Pricing Services Record:
1 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Barclays Capital Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
AC28XWWI3WIBK2824319
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
PricingDirect Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300WIC0TOJ7N7GD54
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Barclays Capital Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
AC28XWWI3WIBK2824319
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
PricingDirect Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300WIC0TOJ7N7GD54
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
339,358,061.13000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Jefferies LLC
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
260,648,645.15000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Deutsche Bank Securities Inc.
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
268,234,103.77000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,186,318,620.83000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
875,324,153.56000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
State Street Bank and Trust Company
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
571474TGEMMWANRLN572
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,735,944,324.08000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
758,403,234.27000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Bofa Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
911,293,021.93000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Credit Suisse Securities (USA) LLC
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
760,384,450.29000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
591,660,302.46000000
|
Pricing Services Record:
1 |
i. Full name |
Barclays Capital Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
AC28XWWI3WIBK2824319
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
PricingDirect Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300WIC0TOJ7N7GD54
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
181,115,911.50000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
277,399,067.92000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
BNP Paribas Securities Corp.
|
ii. SEC file number |
8-32682
|
iii. CRD number |
000015794
|
iv. LEI, if any |
RCNB6OTYUAMMP879YW96
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
234,233,061.77000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
449,153,030.88000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Bofa Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
188,136,542.03000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Nomura Securities International, Inc.
|
ii. SEC file number |
8-15255
|
iii. CRD number |
000004297
|
iv. LEI, if any |
OXTKY6Q8X53C9ILVV871
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
237,828,206.02000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
244,202,761.54000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Societe Generale
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
O2RNE8IBXP4R0TD8PU41
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
FRANCE
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
171,432,293.66000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
232,088,344.68000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
State Street Bank and Trust Company
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
571474TGEMMWANRLN572
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,266,502,351.35000000
|
Pricing Services Record:
1 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Barclays Capital Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
AC28XWWI3WIBK2824319
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name |
PricingDirect Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300WIC0TOJ7N7GD54
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
1 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
Barclays Capital Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
AC28XWWI3WIBK2824319
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name |
PricingDirect Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300WIC0TOJ7N7GD54
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
1 |
i. Full name |
Barclays Capital Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
AC28XWWI3WIBK2824319
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name |
PricingDirect Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300WIC0TOJ7N7GD54
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
1 |
i. Full name |
Barclays Capital Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
AC28XWWI3WIBK2824319
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name |
PricingDirect Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300WIC0TOJ7N7GD54
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
1 |
i. Full name |
Barclays Capital Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
AC28XWWI3WIBK2824319
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
PricingDirect Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300WIC0TOJ7N7GD54
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
1 |
i. Full name |
Barclays Capital Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
AC28XWWI3WIBK2824319
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
PricingDirect Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300WIC0TOJ7N7GD54
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Custodians Record:
1 |
i. Full name |
Deutsche Bank, Sociedad Anonima Espanola
|
ii. LEI, if any |
529900SICIK5OVMVY186
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited
|
ii. LEI, if any |
2HI3YI5320L3RW6NJ957
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Citibank, National Association (Singapore, SG, Branch)
|
ii. LEI, if any |
E57ODZWZ7FF32TWEFA76
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name |
Euroclear Bank
|
ii. LEI, if any |
549300OZ46BRLZ8Y6F65
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name |
Deutsche Bank Societa per Azioni
|
ii. LEI, if any |
529900SS7ZWCX82U3W60
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name |
State Street Trust Company Canada
|
ii. LEI, if any |
549300L71XG2CTQ2V827
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any |
571474TGEMMWANRLN572
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name |
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
|
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
|
ii. LEI, if any |
2HI3YI5320L3RW6NJ957
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name |
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
|
ii. LEI, if any |
RB0PEZSDGCO3JS6CEU02
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name |
Royal Bank of Canada
|
ii. LEI, if any |
ES7IP3U3RHIGC71XBU11
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
|
ii. LEI, if any |
2HI3YI5320L3RW6NJ957
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name |
State Street Bank International GmbH
|
ii. LEI, if any |
ZMHGNT7ZPKZ3UFZ8EO46
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name |
Bank Hapoalim B.M.
|
ii. LEI, if any |
B6ARUI4946ST4S7WOU88
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name |
Skandinaviska Enskilda Banken A/S
|
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name |
State Street Bank and Trust Company (Edinburgh, GB, Branch)
|
ii. LEI, if any |
571474TGEMMWANRLN572
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name |
UBS Switzerland AG
|
ii. LEI, if any |
549300WOIFUSNYH0FL22
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name |
UniCredit Bank Austria AG
|
ii. LEI, if any |
D1HEB8VEU6D9M8ZUXG17
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
|
ii. LEI, if any |
7LTWFZYICNSX8D621K86
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name |
Skandinaviska Enskilda Banken AB
|
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Pricing Services Record:
1 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Barclays Capital Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
AC28XWWI3WIBK2824319
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name |
PricingDirect Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300WIC0TOJ7N7GD54
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
State Street Bank and Trust Company
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
571474TGEMMWANRLN572
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
156,858,021.43000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Nomura Securities International, Inc.
|
ii. SEC file number |
8-15255
|
iii. CRD number |
000004297
|
iv. LEI, if any |
OXTKY6Q8X53C9ILVV871
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
22,167,920.24000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,307,377.20000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Citadel Securities LLC
|
ii. SEC file number |
8-53574
|
iii. CRD number |
000116797
|
iv. LEI, if any |
12UUJYTN7D3SW8KCSG25
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
19,511,439.37000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,543,546.72000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
15,844,893.34000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Bofa Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
16,782,962.84000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
15,144,099.52000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
12,569,609.30000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
12,311,027.51000000
|
Pricing Services Record:
1 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name |
PricingDirect Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300WIC0TOJ7N7GD54
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name |
Barclays Capital Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
AC28XWWI3WIBK2824319
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
22,247,383.88000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
21,367,338.32000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Deutsche Bank Securities Inc.
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
46,536,558.05000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
24,453,453.74000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
24,643,714.83000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
26,885,684.58000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
State Street Bank and Trust Company
|
ii. SEC file number |
N/A
|
iii. CRD number |
000000000
|
iv. LEI, if any |
571474TGEMMWANRLN572
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
193,468,574.84000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
30,298,072.63000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
53,732,926.94000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Mizuho Securities USA LLC
|
ii. SEC file number |
8-37710
|
iii. CRD number |
000019647
|
iv. LEI, if any |
7TK5RJIZDFROZCA6XF66
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
73,392,449.50000000
|