a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Equity Income Portfolio
|
ii. Class identification number, if any |
C000176162
|
iii. Ticker symbol, if any |
N/A
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Cowen and Company, LLC
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
203.70000000
|
Brokers Record:
2 |
i. Full name of broker |
Credit Suisse Securities (USA) LLC
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
441.10000000
|
Brokers Record:
3 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,583.68000000
|
Brokers Record:
4 |
i. Full name of broker |
ISI Group, Inc
|
ii. SEC file number |
8-43515
|
iii. CRD number |
000028195
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
405.00000000
|
Brokers Record:
5 |
i. Full name of broker |
Jefferies LLC
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
273.40000000
|
Brokers Record:
6 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
724.95000000
|
Brokers Record:
7 |
i. Full name of broker |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
515.46000000
|
Brokers Record:
8 |
i. Full name of broker |
Raymond James & Associates, Inc.
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
U4ONQX15J3RO8XCKE979
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
805.60000000
|
Brokers Record:
9 |
i. Full name of broker |
JPMorgan Chase & Co.
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
8I5DZWZKVSZI1NUHU748
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
219.00000000
|
Brokers Record:
10 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
512.20000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
6,588.99000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Total Market Portfolio
|
ii. Class identification number, if any |
C000035927
|
iii. Ticker symbol, if any |
GTTMX
|
Pricing Services Record:
1 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,763.92000000
|
Brokers Record:
2 |
i. Full name of broker |
Cowen Execution Services LLC
|
ii. SEC file number |
8-46838
|
iii. CRD number |
000035693
|
iv. LEI, if any |
5493005RJDJD18OPUP27
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
525.60000000
|
Brokers Record:
3 |
i. Full name of broker |
P F Fox & Co Inc
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
00000000000000000000
|
v. State, if applicable |
INDIANA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
787.08000000
|
Brokers Record:
4 |
i. Full name of broker |
Barclays Bank PLC
|
ii. SEC file number |
N/A
|
iii. CRD number |
000008175
|
iv. LEI, if any |
G5GSEF7VJP5I7OUK5573
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,777.38000000
|
Brokers Record:
5 |
i. Full name of broker |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,106.50000000
|
Brokers Record:
6 |
i. Full name of broker |
UBS AG
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
BFM8T61CT2L1QCEMIK50
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
SWITZERLAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
459.00000000
|
Brokers Record:
7 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
128,545.47000000
|
Brokers Record:
8 |
i. Full name of broker |
Credit Suisse Securities (USA) LLC
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,145.00000000
|
Brokers Record:
9 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,549.56000000
|
Brokers Record:
10 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
919.50000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
148,033.49000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Core Fixed Income Portfolio
|
ii. Class identification number, if any |
C000017529
|
iii. Ticker symbol, if any |
GTCGX
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
First Tennessee Bank National Association
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
COOWI3L2W9TPYR3WJX37
|
v. State, if applicable |
TENNESSEE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
17,038,361.25000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
First Union National Bank
|
ii. SEC file number |
8-31606
|
iii. CRD number |
000015001
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
9,978,555.63000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
ii. SEC file number |
8-7221
|
iii. CRD number |
000007691
|
iv. LEI, if any |
8NAV47T0Y26Q87Y0QP81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
45,062,577.21000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
The Bank of New York Mellon
|
ii. SEC file number |
8-35255
|
iii. CRD number |
000017454
|
iv. LEI, if any |
HPFHU0OQ28E4N0NFVK49
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
10,000,000.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
14,313,052.00000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Wells Fargo Brokerage Services, LLC
|
ii. SEC file number |
8-33283
|
iii. CRD number |
000016100
|
iv. LEI, if any |
00000000000000000000
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
22,555,602.53000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Federal Reserve Bank of Boston
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
00000000000000000000
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
16,186,747.60000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
State Street Bank and Trust Company
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
571474TGEMMWANRLN572
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,276,880,229.35000100
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Barclays Bank PLC
|
ii. SEC file number |
N/A
|
iii. CRD number |
000008175
|
iv. LEI, if any |
G5GSEF7VJP5I7OUK5573
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
12,492,540.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
1
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Quantitative U.S. Small Cap Equity Portfolio
|
ii. Class identification number, if any |
C000195216
|
iii. Ticker symbol, if any |
N/A
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,811.62000000
|
Brokers Record:
2 |
i. Full name of broker |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
9.60000000
|
Brokers Record:
3 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
515.60000000
|
Brokers Record:
4 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
30.99000000
|
Brokers Record:
5 |
i. Full name of broker |
Barclays Bank PLC
|
ii. SEC file number |
N/A
|
iii. CRD number |
000008175
|
iv. LEI, if any |
G5GSEF7VJP5I7OUK5573
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
697.70000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
3,065.51000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Advisor
|
ii. Class identification number, if any |
C000017538
|
iii. Ticker symbol, if any |
GTCSX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Institutional
|
ii. Class identification number, if any |
C000017539
|
iii. Ticker symbol, if any |
GTSCX
|
Pricing Services Record:
1 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
531,121.84000000
|
Brokers Record:
2 |
i. Full name of broker |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
238,826.75000000
|
Brokers Record:
3 |
i. Full name of broker |
ROBERT W. BAIRD & CO., INCORPORATED
|
ii. SEC file number |
8-00497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
132,983.72000000
|
Brokers Record:
4 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
207,992.18000000
|
Brokers Record:
5 |
i. Full name of broker |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
91,705.70000000
|
Brokers Record:
6 |
i. Full name of broker |
STIFEL NICOLAUS & CO INC.
|
ii. SEC file number |
8-1447
|
iii. CRD number |
000000793
|
iv. LEI, if any |
5WUVMA08EYG4KEUPW589
|
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
173,050.64000000
|
Brokers Record:
7 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
311,931.55000000
|
Brokers Record:
8 |
i. Full name of broker |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
197,795.92000000
|
Brokers Record:
9 |
i. Full name of broker |
UBS AG
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
BFM8T61CT2L1QCEMIK50
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
SWITZERLAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
107,413.60000000
|
Brokers Record:
10 |
i. Full name of broker |
Liquidnet, Inc.
|
ii. SEC file number |
8-52461
|
iii. CRD number |
000103987
|
iv. LEI, if any |
213800HSKBBO1GCVRG79
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
102,094.91000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
2,761,663.31000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Global Secured Options Portfolio
|
ii. Class identification number, if any |
C000118430
|
iii. Ticker symbol, if any |
N/A
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Cowen and Company, LLC
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,590.69000000
|
Brokers Record:
2 |
i. Full name of broker |
JPMorgan Chase & Co.
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
8I5DZWZKVSZI1NUHU748
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
144.50000000
|
Brokers Record:
3 |
i. Full name of broker |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,849.51000000
|
Brokers Record:
4 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
202.50000000
|
Brokers Record:
5 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,519.94000000
|
Brokers Record:
6 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
70.00000000
|
Brokers Record:
7 |
i. Full name of broker |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,047.31000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
12,449.45000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
First Union National Bank
|
ii. SEC file number |
8-31606
|
iii. CRD number |
000015001
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,691,745.04000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
State Street Bank and Trust Company
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
571474TGEMMWANRLN572
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
5,708,261.53000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
JPMorgan Chase & Co.
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
8I5DZWZKVSZI1NUHU748
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,394,505.26000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Wells Fargo Brokerage Services, LLC
|
ii. SEC file number |
8-33283
|
iii. CRD number |
000016100
|
iv. LEI, if any |
00000000000000000000
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,043,026.20000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Long/Short Portfolio
|
ii. Class identification number, if any |
C000035926
|
iii. Ticker symbol, if any |
GTAPX
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,145.20000000
|
Brokers Record:
2 |
i. Full name of broker |
STIFEL NICOLAUS & CO INC.
|
ii. SEC file number |
8-1447
|
iii. CRD number |
000000793
|
iv. LEI, if any |
5WUVMA08EYG4KEUPW589
|
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,559.52000000
|
Brokers Record:
3 |
i. Full name of broker |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
7,712.10000000
|
Brokers Record:
4 |
i. Full name of broker |
ROBERT W. BAIRD & CO., INCORPORATED
|
ii. SEC file number |
8-00497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
8,076.80000000
|
Brokers Record:
5 |
i. Full name of broker |
Liquidnet, Inc.
|
ii. SEC file number |
8-52461
|
iii. CRD number |
000103987
|
iv. LEI, if any |
213800HSKBBO1GCVRG79
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,644.71000000
|
Brokers Record:
6 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
11,755.20000000
|
Brokers Record:
7 |
i. Full name of broker |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
7,868.73000000
|
Brokers Record:
8 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
454,171.05000000
|
Brokers Record:
9 |
i. Full name of broker |
JPMorgan Chase & Co.
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
8I5DZWZKVSZI1NUHU748
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
7,738.44000000
|
Brokers Record:
10 |
i. Full name of broker |
Raymond James & Associates, Inc.
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
U4ONQX15J3RO8XCKE979
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,520.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
517,543.14000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
1
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Quantitative U.S. Large Cap Value Equity Portfolio
|
ii. Class identification number, if any |
C000195215
|
iii. Ticker symbol, if any |
N/A
|
Pricing Services Record:
1 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Barclays Bank PLC
|
ii. SEC file number |
N/A
|
iii. CRD number |
000008175
|
iv. LEI, if any |
G5GSEF7VJP5I7OUK5573
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
117.48000000
|
Brokers Record:
2 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
277.50000000
|
Brokers Record:
3 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
681.10000000
|
Brokers Record:
4 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
214.42000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
1,290.50000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Secured Options Portfolio - Advisor Shares
|
ii. Class identification number, if any |
C000090298
|
iii. Ticker symbol, if any |
GTSOX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Secured Options Portfolio - Institutional Shares
|
ii. Class identification number, if any |
C000173616
|
iii. Ticker symbol, if any |
N/A
|
Pricing Services Record:
1 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Barclays Bank PLC
|
ii. SEC file number |
N/A
|
iii. CRD number |
000008175
|
iv. LEI, if any |
G5GSEF7VJP5I7OUK5573
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,983,708.64000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,998,688.89000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
State Street Bank and Trust Company
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
571474TGEMMWANRLN572
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,385,112,003.18000100
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
114,595,918.75000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Wells Fargo Brokerage Services, LLC
|
ii. SEC file number |
8-33283
|
iii. CRD number |
000016100
|
iv. LEI, if any |
00000000000000000000
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
59,807,053.00000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
338,305,462.50000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
First Union National Bank
|
ii. SEC file number |
8-31606
|
iii. CRD number |
000015001
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
127,378,449.78000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
ii. SEC file number |
8-7221
|
iii. CRD number |
000007691
|
iv. LEI, if any |
8NAV47T0Y26Q87Y0QP81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
6,471,579.27000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
30,664,976.20000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Responsible ESG U.S. Equity Portfolio
|
ii. Class identification number, if any |
C000164151
|
iii. Ticker symbol, if any |
N/A
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
722.24000000
|
Brokers Record:
2 |
i. Full name of broker |
UBS AG
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
BFM8T61CT2L1QCEMIK50
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
SWITZERLAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
238.20000000
|
Brokers Record:
3 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
344.07000000
|
Brokers Record:
4 |
i. Full name of broker |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
612.63000000
|
Brokers Record:
5 |
i. Full name of broker |
ISI Group, Inc
|
ii. SEC file number |
8-43515
|
iii. CRD number |
000028195
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
276.00000000
|
Brokers Record:
6 |
i. Full name of broker |
Investment Technology Group, Inc.
|
ii. SEC file number |
8-44218
|
iii. CRD number |
000029299
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,247.04000000
|
Brokers Record:
7 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
507.59000000
|
Brokers Record:
8 |
i. Full name of broker |
Credit Suisse Securities (USA) LLC
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
66.00000000
|
Brokers Record:
9 |
i. Full name of broker |
Barclays Bank PLC
|
ii. SEC file number |
N/A
|
iii. CRD number |
000008175
|
iv. LEI, if any |
G5GSEF7VJP5I7OUK5573
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
6,904.92000000
|
Brokers Record:
10 |
i. Full name of broker |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
136.14000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
11,054.83000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Strategic Equity Portfolio
|
ii. Class identification number, if any |
C000017540
|
iii. Ticker symbol, if any |
GTCEX
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
837.18000000
|
Brokers Record:
2 |
i. Full name of broker |
UBS AG
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
BFM8T61CT2L1QCEMIK50
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
SWITZERLAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,720.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Gordon, Haskett Capital Corporation
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
254900VETGB6KO4XX176
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,455.80000000
|
Brokers Record:
4 |
i. Full name of broker |
National Financial Services Corporation
|
ii. SEC file number |
8-26740
|
iii. CRD number |
000013041
|
iv. LEI, if any |
549300EJM5SBRQSYKC50
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
800.76000000
|
Brokers Record:
5 |
i. Full name of broker |
JPMorgan Chase & Co.
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
8I5DZWZKVSZI1NUHU748
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,316.00000000
|
Brokers Record:
6 |
i. Full name of broker |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,177.60000000
|
Brokers Record:
7 |
i. Full name of broker |
Cowen and Company, LLC
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,191.93000000
|
Brokers Record:
8 |
i. Full name of broker |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,503.72000000
|
Brokers Record:
9 |
i. Full name of broker |
Wells Fargo Brokerage Services, LLC
|
ii. SEC file number |
8-33283
|
iii. CRD number |
000016100
|
iv. LEI, if any |
00000000000000000000
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,416.84000000
|
Brokers Record:
10 |
i. Full name of broker |
STIFEL NICOLAUS & CO INC.
|
ii. SEC file number |
8-1447
|
iii. CRD number |
000000793
|
iv. LEI, if any |
5WUVMA08EYG4KEUPW589
|
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,462.72000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
19,785.60000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
High Yield Municipal Portfolio
|
ii. Class identification number, if any |
C000164150
|
iii. Ticker symbol, if any |
N/A
|
Pricing Services Record:
1 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
JPMorgan Chase & Co.
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
8I5DZWZKVSZI1NUHU748
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
33,859,379.60000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,144,046.40000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,864,964.59000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Mizuho Securities USA LLC
|
ii. SEC file number |
8-37710
|
iii. CRD number |
000019647
|
iv. LEI, if any |
7TK5RJIZDFROZCA6XF66
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
5,000,000.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
47,013,933.80000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Barclays Bank PLC
|
ii. SEC file number |
N/A
|
iii. CRD number |
000008175
|
iv. LEI, if any |
G5GSEF7VJP5I7OUK5573
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,015,744.20000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Davidson DA & Company Inc
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
00000000000000000000
|
v. State, if applicable |
WASHINGTON
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,525,420.70000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
RBC Dominion Securities Inc.
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
549300QJJX6CVVUXLE15
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,783,382.40000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
14,628,338.40000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
13,076,364.85000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Women in Leadership U.S. Equity Portfolio
|
ii. Class identification number, if any |
C000164152
|
iii. Ticker symbol, if any |
N/A
|
Pricing Services Record:
1 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,281.54000000
|
Brokers Record:
2 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,249.59000000
|
Brokers Record:
3 |
i. Full name of broker |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
488.49000000
|
Brokers Record:
4 |
i. Full name of broker |
Credit Suisse Securities (USA) LLC
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
52.00000000
|
Brokers Record:
5 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
926.32000000
|
Brokers Record:
6 |
i. Full name of broker |
UBS AG
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
BFM8T61CT2L1QCEMIK50
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
SWITZERLAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
106.60000000
|
Brokers Record:
7 |
i. Full name of broker |
Barclays Bank PLC
|
ii. SEC file number |
N/A
|
iii. CRD number |
000008175
|
iv. LEI, if any |
G5GSEF7VJP5I7OUK5573
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
6,385.78000000
|
Brokers Record:
8 |
i. Full name of broker |
ISI Group, Inc
|
ii. SEC file number |
8-43515
|
iii. CRD number |
000028195
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
335.00000000
|
Brokers Record:
9 |
i. Full name of broker |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
151.26000000
|
Brokers Record:
10 |
i. Full name of broker |
Investment Technology Group, Inc.
|
ii. SEC file number |
8-44218
|
iii. CRD number |
000029299
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
101.40000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
12,077.98000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Large Cap Value Portfolio
|
ii. Class identification number, if any |
C000017536
|
iii. Ticker symbol, if any |
GTMEX
|
Pricing Services Record:
1 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
11,099.85000000
|
Brokers Record:
2 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,994.30000000
|
Brokers Record:
3 |
i. Full name of broker |
Cowen and Company, LLC
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,190.65000000
|
Brokers Record:
4 |
i. Full name of broker |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
5,268.83000000
|
Brokers Record:
5 |
i. Full name of broker |
JPMorgan Chase & Co.
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
8I5DZWZKVSZI1NUHU748
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
7,001.20000000
|
Brokers Record:
6 |
i. Full name of broker |
ISI Group, Inc
|
ii. SEC file number |
8-43515
|
iii. CRD number |
000028195
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,969.80000000
|
Brokers Record:
7 |
i. Full name of broker |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
6,446.80000000
|
Brokers Record:
8 |
i. Full name of broker |
Raymond James & Associates, Inc.
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
U4ONQX15J3RO8XCKE979
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
5,274.80000000
|
Brokers Record:
9 |
i. Full name of broker |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,417.35000000
|
Brokers Record:
10 |
i. Full name of broker |
Barclays Bank PLC
|
ii. SEC file number |
N/A
|
iii. CRD number |
000008175
|
iv. LEI, if any |
G5GSEF7VJP5I7OUK5573
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,516.50000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
54,920.28000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Institutional Shares
|
ii. Class identification number, if any |
C000146444
|
iii. Ticker symbol, if any |
N/A
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Advisor Shares
|
ii. Class identification number, if any |
C000146443
|
iii. Ticker symbol, if any |
N/A
|
Pricing Services Record:
1 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
JPMorgan Chase & Co.
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
8I5DZWZKVSZI1NUHU748
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,158.04000000
|
Brokers Record:
2 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
667.46000000
|
Brokers Record:
3 |
i. Full name of broker |
Investment Technology Group, Inc.
|
ii. SEC file number |
8-44218
|
iii. CRD number |
000029299
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,540.90000000
|
Brokers Record:
4 |
i. Full name of broker |
Cowen Execution Services LLC
|
ii. SEC file number |
8-46838
|
iii. CRD number |
000035693
|
iv. LEI, if any |
5493005RJDJD18OPUP27
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
749.44000000
|
Brokers Record:
5 |
i. Full name of broker |
Barclays Bank PLC
|
ii. SEC file number |
N/A
|
iii. CRD number |
000008175
|
iv. LEI, if any |
G5GSEF7VJP5I7OUK5573
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,992.10000000
|
Brokers Record:
6 |
i. Full name of broker |
Raymond James & Associates, Inc.
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
U4ONQX15J3RO8XCKE979
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,464.60000000
|
Brokers Record:
7 |
i. Full name of broker |
Cowen and Company, LLC
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
927.33000000
|
Brokers Record:
8 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
459.30000000
|
Brokers Record:
9 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
824.73000000
|
Brokers Record:
10 |
i. Full name of broker |
STIFEL NICOLAUS & CO INC.
|
ii. SEC file number |
8-1447
|
iii. CRD number |
000000793
|
iv. LEI, if any |
5WUVMA08EYG4KEUPW589
|
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
442.08000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
14,127.20000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Large Cap Growth Portfolio - Advisor Shares
|
ii. Class identification number, if any |
C000017535
|
iii. Ticker symbol, if any |
GTLLX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Large Cap Growth Portfolio - Institutional Shares
|
ii. Class identification number, if any |
C000158302
|
iii. Ticker symbol, if any |
N/A
|
Pricing Services Record:
1 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
9,647.68000000
|
Brokers Record:
2 |
i. Full name of broker |
Sidoti & Company, LLC
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
254900FHBEGNA4NAO961
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
10,992.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,252,928.16000000
|
Brokers Record:
4 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
43,476.34000000
|
Brokers Record:
5 |
i. Full name of broker |
UBS AG
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
BFM8T61CT2L1QCEMIK50
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
SWITZERLAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,467.96000000
|
Brokers Record:
6 |
i. Full name of broker |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
19,812.50000000
|
Brokers Record:
7 |
i. Full name of broker |
Investment Technology Group, Inc.
|
ii. SEC file number |
8-44218
|
iii. CRD number |
000029299
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
8,236.02000000
|
Brokers Record:
8 |
i. Full name of broker |
Cowen and Company, LLC
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
15,792.00000000
|
Brokers Record:
9 |
i. Full name of broker |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
18,231.08000000
|
Brokers Record:
10 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
861,332.99999999
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
2,247,422.74000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Short Term Tax Aware Fixed Income Portfolio
|
ii. Class identification number, if any |
C000170952
|
iii. Ticker symbol, if any |
N/A
|
Pricing Services Record:
1 |
i. Full name |
Thomson Reuters Corporation
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300561UZND4C7B569
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
5493000NQ9LYLDBCTL34
|
Description of other identifying number |
|
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
20.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
15.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
780.30000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
815.30000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
National Financial Services Corporation
|
ii. SEC file number |
8-26740
|
iii. CRD number |
000013041
|
iv. LEI, if any |
549300EJM5SBRQSYKC50
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,068,581.50000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Deutsche Bank Aktiengesellschaft
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
7LTWFZYICNSX8D621K86
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
GERMANY
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,647,640.62000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,475,988.50000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Wells Fargo Brokerage Services, LLC
|
ii. SEC file number |
8-33283
|
iii. CRD number |
000016100
|
iv. LEI, if any |
00000000000000000000
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,611,128.53000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Hilltop Securities Inc.
|
ii. SEC file number |
8-45123
|
iii. CRD number |
000006220
|
iv. LEI, if any |
549300IXU82PMU6XZT45
|
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
702,618.00000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
JPMorgan Chase & Co.
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
8I5DZWZKVSZI1NUHU748
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,994,005.94000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
6,728,019.90000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
801,502.53000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Bank Of America Merrill Lynch Securities Inc
|
ii. SEC file number |
8-33359
|
iii. CRD number |
000016139
|
iv. LEI, if any |
0000000000
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
|