CRD number |
000007784
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
RHODE ISLAND
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,389.000000000000
|
Brokers Record:
9 |
i. Full name of broker |
OPPENHEIMER & CO. INC.
|
ii. SEC file number |
8-4077
|
iii. CRD number |
000000249
|
iv. LEI, if any |
254900VH02JQR2L8XD64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,270.000000000000
|
Brokers Record:
10 |
i. Full name of broker |
B. RILEY & CO., LLC
|
ii. SEC file number |
8-49016
|
iii. CRD number |
000040355
|
iv. LEI, if any |
549300AEVMODVBY3QS51
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,139.000000000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
29,430.000000000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Retail Class
|
ii. Class identification number, if any |
C000119246
|
iii. Ticker symbol, if any |
CMIDX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Institutional Class
|
ii. Class identification number, if any |
C000119247
|
iii. Ticker symbol, if any |
IMIDX
|
Pricing Services Record:
1 |
i. Full name |
Intercontinental Exchange Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000F4ZO33MV32P92
|
Description of other identifying number |
|
iii. State, if applicable |
GEORGIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
U.S. Bancorp Fund Services LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
N1GZ7BBF3NP8GI976H15
|
Description of other identifying number |
|
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
U.S. Bancorp Fund Services LLC
|
ii. LEI, if any, or other identifying number |
N1GZ7BBF3NP8GI976H15
|
Description of other identifying number |
|
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
GOLDMAN SACHS & CO. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
68,446.000000000000
|
Brokers Record:
2 |
i. Full name of broker |
Fidelity Brokerage Services LLC
|
ii. SEC file number |
8-23292
|
iii. CRD number |
000007784
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
RHODE ISLAND
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
11,062.000000000000
|
Brokers Record:
3 |
i. Full name of broker |
OPPENHEIMER & CO. INC.
|
ii. SEC file number |
8-4077
|
iii. CRD number |
000000249
|
iv. LEI, if any |
254900VH02JQR2L8XD64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
46,958.000000000000
|
Brokers Record:
4 |
i. Full name of broker |
EVERCORE GROUP L.L.C.
|
ii. SEC file number |
8-49830
|
iii. CRD number |
000042405
|
iv. LEI, if any |
5493008F0LRLS5N8LZ81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
43,695.000000000000
|
Brokers Record:
5 |
i. Full name of broker |
WILLIAM BLAIR & COMPANY LLC
|
ii. SEC file number |
8-2698
|
iii. CRD number |
000001252
|
iv. LEI, if any |
549300J0P7XYE8BMZ775
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
37,295.000000000000
|
Brokers Record:
6 |
i. Full name of broker |
J.P. MORGAN SECURITIES LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
26,762.000000000000
|
Brokers Record:
7 |
i. Full name of broker |
COWEN AND COMPANY, LLC
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
22,603.000000000000
|
Brokers Record:
8 |
i. Full name of broker |
IMPERIAL CAPITAL, LLC
|
ii. SEC file number |
8-50397
|
iii. CRD number |
000043744
|
iv. LEI, if any |
549300I8X15KSI64Y307
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
19,454.000000000000
|
Brokers Record:
9 |
i. Full name of broker |
MORGAN STANLEY & CO. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
16,328.000000000000
|
Brokers Record:
10 |
i. Full name of broker |
CREDIT SUISSE SECURITIES (USA) LLC
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
12,794.000000000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
319,922.000000000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Retail Class
|
ii. Class identification number, if any |
C000189785
|
iii. Ticker symbol, if any |
CSMVX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Institutional Class
|
ii. Class identification number, if any |
C000189786
|
iii. Ticker symbol, if any |
CSMCX
|
Pricing Services Record:
1 |
i. Full name |
Intercontinental Exchange Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000F4ZO33MV32P92
|
Description of other identifying number |
|
iii. State, if applicable |
GEORGIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
U.S. Bancorp Fund Services LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
N1GZ7BBF3NP8GI976H15
|
Description of other identifying number |
|
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
U.S. Bancorp Fund Services LLC
|
ii. LEI, if any, or other identifying number |
N1GZ7BBF3NP8GI976H15
|
Description of other identifying number |
|
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
WILLIAM BLAIR & COMPANY LLC
|
ii. SEC file number |
8-2698
|
iii. CRD number |
000001252
|
iv. LEI, if any |
549300J0P7XYE8BMZ775
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
9,465.000000000000
|
Brokers Record:
2 |
i. Full name of broker |
EVERCORE GROUP L.L.C.
|
ii. SEC file number |
8-49830
|
iii. CRD number |
000042405
|
iv. LEI, if any |
5493008F0LRLS5N8LZ81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
577.000000000000
|
Brokers Record:
3 |
i. Full name of broker |
IMPERIAL CAPITAL, LLC
|
ii. SEC file number |
8-50397
|
iii. CRD number |
000043744
|
iv. LEI, if any |
549300I8X15KSI64Y307
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
5,473.000000000000
|
Brokers Record:
4 |
i. Full name of broker |
GOLDMAN SACHS & CO. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,894.000000000000
|
Brokers Record:
5 |
i. Full name of broker |
COWEN AND COMPANY, LLC
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,928.000000000000
|
Brokers Record:
6 |
i. Full name of broker |
B. RILEY & CO., LLC
|
ii. SEC file number |
8-49016
|
iii. CRD number |
000040355
|
iv. LEI, if any |
549300AEVMODVBY3QS51
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,756.000000000000
|
Brokers Record:
7 |
i. Full name of broker |
OPPENHEIMER & CO. INC.
|
ii. SEC file number |
8-4077
|
iii. CRD number |
000000249
|
iv. LEI, if any |
254900VH02JQR2L8XD64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,535.000000000000
|
Brokers Record:
8 |
i. Full name of broker |
Fidelity Brokerage Services LLC
|
ii. SEC file number |
8-23292
|
iii. CRD number |
000007784
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
RHODE ISLAND
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
970.000000000000
|
Brokers Record:
9 |
i. Full name of broker |
WINSLOW, EVANS & CROCKER, INC.
|
ii. SEC file number |
8-44347
|
iii. CRD number |
000029686
|
iv. LEI, if any |
549300EVLXSCM40LO982
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
914.000000000000
|
Brokers Record:
10 |
i. Full name of broker |
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
ii. SEC file number |
8-1447
|
iii. CRD number |
000000793
|
iv. LEI, if any |
5WUVMA08EYG4KEUPW589
|
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
864.000000000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
29,287.000000000000
|