Location books Record:
1 |
a. Name of person (e.g., a custodian of records) |
BNY Mellon Investment Servicing (US) Inc.
|
b. Street 1 |
301 Bellevue Parkway
|
Street 2 |
|
c. City |
Wilmington
|
d. State, if applicable |
DELAWARE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
19809
|
g. Telephone number (including country code if foreign) |
302-791-1700
|
h. Briefly describe the books and records kept at this location:
|
Records related to its functions as transfer agent and sub administrator
|
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) |
U.S. Bank National Association
|
b. Street 1 |
425 Walnut Street
|
Street 2 |
|
c. City |
Cincinnati
|
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
45202
|
g. Telephone number (including country code if foreign) |
513-632-4234
|
h. Briefly describe the books and records kept at this location:
|
Records related to its functions as custodian
|
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) |
Sterling Capital Funds
|
b. Street 1 |
3605 Glenwood Avenue
|
Street 2 |
Suite 100
|
c. City |
Raleigh
|
d. State, if applicable |
NORTH CAROLINA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
27612
|
g. Telephone number (including country code if foreign) |
800-228-1872
|
h. Briefly describe the books and records kept at this location:
|
Records related to its function as registrant
|
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) |
Sterling Capital Management LLC
|
b. Street 1 |
4350 Congress Street
|
Street 2 |
Suite 1000
|
c. City |
Charlotte
|
d. State, if applicable |
NORTH CAROLINA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
28209
|
g. Telephone number (including country code if foreign) |
704-372-8670
|
h. Briefly describe the books and records kept at this location:
|
Records related to its function as investment adviser
|
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) |
Ropes & Gray LLP
|
b. Street 1 |
Prudential Tower
|
Street 2 |
800 Boylston Street
|
c. City |
Boston
|
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
02199-3600
|
g. Telephone number (including country code if foreign) |
617-951-7000
|
h. Briefly describe the books and records kept at this location:
|
Records related to its functions as counsel
|
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) |
Sterling Capital Distributors,LLC
|
b. Street 1 |
899 Cassatt Road
|
Street 2 |
400 Berwyn Park, Suite 110
|
c. City |
Berwyn
|
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
19312
|
g. Telephone number (including country code if foreign) |
866-251-6920
|
h. Briefly describe the books and records kept at this location:
|
Records related to its functions as distributor
|
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) |
The Bank of New York Mellon
|
b. Street 1 |
301 Bellevue Parkway
|
Street 2 |
|
c. City |
Wilmington
|
d. State, if applicable |
DELAWARE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
19809
|
g. Telephone number (including country code if foreign) |
800-441-9800
|
h. Briefly describe the books and records kept at this location:
|
Records related to its function as fund accountant
|
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) |
Sterling Capital Management LLC
|
b. Street 1 |
3605 Glenwood Avenue
|
Street 2 |
Suite 100
|
c. City |
Raleigh
|
d. State, if applicable |
NORTH CAROLINA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
27612
|
g. Telephone number (including country code if foreign) |
919-716-9070
|
h. Briefly describe the books and records kept at this location:
|
Records related to its function as administrator
|
Director Record:
1 |
a. Full Name |
Drew T. Kagan
|
b. CRD number, if any |
N/A
|
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A
|
Director Record:
2 |
a. Full Name |
Laura C. Bingham
|
b. CRD number, if any |
N/A
|
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A
|
Director Record:
3 |
a. Full Name |
Douglas R. Van Scoy
|
b. CRD number, if any |
N/A
|
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A
|
Director Record:
4 |
a. Full Name |
Alexander W. McAlister
|
b. CRD number, if any |
001465894
|
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A
|
Director Record:
5 |
a. Full Name |
James L. Roberts
|
b. CRD number, if any |
N/A
|
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A
|
Director Record:
6 |
a. Full Name |
Alan G. Priest
|
b. CRD number, if any |
N/A
|
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
N/A
|
a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act?
|
Yes
No
|
Release number Record:
1 |
i. If yes, provide below the release number for each order
|
IC-29738
|
Release number Record:
2 |
i. If yes, provide below the release number for each order
|
IC-27742
|
Release number Record:
3 |
i. If yes, provide below the release number for each order
|
IC-28021
|
Release number Record:
4 |
i. If yes, provide below the release number for each order
|
IC-30433
|
Release number Record:
5 |
i. If yes, provide below the release number for each order
|
IC-27845
|
Release number Record:
6 |
i. If yes, provide below the release number for each order
|
IC-29524
|
Release number Record:
7 |
i. If yes, provide below the release number for each order
|
IC-26419
|
Release number Record:
8 |
i. If yes, provide below the release number for each order
|
IC-27543
|
Release number Record:
9 |
i. If yes, provide below the release number for each order
|
1C-27743
|
Release number Record:
10 |
i. If yes, provide below the release number for each order
|
IC-29172
|
Release number Record:
11 |
i. If yes, provide below the release number for each order
|
IC-27386
|
Release number Record:
12 |
i. If yes, provide below the release number for each order
|
IC-29852
|