schemaVersion:

N-CEN/A: Filer Information

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 

Notification Information

Notify via Filing Website only? Checkbox not checked

N-CEN/A:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000040902 
Series ID Record:2
Series ID
S000040907 
Series ID Record:3
Series ID
S000040905 
Series ID Record:4
Series ID
S000000602 
Series ID Record:5
Series ID
S000040904 

N-CEN/A:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2018-08-31 
b. Does this report cover a period of less than 12 months? Radio button not checked Yes Radio button checked No

N-CEN/A:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
NUVEEN INVESTMENT TRUST 
b. Investment Company Act file number ( e.g., 811-)
811-07619 
c. CIK
0001013881 
d. LEI
549300USW5KS65DKCD79 

Item B.2. Address and telephone number of Registrant.

a. Street 1
JOHN NUVEEN & CO INC 
Street 2
333 WEST WACKER DRIVE 32ND FLOOR 
b. City
Chicago 
c. State, if applicable
ILLINOIS  
d. Foreign country, if applicable
UNITED STATES OF AMERICA  
e. Zip code and zip code extension, or foreign postal code
60606 
f. Telephone number (including country code if foreign)
312-917-7700 
g. Public Website, if any
www.nuveen.com 

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
State Street Bank & Trust Company 
b. Street 1
One Lincoln Street 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02111 
g. Telephone number (including country code if foreign)
6177863000 
h. Briefly describe the books and records kept at this location:
All Instruments representing the investment of the Funds and all cash are held by State Street Bank. State Street Bank delivers securities against payment upon sale and pays for securities against delivery upon purchase. State Street Bank also remits Fund 
Location books Record: 2
a. Name of person (e.g., a custodian of records)
DST Systems, Inc. 
b. Street 1
P.o. Box 219140 
Street 2
 
c. City
Kansas City 
d. State, if applicable
MISSOURI  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
641219140 
g. Telephone number (including country code if foreign)
8002578787 
h. Briefly describe the books and records kept at this location:
All required records in its capacity as transfer, dividend paying, and shareholder service agent for the Registrant 
Location books Record: 3
a. Name of person (e.g., a custodian of records)
Nuveen Fund Advisors, LLC 
b. Street 1
333 West Wacker Drive 
Street 2
 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
606061286 
g. Telephone number (including country code if foreign)
3129177700 
h. Briefly describe the books and records kept at this location:
Certificate of Incorporation, By-Laws, minutes of director and shareholder meetings and contracts of the Registrant and all advisory material of the investment adviser 

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button not checked Yes Radio button checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
Nuveen Funds 

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked  a. Open-end management investment company registered under the Act on Form N-1A 
Checkbox not checked  b. Closed-end management investment company registered under the Act on Form N-2  
Checkbox not checked  c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
Checkbox not checked  d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
Checkbox not checked  e. Small business investment company registered under the Act on Form N-5 
Checkbox not checked  f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
Checkbox not checked  g. Unit investment trust registered under the Act on Form N-8B-2 
i. Total number of Series of the Registrant
9 
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 1
i. Name of the Series
Nuveen Concentrated Core Fund 
ii. Series identification number
S000040902 
iii. Date of termination (month/year)
07/2018 

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
Terence J. Toth 
b. CRD number, if any
004501033 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08333 
File Number Record: 2
File Number Record:
811-23262 
File Number Record: 3
File Number Record:
811-23198 
File Number Record: 4
File Number Record:
811-23195 
File Number Record: 5
File Number Record:
811-23141 
File Number Record: 6
File Number Record:
811-23102 
File Number Record: 7
File Number Record:
811-23075 
File Number Record: 8
File Number Record:
811-23074 
File Number Record: 9
File Number Record:
811-23051 
File Number Record: 10
File Number Record:
811-22988 
File Number Record: 11
File Number Record:
811-07943 
File Number Record: 12
File Number Record:
811-22971 
File Number Record: 13
File Number Record:
811-22970 
File Number Record: 14
File Number Record:
811-22967 
File Number Record: 15
File Number Record:
811-22877 
File Number Record: 16
File Number Record:
811-22779 
File Number Record: 17
File Number Record:
811-22752 
File Number Record: 18
File Number Record:
811-22699 
File Number Record: 19
File Number Record:
811-22658 
File Number Record: 20
File Number Record:
811-22518 
File Number Record: 21
File Number Record:
811-22482 
File Number Record: 22
File Number Record:
811-07873 
File Number Record: 23
File Number Record:
811-22425 
File Number Record: 24
File Number Record:
811-22391 
File Number Record: 25
File Number Record:
811-22374 
File Number Record: 26
File Number Record:
811-22329 
File Number Record: 27
File Number Record:
811-22323 
File Number Record: 28
File Number Record:
811-22274 
File Number Record: 29
File Number Record:
811-22273 
File Number Record: 30
File Number Record:
811-22272 
File Number Record: 31
File Number Record:
811-22271 
File Number Record: 32
File Number Record:
811-22253 
File Number Record: 33
File Number Record:
811-07755 
File Number Record: 34
File Number Record:
811-22058 
File Number Record: 35
File Number Record:
811-22003 
File Number Record: 36
File Number Record:
811-21809 
File Number Record: 37
File Number Record:
811-21619 
File Number Record: 38
File Number Record:
811-21579 
File Number Record: 39
File Number Record:
811-21494 
File Number Record: 40
File Number Record:
811-21471 
File Number Record: 41
File Number Record:
811-21449 
File Number Record: 42
File Number Record:
811-21407 
File Number Record: 43
File Number Record:
811-21333 
File Number Record: 44
File Number Record:
811-07751 
File Number Record: 45
File Number Record:
811-21293 
File Number Record: 46
File Number Record:
811-21213 
File Number Record: 47
File Number Record:
811-21212 
File Number Record: 48
File Number Record:
811-21211 
File Number Record: 49
File Number Record:
811-21152 
File Number Record: 50
File Number Record:
811-21137 
File Number Record: 51
File Number Record:
811-10491 
File Number Record: 52
File Number Record:
811-10345 
File Number Record: 53
File Number Record:
811-09571 
File Number Record: 54
File Number Record:
811-09475 
File Number Record: 55
File Number Record:
811-07747 
File Number Record: 56
File Number Record:
811-09455 
File Number Record: 57
File Number Record:
811-09297 
File Number Record: 58
File Number Record:
811-09161 
File Number Record: 59
File Number Record:
811-09135 
File Number Record: 60
File Number Record:
811-07616 
File Number Record: 61
File Number Record:
811-07608 
File Number Record: 62
File Number Record:
811-07606 
File Number Record: 63
File Number Record:
811-07490 
File Number Record: 64
File Number Record:
811-07486 
File Number Record: 65
File Number Record:
811-07484 
File Number Record: 66
File Number Record:
811-07687 
File Number Record: 67
File Number Record:
811-07278 
File Number Record: 68
File Number Record:
811-07056 
File Number Record: 69
File Number Record:
811-06693 
File Number Record: 70
File Number Record:
811-06624 
File Number Record: 71
File Number Record:
811-06622 
File Number Record: 72
File Number Record:
811-06548 
File Number Record: 73
File Number Record:
811-06385 
File Number Record: 74
File Number Record:
811-06384 
File Number Record: 75
File Number Record:
811-06383 
File Number Record: 76
File Number Record:
811-06294 
File Number Record: 77
File Number Record:
811-07619 
File Number Record: 78
File Number Record:
811-06265 
File Number Record: 79
File Number Record:
811-05642 
File Number Record: 80
File Number Record:
811-05488 
File Number Record: 81
File Number Record:
811-05238 
File Number Record: 82
File Number Record:
811-05235 
File Number Record: 83
File Number Record:
811-05120 
File Number Record: 84
File Number Record:
811-23161 
File Number Record: 85
File Number Record:
811-22023 
File Number Record: 86
File Number Record:
811-21979 
File Number Record: 87
File Number Record:
811-09037 
File Number Record: 88
File Number Record:
811-05309 
Director Record: 2
a. Full Name
Margo L. Cook 
b. CRD number, if any
004719282 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23262 
File Number Record: 2
File Number Record:
811-23198 
File Number Record: 3
File Number Record:
811-23195 
File Number Record: 4
File Number Record:
811-23161 
File Number Record: 5
File Number Record:
811-23141 
File Number Record: 6
File Number Record:
811-23102 
File Number Record: 7
File Number Record:
811-23075 
File Number Record: 8
File Number Record:
811-23074 
File Number Record: 9
File Number Record:
811-23051 
File Number Record: 10
File Number Record:
811-22988 
File Number Record: 11
File Number Record:
811-22971 
File Number Record: 12
File Number Record:
811-22970 
File Number Record: 13
File Number Record:
811-22967 
File Number Record: 14
File Number Record:
811-22877 
File Number Record: 15
File Number Record:
811-22779 
File Number Record: 16
File Number Record:
811-22752 
File Number Record: 17
File Number Record:
811-22699 
File Number Record: 18
File Number Record:
811-22658 
File Number Record: 19
File Number Record:
811-22518 
File Number Record: 20
File Number Record:
811-22482 
File Number Record: 21
File Number Record:
811-22425 
File Number Record: 22
File Number Record:
811-22391 
File Number Record: 23
File Number Record:
811-22374 
File Number Record: 24
File Number Record:
811-22329 
File Number Record: 25
File Number Record:
811-22323 
File Number Record: 26
File Number Record:
811-22274 
File Number Record: 27
File Number Record:
811-22273 
File Number Record: 28
File Number Record:
811-22272 
File Number Record: 29
File Number Record:
811-22271 
File Number Record: 30
File Number Record:
811-22253 
File Number Record: 31
File Number Record:
811-22058 
File Number Record: 32
File Number Record:
811-22023 
File Number Record: 33
File Number Record:
811-22003 
File Number Record: 34
File Number Record:
811-21979 
File Number Record: 35
File Number Record:
811-21809 
File Number Record: 36
File Number Record:
811-21619 
File Number Record: 37
File Number Record:
811-21579 
File Number Record: 38
File Number Record:
811-21494 
File Number Record: 39
File Number Record:
811-21471 
File Number Record: 40
File Number Record:
811-21449 
File Number Record: 41
File Number Record:
811-21407 
File Number Record: 42
File Number Record:
811-21333 
File Number Record: 43
File Number Record:
811-21293 
File Number Record: 44
File Number Record:
811-21213 
File Number Record: 45
File Number Record:
811-21212 
File Number Record: 46
File Number Record:
811-21211 
File Number Record: 47
File Number Record:
811-21152 
File Number Record: 48
File Number Record:
811-21137 
File Number Record: 49
File Number Record:
811-10491 
File Number Record: 50
File Number Record:
811-10345 
File Number Record: 51
File Number Record:
811-09571 
File Number Record: 52
File Number Record:
811-09475 
File Number Record: 53
File Number Record:
811-09455 
File Number Record: 54
File Number Record:
811-09297 
File Number Record: 55
File Number Record:
811-09161 
File Number Record: 56
File Number Record:
811-09135 
File Number Record: 57
File Number Record:
811-09037 
File Number Record: 58
File Number Record:
811-08333 
File Number Record: 59
File Number Record:
811-07943 
File Number Record: 60
File Number Record:
811-07873 
File Number Record: 61
File Number Record:
811-07755 
File Number Record: 62
File Number Record:
811-07751 
File Number Record: 63
File Number Record:
811-07747 
File Number Record: 64
File Number Record:
811-07687 
File Number Record: 65
File Number Record:
811-07619 
File Number Record: 66
File Number Record:
811-07616 
File Number Record: 67
File Number Record:
811-07608 
File Number Record: 68
File Number Record:
811-07606 
File Number Record: 69
File Number Record:
811-07490 
File Number Record: 70
File Number Record:
811-07486 
File Number Record: 71
File Number Record:
811-07484 
File Number Record: 72
File Number Record:
811-07278 
File Number Record: 73
File Number Record:
811-07056 
File Number Record: 74
File Number Record:
811-06693 
File Number Record: 75
File Number Record:
811-06624 
File Number Record: 76
File Number Record:
811-06622 
File Number Record: 77
File Number Record:
811-06548 
File Number Record: 78
File Number Record:
811-06385 
File Number Record: 79
File Number Record:
811-06384 
File Number Record: 80
File Number Record:
811-06383 
File Number Record: 81
File Number Record:
811-06294 
File Number Record: 82
File Number Record:
811-06265 
File Number Record: 83
File Number Record:
811-05642 
File Number Record: 84
File Number Record:
811-05488 
File Number Record: 85
File Number Record:
811-05238 
File Number Record: 86
File Number Record:
811-05235 
File Number Record: 87
File Number Record:
811-05120 
File Number Record: 88
File Number Record:
811-05309 
Director Record: 3
a. Full Name
Robert L. Young 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23262 
File Number Record: 2
File Number Record:
811-23198 
File Number Record: 3
File Number Record:
811-23195 
File Number Record: 4
File Number Record:
811-23161 
File Number Record: 5
File Number Record:
811-23141 
File Number Record: 6
File Number Record:
811-23102 
File Number Record: 7
File Number Record:
811-23075 
File Number Record: 8
File Number Record:
811-23074 
File Number Record: 9
File Number Record:
811-23051 
File Number Record: 10
File Number Record:
811-22988 
File Number Record: 11
File Number Record:
811-22971 
File Number Record: 12
File Number Record:
811-22970 
File Number Record: 13
File Number Record:
811-22967 
File Number Record: 14
File Number Record:
811-22877 
File Number Record: 15
File Number Record:
811-22779 
File Number Record: 16
File Number Record:
811-22752 
File Number Record: 17
File Number Record:
811-22699 
File Number Record: 18
File Number Record:
811-22658 
File Number Record: 19
File Number Record:
811-22518 
File Number Record: 20
File Number Record:
811-22482 
File Number Record: 21
File Number Record:
811-22425 
File Number Record: 22
File Number Record:
811-22391 
File Number Record: 23
File Number Record:
811-22374 
File Number Record: 24
File Number Record:
811-22329 
File Number Record: 25
File Number Record:
811-22323 
File Number Record: 26
File Number Record:
811-22274 
File Number Record: 27
File Number Record:
811-22273 
File Number Record: 28
File Number Record:
811-22272 
File Number Record: 29
File Number Record:
811-22271 
File Number Record: 30
File Number Record:
811-22253 
File Number Record: 31
File Number Record:
811-22058 
File Number Record: 32
File Number Record:
811-22023 
File Number Record: 33
File Number Record:
811-22003 
File Number Record: 34
File Number Record:
811-21979 
File Number Record: 35
File Number Record:
811-21809 
File Number Record: 36
File Number Record:
811-21619 
File Number Record: 37
File Number Record:
811-21579 
File Number Record: 38
File Number Record:
811-21494 
File Number Record: 39
File Number Record:
811-21471 
File Number Record: 40
File Number Record:
811-21449 
File Number Record: 41
File Number Record:
811-21333 
File Number Record: 42
File Number Record:
811-21293 
File Number Record: 43
File Number Record:
811-21213 
File Number Record: 44
File Number Record:
811-21212 
File Number Record: 45
File Number Record:
811-21211 
File Number Record: 46
File Number Record:
811-21152 
File Number Record: 47
File Number Record:
811-21137 
File Number Record: 48
File Number Record:
811-10345 
File Number Record: 49
File Number Record:
811-09571 
File Number Record: 50
File Number Record:
811-09475 
File Number Record: 51
File Number Record:
811-09455 
File Number Record: 52
File Number Record:
811-09297 
File Number Record: 53
File Number Record:
811-09161 
File Number Record: 54
File Number Record:
811-09135 
File Number Record: 55
File Number Record:
811-09037 
File Number Record: 56
File Number Record:
811-08333 
File Number Record: 57
File Number Record:
811-07943 
File Number Record: 58
File Number Record:
811-07873 
File Number Record: 59
File Number Record:
811-07755 
File Number Record: 60
File Number Record:
811-07751 
File Number Record: 61
File Number Record:
811-07747 
File Number Record: 62
File Number Record:
811-07687 
File Number Record: 63
File Number Record:
811-07619 
File Number Record: 64
File Number Record:
811-07616 
File Number Record: 65
File Number Record:
811-07608 
File Number Record: 66
File Number Record:
811-07606 
File Number Record: 67
File Number Record:
811-07490 
File Number Record: 68
File Number Record:
811-07486 
File Number Record: 69
File Number Record:
811-07484 
File Number Record: 70
File Number Record:
811-07278 
File Number Record: 71
File Number Record:
811-07056 
File Number Record: 72
File Number Record:
811-06693 
File Number Record: 73
File Number Record:
811-06624 
File Number Record: 74
File Number Record:
811-06622 
File Number Record: 75
File Number Record:
811-06548 
File Number Record: 76
File Number Record:
811-06385 
File Number Record: 77
File Number Record:
811-06384 
File Number Record: 78
File Number Record:
811-06383 
File Number Record: 79
File Number Record:
811-06294 
File Number Record: 80
File Number Record:
811-06265 
File Number Record: 81
File Number Record:
811-05642 
File Number Record: 82
File Number Record:
811-05488 
File Number Record: 83
File Number Record:
811-05238 
File Number Record: 84
File Number Record:
811-05235 
File Number Record: 85
File Number Record:
811-05120 
File Number Record: 86
File Number Record:
811-05309 
Director Record: 4
a. Full Name
Jack B. Evans 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-21979 
File Number Record: 2
File Number Record:
811-09037 
File Number Record: 3
File Number Record:
811-08333 
File Number Record: 4
File Number Record:
811-07943 
File Number Record: 5
File Number Record:
811-07873 
File Number Record: 6
File Number Record:
811-07755 
File Number Record: 7
File Number Record:
811-07751 
File Number Record: 8
File Number Record:
811-07747 
File Number Record: 9
File Number Record:
811-07687 
File Number Record: 10
File Number Record:
811-07619 
File Number Record: 11
File Number Record:
811-05309 
File Number Record: 12
File Number Record:
811-23262 
File Number Record: 13
File Number Record:
811-23198 
File Number Record: 14
File Number Record:
811-23195 
File Number Record: 15
File Number Record:
811-23141 
File Number Record: 16
File Number Record:
811-23102 
File Number Record: 17
File Number Record:
811-23075 
File Number Record: 18
File Number Record:
811-23074 
File Number Record: 19
File Number Record:
811-23051 
File Number Record: 20
File Number Record:
811-22988 
File Number Record: 21
File Number Record:
811-22971 
File Number Record: 22
File Number Record:
811-22970 
File Number Record: 23
File Number Record:
811-22967 
File Number Record: 24
File Number Record:
811-22877 
File Number Record: 25
File Number Record:
811-22779 
File Number Record: 26
File Number Record:
811-22752 
File Number Record: 27
File Number Record:
811-22699 
File Number Record: 28
File Number Record:
811-22658 
File Number Record: 29
File Number Record:
811-22518 
File Number Record: 30
File Number Record:
811-22482 
File Number Record: 31
File Number Record:
811-22425 
File Number Record: 32
File Number Record:
811-22391 
File Number Record: 33
File Number Record:
811-22374 
File Number Record: 34
File Number Record:
811-22329 
File Number Record: 35
File Number Record:
811-22323 
File Number Record: 36
File Number Record:
811-22274 
File Number Record: 37
File Number Record:
811-22273 
File Number Record: 38
File Number Record:
811-22272 
File Number Record: 39
File Number Record:
811-22271 
File Number Record: 40
File Number Record:
811-22253 
File Number Record: 41
File Number Record:
811-22058 
File Number Record: 42
File Number Record:
811-22003 
File Number Record: 43
File Number Record:
811-21809 
File Number Record: 44
File Number Record:
811-21619 
File Number Record: 45
File Number Record:
811-21579 
File Number Record: 46
File Number Record:
811-21494 
File Number Record: 47
File Number Record:
811-21471 
File Number Record: 48
File Number Record:
811-21449 
File Number Record: 49
File Number Record:
811-21407 
File Number Record: 50
File Number Record:
811-21333 
File Number Record: 51
File Number Record:
811-21293 
File Number Record: 52
File Number Record:
811-21213 
File Number Record: 53
File Number Record:
811-21212 
File Number Record: 54
File Number Record:
811-21211 
File Number Record: 55
File Number Record:
811-21152 
File Number Record: 56
File Number Record:
811-21137 
File Number Record: 57
File Number Record:
811-10491 
File Number Record: 58
File Number Record:
811-10345 
File Number Record: 59
File Number Record:
811-09571 
File Number Record: 60
File Number Record:
811-09475 
File Number Record: 61
File Number Record:
811-09455 
File Number Record: 62
File Number Record:
811-09297 
File Number Record: 63
File Number Record:
811-09161 
File Number Record: 64
File Number Record:
811-09135 
File Number Record: 65
File Number Record:
811-07616 
File Number Record: 66
File Number Record:
811-07608 
File Number Record: 67
File Number Record:
811-07606 
File Number Record: 68
File Number Record:
811-07490 
File Number Record: 69
File Number Record:
811-07486 
File Number Record: 70
File Number Record:
811-07484 
File Number Record: 71
File Number Record:
811-07278 
File Number Record: 72
File Number Record:
811-07056 
File Number Record: 73
File Number Record:
811-06693 
File Number Record: 74
File Number Record:
811-06624 
File Number Record: 75
File Number Record:
811-06622 
File Number Record: 76
File Number Record:
811-06548 
File Number Record: 77
File Number Record:
811-06385 
File Number Record: 78
File Number Record:
811-06384 
File Number Record: 79
File Number Record:
811-06383 
File Number Record: 80
File Number Record:
811-06294 
File Number Record: 81
File Number Record:
811-06265 
File Number Record: 82
File Number Record:
811-05642 
File Number Record: 83
File Number Record:
811-05488 
File Number Record: 84
File Number Record:
811-05238 
File Number Record: 85
File Number Record:
811-05235 
File Number Record: 86
File Number Record:
811-05120 
File Number Record: 87
File Number Record:
811-23161 
File Number Record: 88
File Number Record:
811-22023 
Director Record: 5
a. Full Name
William C. Hunter 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23262 
File Number Record: 2
File Number Record:
811-23198 
File Number Record: 3
File Number Record:
811-23195 
File Number Record: 4
File Number Record:
811-23141 
File Number Record: 5
File Number Record:
811-23102 
File Number Record: 6
File Number Record:
811-23075 
File Number Record: 7
File Number Record:
811-23074 
File Number Record: 8
File Number Record:
811-23051 
File Number Record: 9
File Number Record:
811-22988 
File Number Record: 10
File Number Record:
811-22971 
File Number Record: 11
File Number Record:
811-22970 
File Number Record: 12
File Number Record:
811-22967 
File Number Record: 13
File Number Record:
811-22877 
File Number Record: 14
File Number Record:
811-22779 
File Number Record: 15
File Number Record:
811-22752 
File Number Record: 16
File Number Record:
811-22699 
File Number Record: 17
File Number Record:
811-22658 
File Number Record: 18
File Number Record:
811-22518 
File Number Record: 19
File Number Record:
811-22482 
File Number Record: 20
File Number Record:
811-22425 
File Number Record: 21
File Number Record:
811-22391 
File Number Record: 22
File Number Record:
811-22374 
File Number Record: 23
File Number Record:
811-22329 
File Number Record: 24
File Number Record:
811-22323 
File Number Record: 25
File Number Record:
811-22274 
File Number Record: 26
File Number Record:
811-22273 
File Number Record: 27
File Number Record:
811-22272 
File Number Record: 28
File Number Record:
811-22271 
File Number Record: 29
File Number Record:
811-22253 
File Number Record: 30
File Number Record:
811-22058 
File Number Record: 31
File Number Record:
811-22003 
File Number Record: 32
File Number Record:
811-21809 
File Number Record: 33
File Number Record:
811-21619 
File Number Record: 34
File Number Record:
811-21579 
File Number Record: 35
File Number Record:
811-21494 
File Number Record: 36
File Number Record:
811-21471 
File Number Record: 37
File Number Record:
811-21449 
File Number Record: 38
File Number Record:
811-21407 
File Number Record: 39
File Number Record:
811-21333 
File Number Record: 40
File Number Record:
811-21293 
File Number Record: 41
File Number Record:
811-21213 
File Number Record: 42
File Number Record:
811-21212 
File Number Record: 43
File Number Record:
811-21211 
File Number Record: 44
File Number Record:
811-21152 
File Number Record: 45
File Number Record:
811-21137 
File Number Record: 46
File Number Record:
811-10491 
File Number Record: 47
File Number Record:
811-10345 
File Number Record: 48
File Number Record:
811-09571 
File Number Record: 49
File Number Record:
811-09475 
File Number Record: 50
File Number Record:
811-09455 
File Number Record: 51
File Number Record:
811-09297 
File Number Record: 52
File Number Record:
811-09161 
File Number Record: 53
File Number Record:
811-09135 
File Number Record: 54
File Number Record:
811-07616 
File Number Record: 55
File Number Record:
811-07608 
File Number Record: 56
File Number Record:
811-07606 
File Number Record: 57
File Number Record:
811-07490 
File Number Record: 58
File Number Record:
811-07486 
File Number Record: 59
File Number Record:
811-07484 
File Number Record: 60
File Number Record:
811-07278 
File Number Record: 61
File Number Record:
811-07056 
File Number Record: 62
File Number Record:
811-06693 
File Number Record: 63
File Number Record:
811-06624 
File Number Record: 64
File Number Record:
811-06622 
File Number Record: 65
File Number Record:
811-06548 
File Number Record: 66
File Number Record:
811-06385 
File Number Record: 67
File Number Record:
811-06384 
File Number Record: 68
File Number Record:
811-06383 
File Number Record: 69
File Number Record:
811-06294 
File Number Record: 70
File Number Record:
811-06265 
File Number Record: 71
File Number Record:
811-05642 
File Number Record: 72
File Number Record:
811-05488 
File Number Record: 73
File Number Record:
811-05238 
File Number Record: 74
File Number Record:
811-05235 
File Number Record: 75
File Number Record:
811-05120 
File Number Record: 76
File Number Record:
811-23161 
File Number Record: 77
File Number Record:
811-22023 
File Number Record: 78
File Number Record:
811-21979 
File Number Record: 79
File Number Record:
811-09037 
File Number Record: 80
File Number Record:
811-08333 
File Number Record: 81
File Number Record:
811-07943 
File Number Record: 82
File Number Record:
811-07873 
File Number Record: 83
File Number Record:
811-07755 
File Number Record: 84
File Number Record:
811-07751 
File Number Record: 85
File Number Record:
811-07747 
File Number Record: 86
File Number Record:
811-07687 
File Number Record: 87
File Number Record:
811-07619 
File Number Record: 88
File Number Record:
811-05309 
Director Record: 6
a. Full Name
Albin F. Moschner 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23262 
File Number Record: 2
File Number Record:
811-23198 
File Number Record: 3
File Number Record:
811-23195 
File Number Record: 4
File Number Record:
811-23141 
File Number Record: 5
File Number Record:
811-23102 
File Number Record: 6
File Number Record:
811-23075 
File Number Record: 7
File Number Record:
811-23074 
File Number Record: 8
File Number Record:
811-23051 
File Number Record: 9
File Number Record:
811-22988 
File Number Record: 10
File Number Record:
811-22971 
File Number Record: 11
File Number Record:
811-22970 
File Number Record: 12
File Number Record:
811-22967 
File Number Record: 13
File Number Record:
811-22877 
File Number Record: 14
File Number Record:
811-22779 
File Number Record: 15
File Number Record:
811-22752 
File Number Record: 16
File Number Record:
811-22699 
File Number Record: 17
File Number Record:
811-22658 
File Number Record: 18
File Number Record:
811-22518 
File Number Record: 19
File Number Record:
811-22482 
File Number Record: 20
File Number Record:
811-22425 
File Number Record: 21
File Number Record:
811-22391 
File Number Record: 22
File Number Record:
811-22374 
File Number Record: 23
File Number Record:
811-22329 
File Number Record: 24
File Number Record:
811-22323 
File Number Record: 25
File Number Record:
811-22274 
File Number Record: 26
File Number Record:
811-22273 
File Number Record: 27
File Number Record:
811-22272 
File Number Record: 28
File Number Record:
811-22271 
File Number Record: 29
File Number Record:
811-22253 
File Number Record: 30
File Number Record:
811-22058 
File Number Record: 31
File Number Record:
811-22003 
File Number Record: 32
File Number Record:
811-21809 
File Number Record: 33
File Number Record:
811-21619 
File Number Record: 34
File Number Record:
811-21579 
File Number Record: 35
File Number Record:
811-21494 
File Number Record: 36
File Number Record:
811-21471 
File Number Record: 37
File Number Record:
811-21449 
File Number Record: 38
File Number Record:
811-21407 
File Number Record: 39
File Number Record:
811-21333 
File Number Record: 40
File Number Record:
811-21293 
File Number Record: 41
File Number Record:
811-21213 
File Number Record: 42
File Number Record:
811-21212 
File Number Record: 43
File Number Record:
811-21211 
File Number Record: 44
File Number Record:
811-21152 
File Number Record: 45
File Number Record:
811-21137 
File Number Record: 46
File Number Record:
811-10491 
File Number Record: 47
File Number Record:
811-10345 
File Number Record: 48
File Number Record:
811-09571 
File Number Record: 49
File Number Record:
811-09475 
File Number Record: 50
File Number Record:
811-09455 
File Number Record: 51
File Number Record:
811-09297 
File Number Record: 52
File Number Record:
811-09161 
File Number Record: 53
File Number Record:
811-09135 
File Number Record: 54
File Number Record:
811-07616 
File Number Record: 55
File Number Record:
811-07608 
File Number Record: 56
File Number Record:
811-07606 
File Number Record: 57
File Number Record:
811-07490 
File Number Record: 58
File Number Record:
811-07486 
File Number Record: 59
File Number Record:
811-07484 
File Number Record: 60
File Number Record:
811-07278 
File Number Record: 61
File Number Record:
811-07056 
File Number Record: 62
File Number Record:
811-06693 
File Number Record: 63
File Number Record:
811-06624 
File Number Record: 64
File Number Record:
811-06622 
File Number Record: 65
File Number Record:
811-06548 
File Number Record: 66
File Number Record:
811-06385 
File Number Record: 67
File Number Record:
811-06384 
File Number Record: 68
File Number Record:
811-06383 
File Number Record: 69
File Number Record:
811-06294 
File Number Record: 70
File Number Record:
811-06265 
File Number Record: 71
File Number Record:
811-05642 
File Number Record: 72
File Number Record:
811-05488 
File Number Record: 73
File Number Record:
811-05238 
File Number Record: 74
File Number Record:
811-05235 
File Number Record: 75
File Number Record:
811-05120 
File Number Record: 76
File Number Record:
811-23161 
File Number Record: 77
File Number Record:
811-22023 
File Number Record: 78
File Number Record:
811-21979 
File Number Record: 79
File Number Record:
811-09037 
File Number Record: 80
File Number Record:
811-08333 
File Number Record: 81
File Number Record:
811-07943 
File Number Record: 82
File Number Record:
811-07873 
File Number Record: 83
File Number Record:
811-07755 
File Number Record: 84
File Number Record:
811-07751 
File Number Record: 85
File Number Record:
811-07747 
File Number Record: 86
File Number Record:
811-07687 
File Number Record: 87
File Number Record:
811-07619 
File Number Record: 88
File Number Record:
811-05309 
Director Record: 7
a. Full Name
John K. Nelson 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23262 
File Number Record: 2
File Number Record:
811-23198 
File Number Record: 3
File Number Record:
811-23195 
File Number Record: 4
File Number Record:
811-23161 
File Number Record: 5
File Number Record:
811-23141 
File Number Record: 6
File Number Record:
811-23102 
File Number Record: 7
File Number Record:
811-23075 
File Number Record: 8
File Number Record:
811-23074 
File Number Record: 9
File Number Record:
811-23051 
File Number Record: 10
File Number Record:
811-22988 
File Number Record: 11
File Number Record:
811-22971 
File Number Record: 12
File Number Record:
811-22970 
File Number Record: 13
File Number Record:
811-22967 
File Number Record: 14
File Number Record:
811-22877 
File Number Record: 15
File Number Record:
811-22779 
File Number Record: 16
File Number Record:
811-22752 
File Number Record: 17
File Number Record:
811-22699 
File Number Record: 18
File Number Record:
811-22658 
File Number Record: 19
File Number Record:
811-22518 
File Number Record: 20
File Number Record:
811-22482 
File Number Record: 21
File Number Record:
811-22425 
File Number Record: 22
File Number Record:
811-22391 
File Number Record: 23
File Number Record:
811-22374 
File Number Record: 24
File Number Record:
811-22329 
File Number Record: 25
File Number Record:
811-22323 
File Number Record: 26
File Number Record:
811-22274 
File Number Record: 27
File Number Record:
811-22273 
File Number Record: 28
File Number Record:
811-22272 
File Number Record: 29
File Number Record:
811-22271 
File Number Record: 30
File Number Record:
811-22253 
File Number Record: 31
File Number Record:
811-22058 
File Number Record: 32
File Number Record:
811-22023 
File Number Record: 33
File Number Record:
811-22003 
File Number Record: 34
File Number Record:
811-21979 
File Number Record: 35
File Number Record:
811-21809 
File Number Record: 36
File Number Record:
811-21619 
File Number Record: 37
File Number Record:
811-21579 
File Number Record: 38
File Number Record:
811-21494 
File Number Record: 39
File Number Record:
811-21471 
File Number Record: 40
File Number Record:
811-21449 
File Number Record: 41
File Number Record:
811-21407 
File Number Record: 42
File Number Record:
811-21333 
File Number Record: 43
File Number Record:
811-21293 
File Number Record: 44
File Number Record:
811-21213 
File Number Record: 45
File Number Record:
811-21212 
File Number Record: 46
File Number Record:
811-21211 
File Number Record: 47
File Number Record:
811-21152 
File Number Record: 48
File Number Record:
811-21137 
File Number Record: 49
File Number Record:
811-10491 
File Number Record: 50
File Number Record:
811-10345 
File Number Record: 51
File Number Record:
811-09571 
File Number Record: 52
File Number Record:
811-09475 
File Number Record: 53
File Number Record:
811-09455 
File Number Record: 54
File Number Record:
811-09297 
File Number Record: 55
File Number Record:
811-09161 
File Number Record: 56
File Number Record:
811-09135 
File Number Record: 57
File Number Record:
811-09037 
File Number Record: 58
File Number Record:
811-08333 
File Number Record: 59
File Number Record:
811-07943 
File Number Record: 60
File Number Record:
811-07873 
File Number Record: 61
File Number Record:
811-07755 
File Number Record: 62
File Number Record:
811-07751 
File Number Record: 63
File Number Record:
811-07747 
File Number Record: 64
File Number Record:
811-07687 
File Number Record: 65
File Number Record:
811-07619 
File Number Record: 66
File Number Record:
811-07616 
File Number Record: 67
File Number Record:
811-07608 
File Number Record: 68
File Number Record:
811-07606 
File Number Record: 69
File Number Record:
811-07490 
File Number Record: 70
File Number Record:
811-07486 
File Number Record: 71
File Number Record:
811-07484 
File Number Record: 72
File Number Record:
811-07278 
File Number Record: 73
File Number Record:
811-07056 
File Number Record: 74
File Number Record:
811-06693 
File Number Record: 75
File Number Record:
811-06624 
File Number Record: 76
File Number Record:
811-06622 
File Number Record: 77
File Number Record:
811-06548 
File Number Record: 78
File Number Record:
811-06385 
File Number Record: 79
File Number Record:
811-06384 
File Number Record: 80
File Number Record:
811-06383 
File Number Record: 81
File Number Record:
811-06294 
File Number Record: 82
File Number Record:
811-06265 
File Number Record: 83
File Number Record:
811-05642 
File Number Record: 84
File Number Record:
811-05488 
File Number Record: 85
File Number Record:
811-05238 
File Number Record: 86
File Number Record:
811-05235 
File Number Record: 87
File Number Record:
811-05120 
File Number Record: 88
File Number Record:
811-05309 
Director Record: 8
a. Full Name
William J. Schneider 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23262 
File Number Record: 2
File Number Record:
811-23198 
File Number Record: 3
File Number Record:
811-23195 
File Number Record: 4
File Number Record:
811-23161 
File Number Record: 5
File Number Record:
811-23141 
File Number Record: 6
File Number Record:
811-23102 
File Number Record: 7
File Number Record:
811-23075 
File Number Record: 8
File Number Record:
811-23074 
File Number Record: 9
File Number Record:
811-23051 
File Number Record: 10
File Number Record:
811-22988 
File Number Record: 11
File Number Record:
811-22971 
File Number Record: 12
File Number Record:
811-22970 
File Number Record: 13
File Number Record:
811-22967 
File Number Record: 14
File Number Record:
811-22877 
File Number Record: 15
File Number Record:
811-22779 
File Number Record: 16
File Number Record:
811-22752 
File Number Record: 17
File Number Record:
811-22699 
File Number Record: 18
File Number Record:
811-22658 
File Number Record: 19
File Number Record:
811-22518 
File Number Record: 20
File Number Record:
811-22482 
File Number Record: 21
File Number Record:
811-22425 
File Number Record: 22
File Number Record:
811-22391 
File Number Record: 23
File Number Record:
811-22374 
File Number Record: 24
File Number Record:
811-22329 
File Number Record: 25
File Number Record:
811-22323 
File Number Record: 26
File Number Record:
811-22274 
File Number Record: 27
File Number Record:
811-22273 
File Number Record: 28
File Number Record:
811-22272 
File Number Record: 29
File Number Record:
811-22271 
File Number Record: 30
File Number Record:
811-22253 
File Number Record: 31
File Number Record:
811-22058 
File Number Record: 32
File Number Record:
811-22023 
File Number Record: 33
File Number Record:
811-22003 
File Number Record: 34
File Number Record:
811-21979 
File Number Record: 35
File Number Record:
811-21809 
File Number Record: 36
File Number Record:
811-21619 
File Number Record: 37
File Number Record:
811-21579 
File Number Record: 38
File Number Record:
811-21494 
File Number Record: 39
File Number Record:
811-21471 
File Number Record: 40
File Number Record:
811-21449 
File Number Record: 41
File Number Record:
811-21407 
File Number Record: 42
File Number Record:
811-21333 
File Number Record: 43
File Number Record:
811-21293 
File Number Record: 44
File Number Record:
811-21213 
File Number Record: 45
File Number Record:
811-21212 
File Number Record: 46
File Number Record:
811-21211 
File Number Record: 47
File Number Record:
811-21152 
File Number Record: 48
File Number Record:
811-21137 
File Number Record: 49
File Number Record:
811-10491 
File Number Record: 50
File Number Record:
811-10345 
File Number Record: 51
File Number Record:
811-09571 
File Number Record: 52
File Number Record:
811-09475 
File Number Record: 53
File Number Record:
811-09455 
File Number Record: 54
File Number Record:
811-09297 
File Number Record: 55
File Number Record:
811-09161 
File Number Record: 56
File Number Record:
811-09135 
File Number Record: 57
File Number Record:
811-09037 
File Number Record: 58
File Number Record:
811-08333 
File Number Record: 59
File Number Record:
811-07943 
File Number Record: 60
File Number Record:
811-07873 
File Number Record: 61
File Number Record:
811-07755 
File Number Record: 62
File Number Record:
811-07751 
File Number Record: 63
File Number Record:
811-07747 
File Number Record: 64
File Number Record:
811-07687 
File Number Record: 65
File Number Record:
811-07619 
File Number Record: 66
File Number Record:
811-07616 
File Number Record: 67
File Number Record:
811-07608 
File Number Record: 68
File Number Record:
811-07606 
File Number Record: 69
File Number Record:
811-07490 
File Number Record: 70
File Number Record:
811-07486 
File Number Record: 71
File Number Record:
811-07484 
File Number Record: 72
File Number Record:
811-07278 
File Number Record: 73
File Number Record:
811-07056 
File Number Record: 74
File Number Record:
811-06693 
File Number Record: 75
File Number Record:
811-06624 
File Number Record: 76
File Number Record:
811-06622 
File Number Record: 77
File Number Record:
811-06548 
File Number Record: 78
File Number Record:
811-06385 
File Number Record: 79
File Number Record:
811-06384 
File Number Record: 80
File Number Record:
811-06383 
File Number Record: 81
File Number Record:
811-06294 
File Number Record: 82
File Number Record:
811-06265 
File Number Record: 83
File Number Record:
811-05642 
File Number Record: 84
File Number Record:
811-05488 
File Number Record: 85
File Number Record:
811-05238 
File Number Record: 86
File Number Record:
811-05235 
File Number Record: 87
File Number Record:
811-05120 
File Number Record: 88
File Number Record:
811-05309 
Director Record: 9
a. Full Name
Judith M. Stockdale 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23262 
File Number Record: 2
File Number Record:
811-23198 
File Number Record: 3
File Number Record:
811-23195 
File Number Record: 4
File Number Record:
811-23161 
File Number Record: 5
File Number Record:
811-23141 
File Number Record: 6
File Number Record:
811-23102 
File Number Record: 7
File Number Record:
811-23075 
File Number Record: 8
File Number Record:
811-23074 
File Number Record: 9
File Number Record:
811-23051 
File Number Record: 10
File Number Record:
811-22988 
File Number Record: 11
File Number Record:
811-22971 
File Number Record: 12
File Number Record:
811-22970 
File Number Record: 13
File Number Record:
811-22967 
File Number Record: 14
File Number Record:
811-22877 
File Number Record: 15
File Number Record:
811-22779 
File Number Record: 16
File Number Record:
811-22752 
File Number Record: 17
File Number Record:
811-22699 
File Number Record: 18
File Number Record:
811-22658 
File Number Record: 19
File Number Record:
811-22518 
File Number Record: 20
File Number Record:
811-22482 
File Number Record: 21
File Number Record:
811-22425 
File Number Record: 22
File Number Record:
811-22391 
File Number Record: 23
File Number Record:
811-22374 
File Number Record: 24
File Number Record:
811-22329 
File Number Record: 25
File Number Record:
811-22323 
File Number Record: 26
File Number Record:
811-22274 
File Number Record: 27
File Number Record:
811-22273 
File Number Record: 28
File Number Record:
811-22272 
File Number Record: 29
File Number Record:
811-22271 
File Number Record: 30
File Number Record:
811-22253 
File Number Record: 31
File Number Record:
811-22058 
File Number Record: 32
File Number Record:
811-22023 
File Number Record: 33
File Number Record:
811-22003 
File Number Record: 34
File Number Record:
811-21979 
File Number Record: 35
File Number Record:
811-21809 
File Number Record: 36
File Number Record:
811-21619 
File Number Record: 37
File Number Record:
811-21579 
File Number Record: 38
File Number Record:
811-21494 
File Number Record: 39
File Number Record:
811-21471 
File Number Record: 40
File Number Record:
811-21449 
File Number Record: 41
File Number Record:
811-21407 
File Number Record: 42
File Number Record:
811-21333 
File Number Record: 43
File Number Record:
811-21293 
File Number Record: 44
File Number Record:
811-21213 
File Number Record: 45
File Number Record:
811-21212 
File Number Record: 46
File Number Record:
811-21211 
File Number Record: 47
File Number Record:
811-21152 
File Number Record: 48
File Number Record:
811-21137 
File Number Record: 49
File Number Record:
811-10491 
File Number Record: 50
File Number Record:
811-10345 
File Number Record: 51
File Number Record:
811-09571 
File Number Record: 52
File Number Record:
811-09475 
File Number Record: 53
File Number Record:
811-09455 
File Number Record: 54
File Number Record:
811-09297 
File Number Record: 55
File Number Record:
811-09161 
File Number Record: 56
File Number Record:
811-09135 
File Number Record: 57
File Number Record:
811-09037 
File Number Record: 58
File Number Record:
811-08333 
File Number Record: 59
File Number Record:
811-07943 
File Number Record: 60
File Number Record:
811-07873 
File Number Record: 61
File Number Record:
811-07755 
File Number Record: 62
File Number Record:
811-07751 
File Number Record: 63
File Number Record:
811-07747 
File Number Record: 64
File Number Record:
811-07687 
File Number Record: 65
File Number Record:
811-07619 
File Number Record: 66
File Number Record:
811-07616 
File Number Record: 67
File Number Record:
811-07608 
File Number Record: 68
File Number Record:
811-07606 
File Number Record: 69
File Number Record:
811-07490 
File Number Record: 70
File Number Record:
811-07486 
File Number Record: 71
File Number Record:
811-07484 
File Number Record: 72
File Number Record:
811-07278 
File Number Record: 73
File Number Record:
811-07056 
File Number Record: 74
File Number Record:
811-06693 
File Number Record: 75
File Number Record:
811-06624 
File Number Record: 76
File Number Record:
811-06622 
File Number Record: 77
File Number Record:
811-06548 
File Number Record: 78
File Number Record:
811-06385 
File Number Record: 79
File Number Record:
811-06384 
File Number Record: 80
File Number Record:
811-06383 
File Number Record: 81
File Number Record:
811-06294 
File Number Record: 82
File Number Record:
811-06265 
File Number Record: 83
File Number Record:
811-05642 
File Number Record: 84
File Number Record:
811-05488 
File Number Record: 85
File Number Record:
811-05238 
File Number Record: 86
File Number Record:
811-05235 
File Number Record: 87
File Number Record:
811-05120 
File Number Record: 88
File Number Record:
811-05309 
Director Record: 10
a. Full Name
Carole E. Stone 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23262 
File Number Record: 2
File Number Record:
811-23198 
File Number Record: 3
File Number Record:
811-23195 
File Number Record: 4
File Number Record:
811-23161 
File Number Record: 5
File Number Record:
811-23141 
File Number Record: 6
File Number Record:
811-23102 
File Number Record: 7
File Number Record:
811-23075 
File Number Record: 8
File Number Record:
811-23074 
File Number Record: 9
File Number Record:
811-23051 
File Number Record: 10
File Number Record:
811-22988 
File Number Record: 11
File Number Record:
811-22971 
File Number Record: 12
File Number Record:
811-22970 
File Number Record: 13
File Number Record:
811-22967 
File Number Record: 14
File Number Record:
811-22877 
File Number Record: 15
File Number Record:
811-22779 
File Number Record: 16
File Number Record:
811-22752 
File Number Record: 17
File Number Record:
811-22699 
File Number Record: 18
File Number Record:
811-22658 
File Number Record: 19
File Number Record:
811-22518 
File Number Record: 20
File Number Record:
811-22482 
File Number Record: 21
File Number Record:
811-22425 
File Number Record: 22
File Number Record:
811-22391 
File Number Record: 23
File Number Record:
811-22374 
File Number Record: 24
File Number Record:
811-22329 
File Number Record: 25
File Number Record:
811-22323 
File Number Record: 26
File Number Record:
811-22274 
File Number Record: 27
File Number Record:
811-22273 
File Number Record: 28
File Number Record:
811-22272 
File Number Record: 29
File Number Record:
811-22271 
File Number Record: 30
File Number Record:
811-22253 
File Number Record: 31
File Number Record:
811-22058 
File Number Record: 32
File Number Record:
811-22023 
File Number Record: 33
File Number Record:
811-22003 
File Number Record: 34
File Number Record:
811-21979 
File Number Record: 35
File Number Record:
811-21809 
File Number Record: 36
File Number Record:
811-21619 
File Number Record: 37
File Number Record:
811-21579 
File Number Record: 38
File Number Record:
811-21494 
File Number Record: 39
File Number Record:
811-21471 
File Number Record: 40
File Number Record:
811-21449 
File Number Record: 41
File Number Record:
811-21407 
File Number Record: 42
File Number Record:
811-21333 
File Number Record: 43
File Number Record:
811-21293 
File Number Record: 44
File Number Record:
811-21213 
File Number Record: 45
File Number Record:
811-21212 
File Number Record: 46
File Number Record:
811-21211 
File Number Record: 47
File Number Record:
811-21152 
File Number Record: 48
File Number Record:
811-21137 
File Number Record: 49
File Number Record:
811-10491 
File Number Record: 50
File Number Record:
811-10345 
File Number Record: 51
File Number Record:
811-09571 
File Number Record: 52
File Number Record:
811-09475 
File Number Record: 53
File Number Record:
811-09455 
File Number Record: 54
File Number Record:
811-09297 
File Number Record: 55
File Number Record:
811-09161 
File Number Record: 56
File Number Record:
811-09135 
File Number Record: 57
File Number Record:
811-09037 
File Number Record: 58
File Number Record:
811-08333 
File Number Record: 59
File Number Record:
811-07943 
File Number Record: 60
File Number Record:
811-07873 
File Number Record: 61
File Number Record:
811-07755 
File Number Record: 62
File Number Record:
811-07751 
File Number Record: 63
File Number Record:
811-07747 
File Number Record: 64
File Number Record:
811-07687 
File Number Record: 65
File Number Record:
811-07619 
File Number Record: 66
File Number Record:
811-07616 
File Number Record: 67
File Number Record:
811-07608 
File Number Record: 68
File Number Record:
811-07606 
File Number Record: 69
File Number Record:
811-07490 
File Number Record: 70
File Number Record:
811-07486 
File Number Record: 71
File Number Record:
811-07484 
File Number Record: 72
File Number Record:
811-07278 
File Number Record: 73
File Number Record:
811-07056 
File Number Record: 74
File Number Record:
811-06693 
File Number Record: 75
File Number Record:
811-06624 
File Number Record: 76
File Number Record:
811-06622 
File Number Record: 77
File Number Record:
811-06548 
File Number Record: 78
File Number Record:
811-06385 
File Number Record: 79
File Number Record:
811-06384 
File Number Record: 80
File Number Record:
811-06383 
File Number Record: 81
File Number Record:
811-06294 
File Number Record: 82
File Number Record:
811-06265 
File Number Record: 83
File Number Record:
811-05642 
File Number Record: 84
File Number Record:
811-05488 
File Number Record: 85
File Number Record:
811-05238 
File Number Record: 86
File Number Record:
811-05235 
File Number Record: 87
File Number Record:
811-05120 
File Number Record: 88
File Number Record:
811-05309 
Director Record: 11
a. Full Name
Margaret L. Wolff 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23262 
File Number Record: 2
File Number Record:
811-23198 
File Number Record: 3
File Number Record:
811-23195 
File Number Record: 4
File Number Record:
811-23161 
File Number Record: 5
File Number Record:
811-23141 
File Number Record: 6
File Number Record:
811-23102 
File Number Record: 7
File Number Record:
811-23075 
File Number Record: 8
File Number Record:
811-23074 
File Number Record: 9
File Number Record:
811-23051 
File Number Record: 10
File Number Record:
811-22988 
File Number Record: 11
File Number Record:
811-22971 
File Number Record: 12
File Number Record:
811-22970 
File Number Record: 13
File Number Record:
811-22967 
File Number Record: 14
File Number Record:
811-22877 
File Number Record: 15
File Number Record:
811-22779 
File Number Record: 16
File Number Record:
811-22752 
File Number Record: 17
File Number Record:
811-22699 
File Number Record: 18
File Number Record:
811-22658 
File Number Record: 19
File Number Record:
811-22518 
File Number Record: 20
File Number Record:
811-22482 
File Number Record: 21
File Number Record:
811-22425 
File Number Record: 22
File Number Record:
811-22391 
File Number Record: 23
File Number Record:
811-22374 
File Number Record: 24
File Number Record:
811-22329 
File Number Record: 25
File Number Record:
811-22323 
File Number Record: 26
File Number Record:
811-22274 
File Number Record: 27
File Number Record:
811-22273 
File Number Record: 28
File Number Record:
811-22272 
File Number Record: 29
File Number Record:
811-22271 
File Number Record: 30
File Number Record:
811-22253 
File Number Record: 31
File Number Record:
811-22058 
File Number Record: 32
File Number Record:
811-22023 
File Number Record: 33
File Number Record:
811-22003 
File Number Record: 34
File Number Record:
811-21979 
File Number Record: 35
File Number Record:
811-21809 
File Number Record: 36
File Number Record:
811-21619 
File Number Record: 37
File Number Record:
811-21579 
File Number Record: 38
File Number Record:
811-21494 
File Number Record: 39
File Number Record:
811-21471 
File Number Record: 40
File Number Record:
811-21449 
File Number Record: 41
File Number Record:
811-21407 
File Number Record: 42
File Number Record:
811-21333 
File Number Record: 43
File Number Record:
811-21293 
File Number Record: 44
File Number Record:
811-21213 
File Number Record: 45
File Number Record:
811-21212 
File Number Record: 46
File Number Record:
811-21211 
File Number Record: 47
File Number Record:
811-21152 
File Number Record: 48
File Number Record:
811-21137 
File Number Record: 49
File Number Record:
811-10491 
File Number Record: 50
File Number Record:
811-10345 
File Number Record: 51
File Number Record:
811-09571 
File Number Record: 52
File Number Record:
811-09475 
File Number Record: 53
File Number Record:
811-09455 
File Number Record: 54
File Number Record:
811-09297 
File Number Record: 55
File Number Record:
811-09161 
File Number Record: 56
File Number Record:
811-09135 
File Number Record: 57
File Number Record:
811-09037 
File Number Record: 58
File Number Record:
811-08333 
File Number Record: 59
File Number Record:
811-07943 
File Number Record: 60
File Number Record:
811-07873 
File Number Record: 61
File Number Record:
811-07755 
File Number Record: 62
File Number Record:
811-07751 
File Number Record: 63
File Number Record:
811-07747 
File Number Record: 64
File Number Record:
811-07687 
File Number Record: 65
File Number Record:
811-07619 
File Number Record: 66
File Number Record:
811-07616 
File Number Record: 67
File Number Record:
811-07608 
File Number Record: 68
File Number Record:
811-07606 
File Number Record: 69
File Number Record:
811-07490 
File Number Record: 70
File Number Record:
811-07486 
File Number Record: 71
File Number Record:
811-07484 
File Number Record: 72
File Number Record:
811-07278 
File Number Record: 73
File Number Record:
811-07056 
File Number Record: 74
File Number Record:
811-06693 
File Number Record: 75
File Number Record:
811-06624 
File Number Record: 76
File Number Record:
811-06622 
File Number Record: 77
File Number Record:
811-06548 
File Number Record: 78
File Number Record:
811-06385 
File Number Record: 79
File Number Record:
811-06384 
File Number Record: 80
File Number Record:
811-06383 
File Number Record: 81
File Number Record:
811-06294 
File Number Record: 82
File Number Record:
811-06265 
File Number Record: 83
File Number Record:
811-05642 
File Number Record: 84
File Number Record:
811-05488 
File Number Record: 85
File Number Record:
811-05238 
File Number Record: 86
File Number Record:
811-05235 
File Number Record: 87
File Number Record:
811-05120 
File Number Record: 88
File Number Record:
811-05309 

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Walter M. Kelly 
b. CRD Number, if any
004729454 
c. Street Address 1
333 West Wacker Drive 
Street Address 2
 
d. City
Chicago 
e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Zip code and zip code extension, or foreign postal code
606061286 
h. Telephone number (including country code if foreign)
XXXXXX 
i. Has the chief compliance officer changed since the last filing? Radio button not checked Yes Radio button checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
Nuveen Services LLC 
ii. Person's IRS Employer Identification Number
81-3407371 

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button not checked Yes Radio button checked No

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-32359 

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
Nuveen Securities, LLC 
ii. SEC file number (e.g., 8-)
008-13464 
iii. CRD number
000000469 
iv. LEI, if any
549300SUT66RK1UQZ953 
v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button checked Yes Radio button not checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
KPMG LLP 
b. PCAOB Number
00185 
c. LEI, if any
5493003PVCIGA21K0K42 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Has the independent public accountant changed since the last filing? Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button not checked Yes Radio button checked No

N-CEN/A:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

Nuveen Large Cap Value Fund 

b. Series identication number, if any

S000000602 

c. LEI

5493008YFPQDM2LH9Z10 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A 
ii. Class identification number, if any

C000001688 

iii. Ticker symbol, if any

NNGAX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000001690 

iii. Ticker symbol, if any

NNGCX 

Shares Outstanding Record: 3
i. Full name of Class
Class R3 
ii. Class identification number, if any

C000069580 

iii. Ticker symbol, if any

NMMTX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 
ii. Class identification number, if any

C000171396 

iii. Ticker symbol, if any

NNGFX 

Shares Outstanding Record: 5
i. Full name of Class
Class I 
ii. Class identification number, if any

C000001691 

iii. Ticker symbol, if any

NNGRX 

Shares Outstanding Record: 6
i. Full name of Class
Class T 
ii. Class identification number, if any

C000188659 

iii. Ticker symbol, if any

NNGTX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Nuveen Fund Advisors, LLC 
ii. SEC file number ( e.g., 801- )

801-14147 

iii.CRD number
000104626 
iv. LEI, if any

5493003J8FN3E5O9OT63 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Nuveen Asset Management, LLC 
ii. SEC file number ( e.g., 801- ), if applicable

801-71957 

iii. CRD number
000155584 
iv. LEI, if any

549300W218VXB0L5EY14 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Sytems, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00448 

iii. LEI, if any

21B7QCD05XOK0YTYOP98 

iv. State, if applicable
MISSOURI  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Pricing Direct 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 6
i. Full name
Bloomberg BVAL 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 7
i. Full name
Bank of America 
ii. LEI, if any, or provide and describe other identifying number

B4TYDEB6GKMZO031MB27 

Description of other identifying number

 

iii. State, if applicable
NORTH CAROLINA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
CITIBANK EUROPE PLC, DUBLIN-SUCURSA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
CITIBANK MAGHREB 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
CITIBANK N.A. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
CITIBANK NA LIMA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
CITIBANK NA MEXICO 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
CITIBANK NA SAO PAULO BRAZIL 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
CITIBANK PJSC 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UKRAINE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
CITIBANK,N.A. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
CLEARSTREAM 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
CLEARSTREAM BANKING AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
AO CITIBANK, MOSCOW 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
CREDIT SUISSE (SCHWEIZ) AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
DEPOSITORY TRUST AND CLEARING CORPORATION 
ii. LEI, if any

N/A 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
DEUTSCHE BANK (MALAYSIA) BERHAD 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
DEUTSCHE BANK A.S. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
DEUTSCHE BANK AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
DEUTSCHE BANK AG, SEOUL BRANCH 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
DEUTSCHE BANK AG, TAIPEI BRANCH 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
DEUTSCHE BANK S.P.A. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
DEUTSCHE BANK SOCIEDAD ANONIMA ESPA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
DTCC 
ii. LEI, if any

N/A 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
BANK HAPOALIM B.M. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
EUROCLEAR 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
FEDERAL RESERVE BANK 
ii. LEI, if any

N/A 

iii. State, if applicable
DISTRICT OF COLUMBIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
FIRSTRAND BANK LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
HONGKONG AND SHANGHAI BANKING CORPO 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
HSBC BANK (CHINA) COMPANY LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
HSBC BANK AUSTRALIA LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
HSBC BANK EGYPT S.A.E 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
HSBC BANK MIDDLE EAST LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
ITAU CORPBANCA (FORMERLY BANCO ITAU 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
NORDEA BANK AB (PUBL) 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
BANK POLSKA KASA OPIEKI SA - BANK P 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
NORDEA BANK AB (PUBL), FILIAL I NOR 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
NORDEA BANK AB (PUBL), FINNISH BRAN 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
ROYAL BANK OF CANADA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
SKANDINAVISKA ENSKILDA BANKEN 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
STANDARD CHARTERED BANK (HONG KONG) 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
STANDARD CHARTERED BANK (THAI) PCL 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
STATE STREET BANK AND TRUST COMPANY 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
STATE STREET BK LONDON - CREST 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
UNICREDIT BANK AUSTRIA AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
BNP PARIBAS SECURITIES SERVICES, GR 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
CANADA SELF CUSTODY - CDSX 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
CESKOSLOVENSKA OBCHODNI BANKA, A.S. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
CITIBANK COLOMBIA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
CITIBANK EUROPE PLC HUNGARIAN BRANC 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
DST Systems, Inc. 
ii. LEI, if any, or provide and describe other identifying number

21B7QCD05XOK0YTYOP98 

Description of other identifying number

 

iii. State, if applicable
MISSOURI  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
i. Full name
ii. LEI, if any, or other identifying number

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Nuveen Securities, LLC 
b. SEC file number

008-13464 

c. CRD number
000000469 
d. LEI, if any

549300SUT66RK1UQZ953 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
TIAA-CREF Individual & Institutional Services, LLC 
b. SEC file number

008-44454 

c. CRD number
000020472 
d. LEI, if any

N/A 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Teachers Professional Investors Services, Inc. 
b. SEC file number

008-47051 

c. CRD number
000036130 
d. LEI, if any

N/A 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
EverTrade Direct Brokerage, Inc. 
b. SEC file number

008-51781 

c. CRD number
000047388 
d. LEI, if any

N/A 

e. State, if applicable
MISSOURI  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Hilltop Securities Inc. 
ii. SEC file number

008-45123 

iii. CRD number
000006220 
iv. LEI, if any

549300IXU82PMU6XZT45 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

106,231.520000000000 

Brokers Record: 2
i. Full name of broker
Credit Suisse Securities (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

36,531.500000000000 

Brokers Record: 3
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

97,936.000000000000 

Brokers Record: 4
i. Full name of broker
Robert W. Baird & Co. Incorporated 
ii. SEC file number

008-00497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

80,620.000000000000 

Brokers Record: 5
i. Full name of broker
Cowen and Company 
ii. SEC file number

008-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

77,683.840000000000 

Brokers Record: 6
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

64,793.870000000000 

Brokers Record: 7
i. Full name of broker
Morgan Stanley 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

60,476.000000000000 

Brokers Record: 8
i. Full name of broker
Merrill Lynch & Co. Inc. 
ii. SEC file number

008-07221 

iii. CRD number
000007691 
iv. LEI, if any

DWW559HN8WVTCCS4VJ94 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

55,150.500000000000 

Brokers Record: 9
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

008-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

43,826.640000000000 

Brokers Record: 10
i. Full name of broker
Wells Fargo Securities, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

40,220.000000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

883,347.110000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

311,237,344.340000000000 

Principal Transactions Record: 2
i. Full name of dealer
Robert W. Baird & Co. Incorporated 
ii. SEC file number

008-00497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

59,274,850.300000000000 

Principal Transactions Record: 3
i. Full name of dealer
UBS Financial Services Inc. 
ii. SEC file number

008-16267 

iii. CRD number
000008174 
iv. LEI, if any

ETYRV6ORNFJB5NONI676 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

201,462,308.610000000000 

Principal Transactions Record: 4
i. Full name of dealer
Cowen and Company 
ii. SEC file number

008-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

158,714,343.560000000000 

Principal Transactions Record: 5
i. Full name of dealer
Macquarie Capital (USA) Inc. 
ii. SEC file number

008-47198 

iii. CRD number
000036368 
iv. LEI, if any

549300670K07JRB5UQ40 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

136,693,116.020000000000 

Principal Transactions Record: 6
i. Full name of dealer
Citigroup 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

549300S41SMIODVIT266 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

101,494,201.780000000000 

Principal Transactions Record: 7
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

95,480,492.540000000000 

Principal Transactions Record: 8
i. Full name of dealer
Hilltop Securities Inc. 
ii. SEC file number

008-45123 

iii. CRD number
000006220 
iv. LEI, if any

549300IXU82PMU6XZT45 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

78,758,356.490000000000 

Principal Transactions Record: 9
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

64,525,803.480000000000 

Principal Transactions Record: 10
i. Full name of dealer
INTL FCStone Financial Inc. 
ii. SEC file number

008-51269 

iii. CRD number
000045993 
iv. LEI, if any

549300LNKU6K5TJCRG93 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

61,985,764.240000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,549,068,087.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

453,960,759.870000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit? Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

2,650,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
BNP Paribas 
Line Institutions Record: 2
Name of institution
Royal Bank of Canada 
Line Institutions Record: 3
Name of institution
Toronto-Dominion Bank 
Line Institutions Record: 4
Name of institution
Bank of America, N.A. 
Line Institutions Record: 5
Name of institution
Wells Fargo Bank, N.A.  
Line Institutions Record: 6
Name of institution
Bank of Nova Scotia 
Line Institutions Record: 7
Name of institution
Bank of Montreal 
Line Institutions Record: 8
Name of institution
Citibank N.A.  
Line Institutions Record: 9
Name of institution
Deutsche Bank AG 
Line Institutions Record: 10
Name of institution
Societe Generale 
Line Institutions Record: 11
Name of institution
JPMorgan Chase Bank 
Line Institutions Record: 12
Name of institution
State Street Bank and Trust 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Nuveen Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 2
Name of fund
Nuveen NWQ Small-Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 3
Name of fund
Nuveen Santa Barbara International Dividend Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 4
Name of fund
Nuveen Santa Barbara Global Dividend Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 5
Name of fund
Nuveen New York AMT-Free Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21211 
Shared Credit Users Record: 6
Name of fund
Nuveen Real Asset Income Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 7
Name of fund
Nuveen Pennsylvania Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-06265 
Shared Credit Users Record: 8
Name of fund
Nuveen Virginia Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07490 
Shared Credit Users Record: 9
Name of fund
Nuveen Preferred Securities Fund 
SEC File number( e.g., 811- )
811-21979 
Shared Credit Users Record: 10
Name of fund
Nuveen Pennsylvania Municipal Value Fund 
SEC File number( e.g., 811- )
811-22273 
Shared Credit Users Record: 11
Name of fund
Nuveen All-American Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 12
Name of fund
Nuveen Missouri Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07616 
Shared Credit Users Record: 13
Name of fund
Nuveen New York Municipal Value Fund, Inc. 
SEC File number( e.g., 811- )
811-05238 
Shared Credit Users Record: 14
Name of fund
Nuveen North Carolina Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07608 
Shared Credit Users Record: 15
Name of fund
Nuveen Municipal High Income Opportunity Fund 
SEC File number( e.g., 811- )
811-21449 
Shared Credit Users Record: 16
Name of fund
Nuveen Maryland Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07486 
Shared Credit Users Record: 17
Name of fund
Municipal Total Return Managed Accounts Portfolio 
SEC File number( e.g., 811- )
811-22023 
Shared Credit Users Record: 18
Name of fund
Nuveen Massachusetts Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07484 
Shared Credit Users Record: 19
Name of fund
Nuveen Minnesota Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-22967 
Shared Credit Users Record: 20
Name of fund
Nuveen Municipal Income Fund, Inc. 
SEC File number( e.g., 811- )
811-05488 
Shared Credit Users Record: 21
Name of fund
Nuveen Maryland Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 22
Name of fund
Nuveen Symphony High Yield Bond Fund 
SEC File number( e.g., 811- )
811-09037 
Shared Credit Users Record: 23
Name of fund
Nuveen NWQ Multi-Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 24
Name of fund
Nuveen Intermediate Duration Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 25
Name of fund
Nuveen Multi-Asset Income Tax-Aware Fund 
SEC File number( e.g., 811- )
811-21979 
Shared Credit Users Record: 26
Name of fund
Nuveen Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-21979 
Shared Credit Users Record: 27
Name of fund
Nuveen New Mexico Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 28
Name of fund
Nuveen Large Cap Growth Fund  
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 29
Name of fund
Nuveen Large Cap Core Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 30
Name of fund
Nuveen California AMT-Free Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21212 
Shared Credit Users Record: 31
Name of fund
Nuveen Georgia Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21152 
Shared Credit Users Record: 32
Name of fund
Nuveen New Jersey Municipal Value Fund 
SEC File number( e.g., 811- )
811-22274 
Shared Credit Users Record: 33
Name of fund
Nuveen Symphony Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-09037 
Shared Credit Users Record: 34
Name of fund
Nuveen Intermediate Duration Quality Municipal Term Fund 
SEC File number( e.g., 811- )
811-22779 
Shared Credit Users Record: 35
Name of fund
Nuveen Inflation Protected Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 36
Name of fund
Nuveen Select Maturities Municipal Fund 
SEC File number( e.g., 811- )
811-07056 
Shared Credit Users Record: 37
Name of fund
Nuveen NWQ International Value Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 38
Name of fund
Nuveen Intermediate Duration Municipal Term Fund 
SEC File number( e.g., 811- )
811-22752 
Shared Credit Users Record: 39
Name of fund
Nuveen Municipal 2021 Target Term Fund 
SEC File number( e.g., 811- )
811-23102 
Shared Credit Users Record: 40
Name of fund
Nuveen Large Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 41
Name of fund
Nuveen Virginia Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 42
Name of fund
Nuveen Pennsylvania Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 43
Name of fund
Nuveen Ohio Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 44
Name of fund
Nuveen Symphony Credit Opportunities Fund 
SEC File number( e.g., 811- )
811-09037 
Shared Credit Users Record: 45
Name of fund
Nuveen New York Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 46
Name of fund
Nuveen New Jersey Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 47
Name of fund
Nuveen Michigan Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 48
Name of fund
Nuveen California Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 49
Name of fund
Nuveen Arizona Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 50
Name of fund
Nuveen Enhanced Municipal Value Fund 
SEC File number( e.g., 811- )
811-22323 
Shared Credit Users Record: 51
Name of fund
Nuveen Equity Market Neutral Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 52
Name of fund
Nuveen NWQ Global Equity Income Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 53
Name of fund
Nuveen AMT-Free Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21213 
Shared Credit Users Record: 54
Name of fund
Nuveen Santa Barbara Dividend Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 55
Name of fund
Nuveen Strategic Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 56
Name of fund
Nuveen Concentrated Core Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 57
Name of fund
Nuveen California Municipal Value Fund 2 
SEC File number( e.g., 811- )
811-22272 
Shared Credit Users Record: 58
Name of fund
Nuveen California Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 59
Name of fund
Nuveen California Municipal Value Fund, Inc. 
SEC File number( e.g., 811- )
811-05235 
Shared Credit Users Record: 60
Name of fund
Nuveen North Carolina Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 61
Name of fund
Nuveen Arizona Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07278 
Shared Credit Users Record: 62
Name of fund
Nuveen New York Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-09135 
Shared Credit Users Record: 63
Name of fund
Nuveen Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-09297 
Shared Credit Users Record: 64
Name of fund
Nuveen California Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-09161 
Shared Credit Users Record: 65
Name of fund
Nuveen Missouri Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 66
Name of fund
Nuveen Short Duration High Yield Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 67
Name of fund
Nuveen Limited Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 68
Name of fund
Nuveen Louisiana Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 69
Name of fund
Nuveen Kentucky Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 70
Name of fund
Nuveen Kansas Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 71
Name of fund
Nuveen Georgia Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 72
Name of fund
Nuveen Strategic Income Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 73
Name of fund
Nuveen Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 74
Name of fund
Nuveen Short Term Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 75
Name of fund
Nuveen Strategy Growth Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 76
Name of fund
Nuveen Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 77
Name of fund
Nuveen High Yield Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 78
Name of fund
Nuveen Small Cap Select Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 79
Name of fund
Nuveen Small Cap Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 80
Name of fund
Nuveen Strategy Conservative Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 81
Name of fund
Nuveen Strategy Balanced Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 82
Name of fund
Nuveen Strategy Aggressive Growth Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 83
Name of fund
Nuveen Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 84
Name of fund
Nuveen Oregon Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 85
Name of fund
Nuveen Nebraska Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 86
Name of fund
Nuveen Minnesota Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 87
Name of fund
Nuveen Minnesota Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 88
Name of fund
Nuveen California High Yield Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 89
Name of fund
Nuveen Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 90
Name of fund
Nuveen Mid Cap Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 91
Name of fund
Nuveen Large Cap Select Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 92
Name of fund
Nuveen Core Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 93
Name of fund
Nuveen Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 94
Name of fund
Nuveen Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 95
Name of fund
Nuveen Dividend Value Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 96
Name of fund
Nuveen Winslow Large-Cap Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 97
Name of fund
Nuveen Wisconsin Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 98
Name of fund
Nuveen Tennessee Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 99
Name of fund
Nuveen Symphony Large-Cap Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 100
Name of fund
Nuveen Symphony International Equity Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 101
Name of fund
Nuveen International Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 102
Name of fund
Nuveen Equity Long/Short Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 103
Name of fund
Nuveen Municipal Credit Income Fund 
SEC File number( e.g., 811- )
811-10345 
Shared Credit Users Record: 104
Name of fund
Nuveen New York Municipal Value Fund 2 
SEC File number( e.g., 811- )
811-22271 
Shared Credit Users Record: 105
Name of fund
Nuveen Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 106
Name of fund
Nuveen Select Tax-Free Income Portfolio 3 
SEC File number( e.g., 811- )
811-06693 
Shared Credit Users Record: 107
Name of fund
Nuveen Select Tax-Free Income Portfolio 2 
SEC File number( e.g., 811- )
811-06622 
Shared Credit Users Record: 108
Name of fund
Nuveen Select Tax-Free Income Portfolio 
SEC File number( e.g., 811- )
811-06548 
Shared Credit Users Record: 109
Name of fund
Nuveen New York Select Tax-Free Income Portfolio 
SEC File number( e.g., 811- )
811-06624 
Shared Credit Users Record: 110
Name of fund
Nuveen New Jersey Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-09455 
Shared Credit Users Record: 111
Name of fund
Nuveen California Select Tax-Free Income Portfolio 
SEC File number( e.g., 811- )
811-06294 
Shared Credit Users Record: 112
Name of fund
Nuveen NWQ Small/Mid-Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 113
Name of fund
Nuveen NWQ Flexible Income Fund 
SEC File number( e.g., 811- )
811-21979 
Shared Credit Users Record: 114
Name of fund
Nuveen NWQ Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 115
Name of fund
Nuveen AMT-Free Municipal Credit Income Fund 
SEC File number( e.g., 811- )
811-09475 
Shared Credit Users Record: 116
Name of fund
Nuveen Connecticut Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 117
Name of fund
Nuveen AMT-Free Municipal Value Fund 
SEC File number( e.g., 811- )
811-22253 
Shared Credit Users Record: 118
Name of fund
Nuveen Municipal Value Fund, Inc. 
SEC File number( e.g., 811- )
811-05120 
Shared Credit Users Record: 119
Name of fund
Nuveen Ohio Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-06385 
Shared Credit Users Record: 120
Name of fund
Nuveen Michigan Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-06383 
Shared Credit Users Record: 121
Name of fund
Nuveen Texas Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-06384 
Shared Credit Users Record: 122
Name of fund
Nuveen Massachusetts Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 123
Name of fund
Nuveen Connecticut Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07606 
Shared Credit Users Record: 124
Name of fund
Nuveen Symphony Small Cap Core Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 125
Name of fund
Nuveen Symphony Low Volatility Equity Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 126
Name of fund
Nuveen Symphony Mid-Cap Core Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 127
Name of fund
Nuveen Colorado Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 128
Name of fund
Nuveen High Income Bond Fund 
SEC File number( e.g., 811- )
811-05309 
v. Did the Fund draw on the line of credit this period? Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button not checked No
Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund

Nuveen Large Cap Core Fund 

b. Series identication number, if any

S000040905 

c. LEI

549300KXNTFRHGNXBS17 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

5 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A 
ii. Class identification number, if any

C000126827 

iii. Ticker symbol, if any

NLACX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000126828 

iii. Ticker symbol, if any

NLCDX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 
ii. Class identification number, if any

C000171399 

iii. Ticker symbol, if any

NLCFX 

Shares Outstanding Record: 4
i. Full name of Class
Class I 
ii. Class identification number, if any

C000126830 

iii. Ticker symbol, if any

NLCIX 

Shares Outstanding Record: 5
i. Full name of Class
Class T 
ii. Class identification number, if any

C000188664 

iii. Ticker symbol, if any

NLCTX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Nuveen Fund Advisors, LLC 
ii. SEC file number ( e.g., 801- )

801-14147 

iii.CRD number
000104626 
iv. LEI, if any

5493003J8FN3E5O9OT63 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Nuveen Asset Management, LLC 
ii. SEC file number ( e.g., 801- ), if applicable

801-71957 

iii. CRD number
000155584 
iv. LEI, if any

549300W218VXB0L5EY14 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Sytems, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00448 

iii. LEI, if any

21B7QCD05XOK0YTYOP98 

iv. State, if applicable
MISSOURI  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Pricing Direct 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 6
i. Full name
Bloomberg BVAL 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 7
i. Full name
Bank of America 
ii. LEI, if any, or provide and describe other identifying number

B4TYDEB6GKMZO031MB27 

Description of other identifying number

 

iii. State, if applicable
NORTH CAROLINA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
CITIBANK EUROPE PLC, DUBLIN-SUCURSA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
CITIBANK MAGHREB 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
CITIBANK N.A. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
CITIBANK NA LIMA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
CITIBANK NA MEXICO 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
CITIBANK NA SAO PAULO BRAZIL 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
CITIBANK PJSC 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UKRAINE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
CITIBANK,N.A. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
CLEARSTREAM 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
CLEARSTREAM BANKING AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
AO CITIBANK, MOSCOW 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
CREDIT SUISSE (SCHWEIZ) AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
DEPOSITORY TRUST AND CLEARING CORPORATION 
ii. LEI, if any

N/A 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
DEUTSCHE BANK (MALAYSIA) BERHAD 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
DEUTSCHE BANK A.S. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
DEUTSCHE BANK AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
DEUTSCHE BANK AG, SEOUL BRANCH 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
DEUTSCHE BANK AG, TAIPEI BRANCH 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
DEUTSCHE BANK S.P.A. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
DEUTSCHE BANK SOCIEDAD ANONIMA ESPA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
DTCC 
ii. LEI, if any

N/A 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
BANK HAPOALIM B.M. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
EUROCLEAR 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
FEDERAL RESERVE BANK 
ii. LEI, if any

N/A 

iii. State, if applicable
DISTRICT OF COLUMBIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
FIRSTRAND BANK LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
HONGKONG AND SHANGHAI BANKING CORPO 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
HSBC BANK (CHINA) COMPANY LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
HSBC BANK AUSTRALIA LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
HSBC BANK EGYPT S.A.E 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
HSBC BANK MIDDLE EAST LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
ITAU CORPBANCA (FORMERLY BANCO ITAU 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
NORDEA BANK AB (PUBL) 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
BANK POLSKA KASA OPIEKI SA - BANK P 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
NORDEA BANK AB (PUBL), FILIAL I NOR 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
NORDEA BANK AB (PUBL), FINNISH BRAN 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
ROYAL BANK OF CANADA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
SKANDINAVISKA ENSKILDA BANKEN 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
STANDARD CHARTERED BANK (HONG KONG) 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
STANDARD CHARTERED BANK (THAI) PCL 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
STATE STREET BANK AND TRUST COMPANY 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
STATE STREET BK LONDON - CREST 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
UNICREDIT BANK AUSTRIA AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
BNP PARIBAS SECURITIES SERVICES, GR 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
CANADA SELF CUSTODY - CDSX 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
CESKOSLOVENSKA OBCHODNI BANKA, A.S. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
CITIBANK COLOMBIA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
CITIBANK EUROPE PLC HUNGARIAN BRANC 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
DST Systems, Inc. 
ii. LEI, if any, or provide and describe other identifying number

21B7QCD05XOK0YTYOP98 

Description of other identifying number

 

iii. State, if applicable
MISSOURI  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
i. Full name
ii. LEI, if any, or other identifying number

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Nuveen Securities, LLC 
b. SEC file number

008-13464 

c. CRD number
000000469 
d. LEI, if any

549300SUT66RK1UQZ953 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
TIAA-CREF Individual & Institutional Services, LLC 
b. SEC file number

008-44454 

c. CRD number
000020472 
d. LEI, if any

N/A 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Teachers Professional Investors Services, Inc. 
b. SEC file number

008-47051 

c. CRD number
000036130 
d. LEI, if any

N/A 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
EverTrade Direct Brokerage, Inc. 
b. SEC file number

008-51781 

c. CRD number
000047388 
d. LEI, if any

N/A 

e. State, if applicable
MISSOURI  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Hilltop Securities Inc. 
ii. SEC file number

008-45123 

iii. CRD number
000006220 
iv. LEI, if any

549300IXU82PMU6XZT45 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

146,460.440000000000 

Brokers Record: 2
i. Full name of broker
Morgan Stanley 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

26,876.000000000000 

Brokers Record: 3
i. Full name of broker
Robert W. Baird & Co. Incorporated 
ii. SEC file number

008-00497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

73,680.000000000000 

Brokers Record: 4
i. Full name of broker
Cowen and Company 
ii. SEC file number

008-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

62,631.670000000000 

Brokers Record: 5
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

008-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

62,093.320000000000 

Brokers Record: 6
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

58,508.030000000000 

Brokers Record: 7
i. Full name of broker
Credit Suisse Securities (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

53,686.000000000000 

Brokers Record: 8
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

008-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

40,312.000000000000 

Brokers Record: 9
i. Full name of broker
Jefferies LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

40,044.000000000000 

Brokers Record: 10
i. Full name of broker
UBS Financial Services Inc. 
ii. SEC file number

008-16267 

iii. CRD number
000008174 
iv. LEI, if any

ETYRV6ORNFJB5NONI676 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

33,497.290000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

725,298.040000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

421,787,226.980000000000 

Principal Transactions Record: 2
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

37,499,366.190000000000 

Principal Transactions Record: 3
i. Full name of dealer
UBS Financial Services Inc. 
ii. SEC file number

008-16267 

iii. CRD number
000008174 
iv. LEI, if any

ETYRV6ORNFJB5NONI676 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

228,191,464.380000000000 

Principal Transactions Record: 4
i. Full name of dealer
Cowen and Company 
ii. SEC file number

008-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

187,536,792.520000000000 

Principal Transactions Record: 5
i. Full name of dealer
Macquarie Capital (USA) Inc. 
ii. SEC file number

008-47198 

iii. CRD number
000036368 
iv. LEI, if any

549300670K07JRB5UQ40 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

172,942,491.760000000000 

Principal Transactions Record: 6
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

134,701,873.080000000000 

Principal Transactions Record: 7
i. Full name of dealer
Hilltop Securities Inc. 
ii. SEC file number

008-45123 

iii. CRD number
000006220 
iv. LEI, if any

549300IXU82PMU6XZT45 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

122,149,764.150000000000 

Principal Transactions Record: 8
i. Full name of dealer
Robert W. Baird & Co. Incorporated 
ii. SEC file number

008-00497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

67,323,215.780000000000 

Principal Transactions Record: 9
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

51,498,158.270000000000 

Principal Transactions Record: 10
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

008-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

49,959,357.290000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,627,094,275.700000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

609,979,337.390000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit? Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

2,650,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
BNP Paribas 
Line Institutions Record: 2
Name of institution
Royal Bank of Canada 
Line Institutions Record: 3
Name of institution
Toronto-Dominion Bank 
Line Institutions Record: 4
Name of institution
Bank of America, N.A. 
Line Institutions Record: 5
Name of institution
Wells Fargo Bank, N.A.  
Line Institutions Record: 6
Name of institution
Bank of Nova Scotia 
Line Institutions Record: 7
Name of institution
Bank of Montreal 
Line Institutions Record: 8
Name of institution
Citibank N.A.  
Line Institutions Record: 9
Name of institution
Deutsche Bank AG 
Line Institutions Record: 10
Name of institution
Societe Generale 
Line Institutions Record: 11
Name of institution
JPMorgan Chase Bank 
Line Institutions Record: 12
Name of institution
State Street Bank and Trust 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Nuveen Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 2
Name of fund
Nuveen NWQ Small-Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 3
Name of fund
Nuveen Santa Barbara International Dividend Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 4
Name of fund
Nuveen Santa Barbara Global Dividend Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 5
Name of fund
Nuveen New York AMT-Free Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21211 
Shared Credit Users Record: 6
Name of fund
Nuveen Real Asset Income Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 7
Name of fund
Nuveen Pennsylvania Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-06265 
Shared Credit Users Record: 8
Name of fund
Nuveen Virginia Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07490 
Shared Credit Users Record: 9
Name of fund
Nuveen Preferred Securities Fund 
SEC File number( e.g., 811- )
811-21979 
Shared Credit Users Record: 10
Name of fund
Nuveen Pennsylvania Municipal Value Fund 
SEC File number( e.g., 811- )
811-22273 
Shared Credit Users Record: 11
Name of fund
Nuveen All-American Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 12
Name of fund
Nuveen Missouri Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07616 
Shared Credit Users Record: 13
Name of fund
Nuveen New York Municipal Value Fund, Inc. 
SEC File number( e.g., 811- )
811-05238 
Shared Credit Users Record: 14
Name of fund
Nuveen North Carolina Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07608 
Shared Credit Users Record: 15
Name of fund
Nuveen Municipal High Income Opportunity Fund 
SEC File number( e.g., 811- )
811-21449 
Shared Credit Users Record: 16
Name of fund
Nuveen Maryland Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07486 
Shared Credit Users Record: 17
Name of fund
Municipal Total Return Managed Accounts Portfolio 
SEC File number( e.g., 811- )
811-22023 
Shared Credit Users Record: 18
Name of fund
Nuveen Massachusetts Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07484 
Shared Credit Users Record: 19
Name of fund
Nuveen Minnesota Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-22967 
Shared Credit Users Record: 20
Name of fund
Nuveen Municipal Income Fund, Inc. 
SEC File number( e.g., 811- )
811-05488 
Shared Credit Users Record: 21
Name of fund
Nuveen Maryland Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 22
Name of fund
Nuveen Symphony High Yield Bond Fund 
SEC File number( e.g., 811- )
811-09037 
Shared Credit Users Record: 23
Name of fund
Nuveen NWQ Multi-Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 24
Name of fund
Nuveen Intermediate Duration Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 25
Name of fund
Nuveen Multi-Asset Income Tax-Aware Fund 
SEC File number( e.g., 811- )
811-21979 
Shared Credit Users Record: 26
Name of fund
Nuveen Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-21979 
Shared Credit Users Record: 27
Name of fund
Nuveen New Mexico Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 28
Name of fund
Nuveen Large Cap Growth Fund  
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 29
Name of fund
Nuveen Large Cap Core Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 30
Name of fund
Nuveen California AMT-Free Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21212 
Shared Credit Users Record: 31
Name of fund
Nuveen Georgia Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21152 
Shared Credit Users Record: 32
Name of fund
Nuveen New Jersey Municipal Value Fund 
SEC File number( e.g., 811- )
811-22274 
Shared Credit Users Record: 33
Name of fund
Nuveen Symphony Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-09037 
Shared Credit Users Record: 34
Name of fund
Nuveen Intermediate Duration Quality Municipal Term Fund 
SEC File number( e.g., 811- )
811-22779 
Shared Credit Users Record: 35
Name of fund
Nuveen Inflation Protected Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 36
Name of fund
Nuveen Select Maturities Municipal Fund 
SEC File number( e.g., 811- )
811-07056 
Shared Credit Users Record: 37
Name of fund
Nuveen NWQ International Value Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 38
Name of fund
Nuveen Intermediate Duration Municipal Term Fund 
SEC File number( e.g., 811- )
811-22752 
Shared Credit Users Record: 39
Name of fund
Nuveen Municipal 2021 Target Term Fund 
SEC File number( e.g., 811- )
811-23102 
Shared Credit Users Record: 40
Name of fund
Nuveen Large Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 41
Name of fund
Nuveen Virginia Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 42
Name of fund
Nuveen Pennsylvania Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 43
Name of fund
Nuveen Ohio Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 44
Name of fund
Nuveen Symphony Credit Opportunities Fund 
SEC File number( e.g., 811- )
811-09037 
Shared Credit Users Record: 45
Name of fund
Nuveen New York Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 46
Name of fund
Nuveen New Jersey Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 47
Name of fund
Nuveen Michigan Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 48
Name of fund
Nuveen California Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 49
Name of fund
Nuveen Arizona Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 50
Name of fund
Nuveen Enhanced Municipal Value Fund 
SEC File number( e.g., 811- )
811-22323 
Shared Credit Users Record: 51
Name of fund
Nuveen Equity Market Neutral Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 52
Name of fund
Nuveen NWQ Global Equity Income Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 53
Name of fund
Nuveen AMT-Free Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21213 
Shared Credit Users Record: 54
Name of fund
Nuveen Santa Barbara Dividend Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 55
Name of fund
Nuveen Strategic Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 56
Name of fund
Nuveen Concentrated Core Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 57
Name of fund
Nuveen California Municipal Value Fund 2 
SEC File number( e.g., 811- )
811-22272 
Shared Credit Users Record: 58
Name of fund
Nuveen California Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 59
Name of fund
Nuveen California Municipal Value Fund, Inc. 
SEC File number( e.g., 811- )
811-05235 
Shared Credit Users Record: 60
Name of fund
Nuveen North Carolina Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 61
Name of fund
Nuveen Arizona Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07278 
Shared Credit Users Record: 62
Name of fund
Nuveen New York Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-09135 
Shared Credit Users Record: 63
Name of fund
Nuveen Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-09297 
Shared Credit Users Record: 64
Name of fund
Nuveen California Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-09161 
Shared Credit Users Record: 65
Name of fund
Nuveen Missouri Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 66
Name of fund
Nuveen Short Duration High Yield Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 67
Name of fund
Nuveen Limited Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 68
Name of fund
Nuveen Louisiana Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 69
Name of fund
Nuveen Kentucky Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 70
Name of fund
Nuveen Kansas Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 71
Name of fund
Nuveen Georgia Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 72
Name of fund
Nuveen Strategic Income Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 73
Name of fund
Nuveen Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 74
Name of fund
Nuveen Short Term Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 75
Name of fund
Nuveen Strategy Growth Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 76
Name of fund
Nuveen Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 77
Name of fund
Nuveen High Yield Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 78
Name of fund
Nuveen Small Cap Select Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 79
Name of fund
Nuveen Small Cap Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 80
Name of fund
Nuveen Strategy Conservative Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 81
Name of fund
Nuveen Strategy Balanced Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 82
Name of fund
Nuveen Strategy Aggressive Growth Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 83
Name of fund
Nuveen Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 84
Name of fund
Nuveen Oregon Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 85
Name of fund
Nuveen Nebraska Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 86
Name of fund
Nuveen Minnesota Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 87
Name of fund
Nuveen Minnesota Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 88
Name of fund
Nuveen California High Yield Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 89
Name of fund
Nuveen Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 90
Name of fund
Nuveen Mid Cap Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 91
Name of fund
Nuveen Large Cap Select Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 92
Name of fund
Nuveen Core Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 93
Name of fund
Nuveen Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 94
Name of fund
Nuveen Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 95
Name of fund
Nuveen Dividend Value Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 96
Name of fund
Nuveen Winslow Large-Cap Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 97
Name of fund
Nuveen Wisconsin Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 98
Name of fund
Nuveen Tennessee Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 99
Name of fund
Nuveen Symphony Large-Cap Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 100
Name of fund
Nuveen Symphony International Equity Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 101
Name of fund
Nuveen International Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 102
Name of fund
Nuveen Equity Long/Short Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 103
Name of fund
Nuveen Municipal Credit Income Fund 
SEC File number( e.g., 811- )
811-10345 
Shared Credit Users Record: 104
Name of fund
Nuveen New York Municipal Value Fund 2 
SEC File number( e.g., 811- )
811-22271 
Shared Credit Users Record: 105
Name of fund
Nuveen Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 106
Name of fund
Nuveen Select Tax-Free Income Portfolio 3 
SEC File number( e.g., 811- )
811-06693 
Shared Credit Users Record: 107
Name of fund
Nuveen Select Tax-Free Income Portfolio 2 
SEC File number( e.g., 811- )
811-06622 
Shared Credit Users Record: 108
Name of fund
Nuveen Select Tax-Free Income Portfolio 
SEC File number( e.g., 811- )
811-06548 
Shared Credit Users Record: 109
Name of fund
Nuveen New York Select Tax-Free Income Portfolio 
SEC File number( e.g., 811- )
811-06624 
Shared Credit Users Record: 110
Name of fund
Nuveen New Jersey Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-09455 
Shared Credit Users Record: 111
Name of fund
Nuveen California Select Tax-Free Income Portfolio 
SEC File number( e.g., 811- )
811-06294 
Shared Credit Users Record: 112
Name of fund
Nuveen NWQ Small/Mid-Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 113
Name of fund
Nuveen NWQ Flexible Income Fund 
SEC File number( e.g., 811- )
811-21979 
Shared Credit Users Record: 114
Name of fund
Nuveen NWQ Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 115
Name of fund
Nuveen AMT-Free Municipal Credit Income Fund 
SEC File number( e.g., 811- )
811-09475 
Shared Credit Users Record: 116
Name of fund
Nuveen Connecticut Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 117
Name of fund
Nuveen AMT-Free Municipal Value Fund 
SEC File number( e.g., 811- )
811-22253 
Shared Credit Users Record: 118
Name of fund
Nuveen Municipal Value Fund, Inc. 
SEC File number( e.g., 811- )
811-05120 
Shared Credit Users Record: 119
Name of fund
Nuveen Ohio Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-06385 
Shared Credit Users Record: 120
Name of fund
Nuveen Michigan Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-06383 
Shared Credit Users Record: 121
Name of fund
Nuveen Texas Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-06384 
Shared Credit Users Record: 122
Name of fund
Nuveen Massachusetts Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 123
Name of fund
Nuveen Connecticut Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07606 
Shared Credit Users Record: 124
Name of fund
Nuveen Symphony Small Cap Core Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 125
Name of fund
Nuveen Symphony Low Volatility Equity Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 126
Name of fund
Nuveen Symphony Mid-Cap Core Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 127
Name of fund
Nuveen Colorado Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 128
Name of fund
Nuveen High Income Bond Fund 
SEC File number( e.g., 811- )
811-05309 
v. Did the Fund draw on the line of credit this period? Radio button checked Yes Radio button not checked No vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
347,327.260000000000 
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
1 



b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button not checked No
Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund

Nuveen Large Cap Growth Fund 

b. Series identication number, if any

S000040907 

c. LEI

5493006C7HQLR5VEKW04 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A 
ii. Class identification number, if any

C000126835 

iii. Ticker symbol, if any

NLAGX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000126836 

iii. Ticker symbol, if any

NLCGX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 
ii. Class identification number, if any

C000171400 

iii. Ticker symbol, if any

NLAFX 

Shares Outstanding Record: 4
i. Full name of Class
Class I 
ii. Class identification number, if any

C000126838 

iii. Ticker symbol, if any

NLIGX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Nuveen Fund Advisors, LLC 
ii. SEC file number ( e.g., 801- )

801-14147 

iii.CRD number
000104626 
iv. LEI, if any

5493003J8FN3E5O9OT63 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Nuveen Asset Management, LLC 
ii. SEC file number ( e.g., 801- ), if applicable

801-71957 

iii. CRD number
000155584 
iv. LEI, if any

549300W218VXB0L5EY14 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Sytems, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00448 

iii. LEI, if any

21B7QCD05XOK0YTYOP98 

iv. State, if applicable
MISSOURI  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Pricing Direct 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 6
i. Full name
Bloomberg BVAL 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 7
i. Full name
Bank of America 
ii. LEI, if any, or provide and describe other identifying number

B4TYDEB6GKMZO031MB27 

Description of other identifying number

 

iii. State, if applicable
NORTH CAROLINA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
CITIBANK EUROPE PLC, DUBLIN-SUCURSA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
CITIBANK MAGHREB 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
CITIBANK N.A. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
CITIBANK NA LIMA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
CITIBANK NA MEXICO 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
CITIBANK NA SAO PAULO BRAZIL 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
CITIBANK PJSC 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UKRAINE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
CITIBANK,N.A. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
CLEARSTREAM 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
CLEARSTREAM BANKING AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
AO CITIBANK, MOSCOW 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
CREDIT SUISSE (SCHWEIZ) AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
DEPOSITORY TRUST AND CLEARING CORPORATION 
ii. LEI, if any

N/A 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
DEUTSCHE BANK (MALAYSIA) BERHAD 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
DEUTSCHE BANK A.S. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
DEUTSCHE BANK AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
DEUTSCHE BANK AG, SEOUL BRANCH 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
DEUTSCHE BANK AG, TAIPEI BRANCH 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN (PROVINCE OF CHINA)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
DEUTSCHE BANK S.P.A. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
DEUTSCHE BANK SOCIEDAD ANONIMA ESPA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
DTCC 
ii. LEI, if any

N/A 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
BANK HAPOALIM B.M. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
EUROCLEAR 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
FEDERAL RESERVE BANK 
ii. LEI, if any

N/A 

iii. State, if applicable
DISTRICT OF COLUMBIA  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
FIRSTRAND BANK LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
HONGKONG AND SHANGHAI BANKING CORPO 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
HSBC BANK (CHINA) COMPANY LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
HSBC BANK AUSTRALIA LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
HSBC BANK EGYPT S.A.E 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
HSBC BANK MIDDLE EAST LIMITED 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
ITAU CORPBANCA (FORMERLY BANCO ITAU 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
NORDEA BANK AB (PUBL) 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
BANK POLSKA KASA OPIEKI SA - BANK P 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
NORDEA BANK AB (PUBL), FILIAL I NOR 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
NORDEA BANK AB (PUBL), FINNISH BRAN 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
ROYAL BANK OF CANADA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
SKANDINAVISKA ENSKILDA BANKEN 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
SKANDINAVISKA ENSKILDA BANKEN AB 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
STANDARD CHARTERED BANK (HONG KONG) 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
STANDARD CHARTERED BANK (THAI) PCL 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
STATE STREET BANK AND TRUST COMPANY 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
STATE STREET BK LONDON - CREST 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
UNICREDIT BANK AUSTRIA AG 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
BNP PARIBAS SECURITIES SERVICES, GR 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
CANADA SELF CUSTODY - CDSX 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
CESKOSLOVENSKA OBCHODNI BANKA, A.S. 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
CITIBANK COLOMBIA 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
CITIBANK EUROPE PLC HUNGARIAN BRANC 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
DST Systems, Inc. 
ii. LEI, if any, or provide and describe other identifying number

21B7QCD05XOK0YTYOP98 

Description of other identifying number

 

iii. State, if applicable
MISSOURI  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
i. Full name
ii. LEI, if any, or other identifying number

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Nuveen Securities, LLC 
b. SEC file number

008-13464 

c. CRD number
000000469 
d. LEI, if any

549300SUT66RK1UQZ953 

e. State, if applicable
ILLINOIS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
TIAA-CREF Individual & Institutional Services, LLC 
b. SEC file number

008-44454 

c. CRD number
000020472 
d. LEI, if any

N/A 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Teachers Professional Investors Services, Inc. 
b. SEC file number

008-47051 

c. CRD number
000036130 
d. LEI, if any

N/A 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
EverTrade Direct Brokerage, Inc. 
b. SEC file number

008-51781 

c. CRD number
000047388 
d. LEI, if any

N/A 

e. State, if applicable
MISSOURI  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

46,277.090000000000 

Brokers Record: 2
i. Full name of broker
Piper Jaffray & Co. 
ii. SEC file number

008-15204 

iii. CRD number
000000665 
iv. LEI, if any

549300GRQCWQ3XGH0H10 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,568.000000000000 

Brokers Record: 3
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

008-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

39,086.640000000000 

Brokers Record: 4
i. Full name of broker
Credit Suisse Securities (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

35,464.500000000000 

Brokers Record: 5
i. Full name of broker
Hilltop Securities Inc. 
ii. SEC file number

008-45123 

iii. CRD number
000006220 
iv. LEI, if any

549300IXU82PMU6XZT45 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

29,890.160000000000 

Brokers Record: 6
i. Full name of broker
Morgan Stanley 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

28,374.680000000000 

Brokers Record: 7
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,788.000000000000 

Brokers Record: 8
i. Full name of broker
Merrill Lynch & Co. Inc. 
ii. SEC file number

008-07221 

iii. CRD number
000007691 
iv. LEI, if any

DWW559HN8WVTCCS4VJ94 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,723.250000000000 

Brokers Record: 9
i. Full name of broker
Wells Fargo Securities, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20,752.000000000000 

Brokers Record: 10
i. Full name of broker
Jefferies LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,717.480000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

341,966.650000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Sanford C. Bernstein & Co., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

186,127,932.610000000000 

Principal Transactions Record: 2
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

008-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

27,844,006.230000000000 

Principal Transactions Record: 3
i. Full name of dealer
UBS Financial Services Inc. 
ii. SEC file number

008-16267 

iii. CRD number
000008174 
iv. LEI, if any

ETYRV6ORNFJB5NONI676 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

115,404,538.750000000000 

Principal Transactions Record: 4
i. Full name of dealer
Credit Suisse Securities (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

83,225,130.530000000000 

Principal Transactions Record: 5
i. Full name of dealer
Macquarie Capital (USA) Inc. 
ii. SEC file number

008-47198 

iii. CRD number
000036368 
iv. LEI, if any

549300670K07JRB5UQ40 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

67,190,572.820000000000 

Principal Transactions Record: 6
i. Full name of dealer
Cowen and Company 
ii. SEC file number

008-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

58,780,722.490000000000 

Principal Transactions Record: 7
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

58,689,802.370000000000 

Principal Transactions Record: 8
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

7PDDXEMZ0ZV0CEDU4D16 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

53,626,284.790000000000 

Principal Transactions Record: 9
i. Full name of dealer
Hilltop Securities Inc. 
ii. SEC file number

008-45123 

iii. CRD number
000006220 
iv. LEI, if any

549300IXU82PMU6XZT45 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

36,656,494.280000000000 

Principal Transactions Record: 10
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

33,081,732.600000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

867,785,790.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

299,984,893.290000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit? Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

2,650,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
BNP Paribas 
Line Institutions Record: 2
Name of institution
Royal Bank of Canada 
Line Institutions Record: 3
Name of institution
Toronto-Dominion Bank 
Line Institutions Record: 4
Name of institution
Bank of America, N.A. 
Line Institutions Record: 5
Name of institution
Wells Fargo Bank, N.A.  
Line Institutions Record: 6
Name of institution
Bank of Nova Scotia 
Line Institutions Record: 7
Name of institution
Bank of Montreal 
Line Institutions Record: 8
Name of institution
Citibank N.A.  
Line Institutions Record: 9
Name of institution
Deutsche Bank AG 
Line Institutions Record: 10
Name of institution
Societe Generale 
Line Institutions Record: 11
Name of institution
JPMorgan Chase Bank 
Line Institutions Record: 12
Name of institution
State Street Bank and Trust 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Nuveen Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 2
Name of fund
Nuveen NWQ Small-Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 3
Name of fund
Nuveen Santa Barbara International Dividend Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 4
Name of fund
Nuveen Santa Barbara Global Dividend Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 5
Name of fund
Nuveen New York AMT-Free Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21211 
Shared Credit Users Record: 6
Name of fund
Nuveen Real Asset Income Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 7
Name of fund
Nuveen Pennsylvania Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-06265 
Shared Credit Users Record: 8
Name of fund
Nuveen Virginia Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07490 
Shared Credit Users Record: 9
Name of fund
Nuveen Preferred Securities Fund 
SEC File number( e.g., 811- )
811-21979 
Shared Credit Users Record: 10
Name of fund
Nuveen Pennsylvania Municipal Value Fund 
SEC File number( e.g., 811- )
811-22273 
Shared Credit Users Record: 11
Name of fund
Nuveen All-American Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 12
Name of fund
Nuveen Missouri Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07616 
Shared Credit Users Record: 13
Name of fund
Nuveen New York Municipal Value Fund, Inc. 
SEC File number( e.g., 811- )
811-05238 
Shared Credit Users Record: 14
Name of fund
Nuveen North Carolina Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07608 
Shared Credit Users Record: 15
Name of fund
Nuveen Municipal High Income Opportunity Fund 
SEC File number( e.g., 811- )
811-21449 
Shared Credit Users Record: 16
Name of fund
Nuveen Maryland Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07486 
Shared Credit Users Record: 17
Name of fund
Municipal Total Return Managed Accounts Portfolio 
SEC File number( e.g., 811- )
811-22023 
Shared Credit Users Record: 18
Name of fund
Nuveen Massachusetts Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07484 
Shared Credit Users Record: 19
Name of fund
Nuveen Minnesota Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-22967 
Shared Credit Users Record: 20
Name of fund
Nuveen Municipal Income Fund, Inc. 
SEC File number( e.g., 811- )
811-05488 
Shared Credit Users Record: 21
Name of fund
Nuveen Maryland Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 22
Name of fund
Nuveen Symphony High Yield Bond Fund 
SEC File number( e.g., 811- )
811-09037 
Shared Credit Users Record: 23
Name of fund
Nuveen NWQ Multi-Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 24
Name of fund
Nuveen Intermediate Duration Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 25
Name of fund
Nuveen Multi-Asset Income Tax-Aware Fund 
SEC File number( e.g., 811- )
811-21979 
Shared Credit Users Record: 26
Name of fund
Nuveen Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-21979 
Shared Credit Users Record: 27
Name of fund
Nuveen New Mexico Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 28
Name of fund
Nuveen Large Cap Growth Fund  
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 29
Name of fund
Nuveen Large Cap Core Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 30
Name of fund
Nuveen California AMT-Free Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21212 
Shared Credit Users Record: 31
Name of fund
Nuveen Georgia Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21152 
Shared Credit Users Record: 32
Name of fund
Nuveen New Jersey Municipal Value Fund 
SEC File number( e.g., 811- )
811-22274 
Shared Credit Users Record: 33
Name of fund
Nuveen Symphony Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-09037 
Shared Credit Users Record: 34
Name of fund
Nuveen Intermediate Duration Quality Municipal Term Fund 
SEC File number( e.g., 811- )
811-22779 
Shared Credit Users Record: 35
Name of fund
Nuveen Inflation Protected Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 36
Name of fund
Nuveen Select Maturities Municipal Fund 
SEC File number( e.g., 811- )
811-07056 
Shared Credit Users Record: 37
Name of fund
Nuveen NWQ International Value Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 38
Name of fund
Nuveen Intermediate Duration Municipal Term Fund 
SEC File number( e.g., 811- )
811-22752 
Shared Credit Users Record: 39
Name of fund
Nuveen Municipal 2021 Target Term Fund 
SEC File number( e.g., 811- )
811-23102 
Shared Credit Users Record: 40
Name of fund
Nuveen Large Cap Value Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 41
Name of fund
Nuveen Virginia Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 42
Name of fund
Nuveen Pennsylvania Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 43
Name of fund
Nuveen Ohio Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 44
Name of fund
Nuveen Symphony Credit Opportunities Fund 
SEC File number( e.g., 811- )
811-09037 
Shared Credit Users Record: 45
Name of fund
Nuveen New York Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 46
Name of fund
Nuveen New Jersey Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 47
Name of fund
Nuveen Michigan Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 48
Name of fund
Nuveen California Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 49
Name of fund
Nuveen Arizona Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07747 
Shared Credit Users Record: 50
Name of fund
Nuveen Enhanced Municipal Value Fund 
SEC File number( e.g., 811- )
811-22323 
Shared Credit Users Record: 51
Name of fund
Nuveen Equity Market Neutral Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 52
Name of fund
Nuveen NWQ Global Equity Income Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 53
Name of fund
Nuveen AMT-Free Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-21213 
Shared Credit Users Record: 54
Name of fund
Nuveen Santa Barbara Dividend Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 55
Name of fund
Nuveen Strategic Municipal Opportunities Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 56
Name of fund
Nuveen Concentrated Core Fund 
SEC File number( e.g., 811- )
811-07619 
Shared Credit Users Record: 57
Name of fund
Nuveen California Municipal Value Fund 2 
SEC File number( e.g., 811- )
811-22272 
Shared Credit Users Record: 58
Name of fund
Nuveen California Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 59
Name of fund
Nuveen California Municipal Value Fund, Inc. 
SEC File number( e.g., 811- )
811-05235 
Shared Credit Users Record: 60
Name of fund
Nuveen North Carolina Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 61
Name of fund
Nuveen Arizona Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-07278 
Shared Credit Users Record: 62
Name of fund
Nuveen New York Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-09135 
Shared Credit Users Record: 63
Name of fund
Nuveen Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-09297 
Shared Credit Users Record: 64
Name of fund
Nuveen California Quality Municipal Income Fund 
SEC File number( e.g., 811- )
811-09161 
Shared Credit Users Record: 65
Name of fund
Nuveen Missouri Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 66
Name of fund
Nuveen Short Duration High Yield Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 67
Name of fund
Nuveen Limited Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 68
Name of fund
Nuveen Louisiana Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 69
Name of fund
Nuveen Kentucky Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 70
Name of fund
Nuveen Kansas Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 71
Name of fund
Nuveen Georgia Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 72
Name of fund
Nuveen Strategic Income Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 73
Name of fund
Nuveen Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 74
Name of fund
Nuveen Short Term Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 75
Name of fund
Nuveen Strategy Growth Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 76
Name of fund
Nuveen Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 77
Name of fund
Nuveen High Yield Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07873 
Shared Credit Users Record: 78
Name of fund
Nuveen Small Cap Select Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 79
Name of fund
Nuveen Small Cap Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 80
Name of fund
Nuveen Strategy Conservative Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 81
Name of fund
Nuveen Strategy Balanced Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 82
Name of fund
Nuveen Strategy Aggressive Growth Allocation Fund 
SEC File number( e.g., 811- )
811-07687 
Shared Credit Users Record: 83
Name of fund
Nuveen Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 84
Name of fund
Nuveen Oregon Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 85
Name of fund
Nuveen Nebraska Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 86
Name of fund
Nuveen Minnesota Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 87
Name of fund
Nuveen Minnesota Municipal Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 88
Name of fund
Nuveen California High Yield Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07755 
Shared Credit Users Record: 89
Name of fund
Nuveen Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 90
Name of fund
Nuveen Mid Cap Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 91
Name of fund
Nuveen Large Cap Select Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 92
Name of fund
Nuveen Core Bond Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 93
Name of fund
Nuveen Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 94
Name of fund
Nuveen Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 95
Name of fund
Nuveen Dividend Value Fund 
SEC File number( e.g., 811- )
811-05309 
Shared Credit Users Record: 96
Name of fund
Nuveen Winslow Large-Cap Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 97
Name of fund
Nuveen Wisconsin Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07751 
Shared Credit Users Record: 98
Name of fund
Nuveen Tennessee Municipal Bond Fund 
SEC File number( e.g., 811- )
811-07943 
Shared Credit Users Record: 99
Name of fund
Nuveen Symphony Large-Cap Growth Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 100
Name of fund
Nuveen Symphony International Equity Fund 
SEC File number( e.g., 811- )
811-08333 
Shared Credit Users Record: 101
N