a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst/MAP Global Balanced Fund Class C
|
ii. Class identification number, if any |
C000102759
|
iii. Ticker symbol, if any |
TRXCX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst/MAP Global Balanced Fund Class A
|
ii. Class identification number, if any |
C000102758
|
iii. Ticker symbol, if any |
TRXAX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst/MAP Global Balanced Fund Class I
|
ii. Class identification number, if any |
C000142549
|
iii. Ticker symbol, if any |
TRXIX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
WALLACHBETH
|
ii. SEC file number |
8-67936
|
iii. CRD number |
000147853
|
iv. LEI, if any |
549300R371KUKXEXC133
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
400.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Bloomberg
|
ii. SEC file number |
8-49219
|
iii. CRD number |
000040881
|
iv. LEI, if any |
549300B56MD0ZC402L06
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
498.78000000
|
Brokers Record:
3 |
i. Full name of broker |
Wall Street Access
|
ii. SEC file number |
008-25936
|
iii. CRD number |
000010012
|
iv. LEI, if any |
549300Z0MOT47D6OQV22
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
240.00000000
|
Brokers Record:
4 |
i. Full name of broker |
Cabrera Capital
|
ii. SEC file number |
8-26406
|
iii. CRD number |
000010081
|
iv. LEI, if any |
254900BIRJU76JRBK985
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
500.80000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
1,639.58000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
MONTROSE SECURITIES
|
ii. SEC file number |
8-46821
|
iii. CRD number |
000035603
|
iv. LEI, if any |
2549003CQGJ1WNMQXM67
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,498,426.50000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
MONNESS CRESPI HARDT & CO
|
ii. SEC file number |
8-21380
|
iii. CRD number |
000007424
|
iv. LEI, if any |
54930082M4TGAELJ8Y15
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
762,465.50000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Cabrera Capital
|
ii. SEC file number |
8-26406
|
iii. CRD number |
000010081
|
iv. LEI, if any |
254900BIRJU76JRBK985
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,369,760.63667500
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Charles Schwab & Co., Inc.
|
ii. SEC file number |
8-16514
|
iii. CRD number |
000005393
|
iv. LEI, if any |
549300ZP8XN77GK5BS04
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,296,044.91071000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
WALL STREET ACCESS
|
ii. SEC file number |
008-25936
|
iii. CRD number |
000010012
|
iv. LEI, if any |
549300Z0MOT47D6OQV22
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
384,774.50000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Bloomberg
|
ii. SEC file number |
8-49219
|
iii. CRD number |
000040881
|
iv. LEI, if any |
549300B56MD0ZC402L06
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
207,688.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
MERRIMAN CAPITAL
|
ii. SEC file number |
8-36420
|
iii. CRD number |
000018296
|
iv. LEI, if any |
213800UR5MG8ST3STU41
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
225,972.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst Dynamic Alpha Fund Class C
|
ii. Class identification number, if any |
C000108408
|
iii. Ticker symbol, if any |
CPECX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst Dynamic Alpha Fund Class I
|
ii. Class identification number, if any |
C000142551
|
iii. Ticker symbol, if any |
CPEIX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst Dynamic Alpha Fund Class A
|
ii. Class identification number, if any |
C000108407
|
iii. Ticker symbol, if any |
CPEAX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst Buyback Strategy Fund - Class I
|
ii. Class identification number, if any |
C000134862
|
iii. Ticker symbol, if any |
BUYIX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst Buyback Strategy Fund - Class A
|
ii. Class identification number, if any |
C000134860
|
iii. Ticker symbol, if any |
BUYAX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst Buyback Strategy Fund - Class C
|
ii. Class identification number, if any |
C000134861
|
iii. Ticker symbol, if any |
BUYCX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Goldman Sachs
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
110,352.75000000
|
Brokers Record:
2 |
i. Full name of broker |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
53,435.19999999
|
Brokers Record:
3 |
i. Full name of broker |
Esposito Securities
|
ii. SEC file number |
8-67596
|
iii. CRD number |
000143710
|
iv. LEI, if any |
5493005PRA6C64RLD847
|
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,576.00000000
|
Brokers Record:
4 |
i. Full name of broker |
BTIG LLC
|
ii. SEC file number |
8-65473
|
iii. CRD number |
000122225
|
iv. LEI, if any |
549300GTG9PL6WO3EC51
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
557.60000000
|
Brokers Record:
5 |
i. Full name of broker |
Alex Brown
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
MARYLAND
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,023.50000000
|
Brokers Record:
6 |
i. Full name of broker |
Cowen Group
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
245.00000000
|
Brokers Record:
7 |
i. Full name of broker |
Convergex
|
ii. SEC file number |
8-46838
|
iii. CRD number |
000035693
|
iv. LEI, if any |
5493008KXRSS2V7YVY75
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
23,544.30000000
|
Brokers Record:
8 |
i. Full name of broker |
Conning & Co.
|
ii. SEC file number |
8-66444
|
iii. CRD number |
000120387
|
iv. LEI, if any |
549300ZOGI4KK37BDV40
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,754.50000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
194,488.85000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
BTIG LLC
|
ii. SEC file number |
008-65473
|
iii. CRD number |
000122225
|
iv. LEI, if any |
549300GTG9PL6WO3EC51
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,811,803.36000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Goldman Sachs
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
171,511,724.80000001
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Cowen Group
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,595,401.08000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
83,053,737.87999999
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Esposito Securities
|
ii. SEC file number |
8-67596
|
iii. CRD number |
000143710
|
iv. LEI, if any |
5493005PRA6C64RLD847
|
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,561,362.03000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Conning & Co.
|
ii. SEC file number |
8-66444
|
iii. CRD number |
000120387
|
iv. LEI, if any |
549300ZOGI4KK37BDV40
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
6,304,547.65000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Convergex
|
ii. SEC file number |
8-46838
|
iii. CRD number |
000035693
|
iv. LEI, if any |
5493008KXRSS2V7YVY75
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
79,423,826.20000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Alex Brown
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
MARYLAND
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,620,051.04000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst/Stone Beach Income Opportunity Fund Class A
|
ii. Class identification number, if any |
C000143115
|
iii. Ticker symbol, if any |
IOXAX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst/Stone Beach Income Opportunity Fund Class I
|
ii. Class identification number, if any |
C000143117
|
iii. Ticker symbol, if any |
IOXIX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst/Stone Beach Income Opportunity Fund Class C
|
ii. Class identification number, if any |
C000143116
|
iii. Ticker symbol, if any |
IOXCX
|
Pricing Services Record:
1 |
i. Full name |
Bloomberg
|
ii. LEI, if any, or provide and describe other
identifying number
|
N/A
|
Description of other identifying number |
N/A
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services
|
ii. LEI, if any, or provide and describe other
identifying number
|
N/A
|
Description of other identifying number |
N/A
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
HUNTINGTON BANK
|
ii. SEC file number |
8-34867
|
iii. CRD number |
000016986
|
iv. LEI, if any |
2WHM8VNJH63UN14OL754
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
227.00000000
|
Brokers Record:
2 |
i. Full name of broker |
INTERACTIVE BROKERS
|
ii. SEC file number |
8-47257
|
iii. CRD number |
000036418
|
iv. LEI, if any |
50OBSE5T5521O6SMZR28
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
11,379.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Wedbush
|
ii. SEC file number |
8-12987
|
iii. CRD number |
000000877
|
iv. LEI, if any |
549300CSX55MXZ47EI78
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
41,410.00000000
|
Brokers Record:
4 |
i. Full name of broker |
US Bancorp Investments, Inc.
|
ii. SEC file number |
8-35359
|
iii. CRD number |
000017868
|
iv. LEI, if any |
H85Z6XZP8B10ES0M2G89
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,095.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
56,111.00000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
STEPHENS INC.
|
ii. SEC file number |
8-1927
|
iii. CRD number |
000003496
|
iv. LEI, if any |
213800LH6T9XDYZCA534
|
v. State, if applicable |
ARKANSAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
127,005.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
WEDBUSH SECURITIES INC
|
ii. SEC file number |
8-12987
|
iii. CRD number |
000000877
|
iv. LEI, if any |
549300CSX55MXZ47EI78
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,129,571,610.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
US Bancorp Investments, Inc.
|
ii. SEC file number |
8-35359
|
iii. CRD number |
000017868
|
iv. LEI, if any |
H85Z6XZP8B10ES0M2G89
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,195,319.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
INTERACTIVE BROKERS
|
ii. SEC file number |
8-47257
|
iii. CRD number |
000036418
|
iv. LEI, if any |
50OBSE5T5521O6SMZR28
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
251,000.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
MORGAN STANLEY SMITH BARNEY
|
ii. SEC file number |
8-68191
|
iii. CRD number |
000149777
|
iv. LEI, if any |
7PDDXEMZ0ZV0CEDU4D16
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
20,904,744.00000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Fixed Income Brokers
|
ii. SEC file number |
8-29616
|
iii. CRD number |
000013681
|
iv. LEI, if any |
54930052AT3CW8D44B31
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
196,023.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
CITIGROUP
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,005,859.00000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
AK CAPITAL LLC
|
ii. SEC file number |
8-43682
|
iii. CRD number |
000028345
|
iv. LEI, if any |
254900GCGRJ09YAS2P82
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
218,188.00000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
AURIGA USA
|
ii. SEC file number |
8-65441
|
iii. CRD number |
000121731
|
iv. LEI, if any |
254900N78AB02QQNZS45
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
645,605.00000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
HUNTINGTON BANK
|
ii. SEC file number |
8-34867
|
iii. CRD number |
000016986
|
iv. LEI, if any |
2WHM8VNJH63UN14OL754
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
450,914.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst Systematic Alpha Fund - Class C
|
ii. Class identification number, if any |
C000143113
|
iii. Ticker symbol, if any |
ATRCX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst Systematic Alpha Fund - Class I
|
ii. Class identification number, if any |
C000143114
|
iii. Ticker symbol, if any |
ATRIX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst Systematic Alpha Fund - Class A
|
ii. Class identification number, if any |
C000143112
|
iii. Ticker symbol, if any |
ATRAX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst/SMH High Income Fund - Class A
|
ii. Class identification number, if any |
C000064375
|
iii. Ticker symbol, if any |
HIIFX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst/SMH High Income Fund - Class C
|
ii. Class identification number, if any |
C000064376
|
iii. Ticker symbol, if any |
HIICX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst/SMH High Income Fund - Class I
|
ii. Class identification number, if any |
C000128969
|
iii. Ticker symbol, if any |
HIIIX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
JANNEY MONTGOMERY SCOTT
|
ii. SEC file number |
008-00462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,556,705.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
WILLIAM BLAIR & CO
|
ii. SEC file number |
008-02698
|
iii. CRD number |
000001252
|
iv. LEI, if any |
549300J0P7XYE8BMZ775
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,828,182.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
CALYON SECURITIES
|
ii. SEC file number |
8-13753
|
iii. CRD number |
000000190
|
iv. LEI, if any |
549300WO2DKF0Q3YMV43
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,431,000.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
JANE STREET EXECUTION SERVICES, LLC
|
ii. SEC file number |
8-69254
|
iii. CRD number |
000167280
|
iv. LEI, if any |
549300HXJLXCPDWAH070
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,764,005.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
BCP SECURITIES LLC
|
ii. SEC file number |
008-42836
|
iii. CRD number |
000027063
|
iv. LEI, if any |
2549006Q2SCXK1988H68
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
741,748.00000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
FIRST TRYON SECURITIES LLC
|
ii. SEC file number |
008-21426
|
iii. CRD number |
000007336
|
iv. LEI, if any |
254900R7HQSWNYO82V50
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
278,125.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
WELLS FARGO BANK
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
480,480.00000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
WILLIAMS CAPITAL GROUP
|
ii. SEC file number |
008-46623
|
iii. CRD number |
000035149
|
iv. LEI, if any |
254900QGK3PNRGR9BD85
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,611,871.00000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
ROYAL BANK OF CANADA CAPITAL MARKETS
|
ii. SEC file number |
8-39947
|
iii. CRD number |
000022698
|
iv. LEI, if any |
ES7IP3U3RHIGC71XBU11
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,199,236.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
4
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Class C Eventide Limited-Term Bond Fund
|
ii. Class identification number, if any |
C000202731
|
iii. Ticker symbol, if any |
ETCBX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Class A Eventide Limited-Term Bond Fund
|
ii. Class identification number, if any |
C000202730
|
iii. Ticker symbol, if any |
ETABX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Class I Eventide Limited-Term Bond Fund
|
ii. Class identification number, if any |
C000202732
|
iii. Ticker symbol, if any |
ETIBX
|
Shares Outstanding Record:
4 |
i. Full name of Class |
Class N Eventide Limited-Term Bond Fund
|
ii. Class identification number, if any |
C000202733
|
iii. Ticker symbol, if any |
ETNBX
|
Custodians Record:
1 |
i. Full name |
Interactive Brokers LLC
|
ii. LEI, if any |
50OBSE5T5521O6SMZR28
|
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
U.S. Bancorp
|
ii. LEI, if any |
N1GZ7BBF3NP8GI976H15
|
iii. State, if applicable |
MINNESOTA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Huntington National Bank
|
ii. LEI, if any |
2WHM8VNJH63UN14OL754
|
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Wells Fargo Bank
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
509,745.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
International FCSTONE
|
ii. SEC file number |
008-51269
|
iii. CRD number |
000045993
|
iv. LEI, if any |
549300LNKU6K5TJCRG93
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,494,444.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
BNY Mellon
|
ii. SEC file number |
8-51710
|
iii. CRD number |
000047268
|
iv. LEI, if any |
4EP6JBYBTPTQ47LZOB67
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
399,669.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Morgan Stanley Smith Barney
|
ii. SEC file number |
8-68191
|
iii. CRD number |
000149777
|
iv. LEI, if any |
7PDDXEMZ0ZV0CEDU4D16
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,457,955.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Cantor Fitzgerald
|
ii. SEC file number |
008-00201
|
iii. CRD number |
000159296
|
iv. LEI, if any |
549300DWZ3YOKJO5X179
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
26,107,594.00000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Raymond James
|
ii. SEC file number |
008-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
U4ONQX15J3RO8XCKE979
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
146,408.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Tradeweb Direct LLC.
|
ii. SEC file number |
008-52278
|
iii. CRD number |
000103787
|
iv. LEI, if any |
549300MII67ES5YBJH61
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
10,917,376.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
4
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Eventide Multi-Asset Income Fund Class C
|
ii. Class identification number, if any |
C000157836
|
iii. Ticker symbol, if any |
ETCMX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Eventide Multi-Asset Income Fund Class I
|
ii. Class identification number, if any |
C000157837
|
iii. Ticker symbol, if any |
ETIMX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Eventide Multi-Asset Income Fund Class A
|
ii. Class identification number, if any |
C000157835
|
iii. Ticker symbol, if any |
ETAMX
|
Shares Outstanding Record:
4 |
i. Full name of Class |
Eventide Multi-Asset Income Fund Class N
|
ii. Class identification number, if any |
C000157838
|
iii. Ticker symbol, if any |
ETNMX
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services
|
ii. LEI, if any, or provide and describe other
identifying number
|
N/A
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Thomson Reuters
|
ii. LEI, if any, or provide and describe other
identifying number
|
N/A
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Custodians Record:
1 |
i. Full name |
U.S. Bancorp
|
ii. LEI, if any |
N1GZ7BBF3NP8GI976H15
|
iii. State, if applicable |
MINNESOTA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
Huntington National Bank
|
ii. LEI, if any |
2WHM8VNJH63UN14OL754
|
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Interactive Brokers LLC
|
ii. LEI, if any |
50OBSE5T5521O6SMZR28
|
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Goldman Sachs
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,200.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Jefferies Group
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
29,525.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Robert W. Baird & Co.
|
ii. SEC file number |
8-00497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,752.00000000
|
Brokers Record:
4 |
i. Full name of broker |
JP Morgan Chase
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,840.00000000
|
Brokers Record:
5 |
i. Full name of broker |
Oppenheimer & Co.
|
ii. SEC file number |
8-4077
|
iii. CRD number |
000000249
|
iv. LEI, if any |
254900VH02JQR2L8XD64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,888.00000000
|
Brokers Record:
6 |
i. Full name of broker |
Green Street Advisors
|
ii. SEC file number |
8-44110
|
iii. CRD number |
000172378
|
iv. LEI, if any |
549300K06R9ZUC3UEN80
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
27,404.00000000
|
Brokers Record:
7 |
i. Full name of broker |
Stifel Nicolaus and Company, Inc.
|
ii. SEC file number |
008-01447
|
iii. CRD number |
000000793
|
iv. LEI, if any |
5WUVMA08EYG4KEUPW589
|
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,580.00000000
|
Brokers Record:
8 |
i. Full name of broker |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
6,316.00000000
|
Brokers Record:
9 |
i. Full name of broker |
ITG, Inc.
|
ii. SEC file number |
8-44218
|
iii. CRD number |
000029299
|
iv. LEI, if any |
549300S41SMIODVIT266
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
11,635.00000000
|
Brokers Record:
10 |
i. Full name of broker |
Keybank
|
ii. SEC file number |
8-30177
|
iii. CRD number |
000000566
|
iv. LEI, if any |
2EQWV0180Z211YVAD813
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,497.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
90,468.00000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Suntrust Robinson Humphrey
|
ii. SEC file number |
8-17212
|
iii. CRD number |
000006271
|
iv. LEI, if any |
CSVTK36R0PNGXEM7NS14
|
v. State, if applicable |
TENNESSEE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,280,328.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
JP Morgan Chase
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,439,617.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Sumridge Partners
|
ii. SEC file number |
008-68454
|
iii. CRD number |
000152437
|
iv. LEI, if any |
529900ECMK8VI6Q1FG89
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,262,080.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
US Bancorp
|
ii. SEC file number |
8-35359
|
iii. CRD number |
000017868
|
iv. LEI, if any |
H85Z6XZP8B10ES0M2G89
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,739,292.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Stifel Nicolaus
|
ii. SEC file number |
008-01447
|
iii. CRD number |
000000793
|
iv. LEI, if any |
5WUVMA08EYG4KEUPW589
|
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,449,839.00000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
First Empire Securities, Inc.
|
ii. SEC file number |
8-31701
|
iii. CRD number |
000015129
|
iv. LEI, if any |
2549007JB2ZXWUZLBB10
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,925,981.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Wells Fargo Bank
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
9,759,016.00000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
International FCSTONE
|
ii. SEC file number |
008-51269
|
iii. CRD number |
000045993
|
iv. LEI, if any |
549300LNKU6K5TJCRG93
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,942,666.00000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Marketaxess
|
ii. SEC file number |
8-50727
|
iii. CRD number |
000044542
|
iv. LEI, if any |
GPSMMRI21JE7ZCVYF972
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,315,049.00000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Jefferies Group
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,993,199.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst Small-Cap Insider Buying Fund - Class C
|
ii. Class identification number, if any |
C000033861
|
iii. Ticker symbol, if any |
CTVCX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst Small-Cap Insider Buying Fund - Class A
|
ii. Class identification number, if any |
C000033860
|
iii. Ticker symbol, if any |
CTVAX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst Small-Cap Insider Buying Fund - Class I
|
ii. Class identification number, if any |
C000075434
|
iii. Ticker symbol, if any |
CTVIX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Esposito Securities
|
ii. SEC file number |
8-67596
|
iii. CRD number |
000143710
|
iv. LEI, if any |
5493005PRA6C64RLD847
|
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,180.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
227,426.02000000
|
Brokers Record:
3 |
i. Full name of broker |
Convergex
|
ii. SEC file number |
8-46838
|
iii. CRD number |
000035693
|
iv. LEI, if any |
5493008KXRSS2V7YVY75
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
5,265.82000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
233,871.84000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Convergex
|
ii. SEC file number |
8-46838
|
iii. CRD number |
000035693
|
iv. LEI, if any |
5493008KXRSS2V7YVY75
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,617,679.16000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Esposito Securities
|
ii. SEC file number |
8-67596
|
iii. CRD number |
000143710
|
iv. LEI, if any |
5493005PRA6C64RLD847
|
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
681,261.40000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
86,494,465.76000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
4
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Eventide Gilead Fund Class C
|
ii. Class identification number, if any |
C000080458
|
iii. Ticker symbol, if any |
ETCGX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Eventide Gilead Fund Class I
|
ii. Class identification number, if any |
C000080459
|
iii. Ticker symbol, if any |
ETILX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Eventide Gilead Fund Class N
|
ii. Class identification number, if any |
C000065340
|
iii. Ticker symbol, if any |
ETGLX
|
Shares Outstanding Record:
4 |
i. Full name of Class |
Eventide Gilead Fund Class A
|
ii. Class identification number, if any |
C000080457
|
iii. Ticker symbol, if any |
ETAGX
|
Custodians Record:
1 |
i. Full name |
Interactive Brokers LLC
|
ii. LEI, if any |
50OBSE5T5521O6SMZR28
|
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
U.S. Bancorp
|
ii. LEI, if any |
N1GZ7BBF3NP8GI976H15
|
iii. State, if applicable |
MINNESOTA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Huntington National Bank
|
ii. LEI, if any |
2WHM8VNJH63UN14OL754
|
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
ITG Inc.
|
ii. SEC file number |
8-44218
|
iii. CRD number |
000029299
|
iv. LEI, if any |
549300S41SMIODVIT266
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
105,251.00000000
|
Brokers Record:
2 |
i. Full name of broker |
JP Morgan Chase
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
32,648.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Morgan Stanley Smith Barney
|
ii. SEC file number |
8-68191
|
iii. CRD number |
000149777
|
iv. LEI, if any |
7PDDXEMZ0ZV0CEDU4D16
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
41,538.00000000
|
Brokers Record:
4 |
i. Full name of broker |
Keybank
|
ii. SEC file number |
8-30177
|
iii. CRD number |
000000566
|
iv. LEI, if any |
2EQWV0180Z211YVAD813
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
22,524.00000000
|
Brokers Record:
5 |
i. Full name of broker |
Jefferies Group
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
290,436.00000000
|
Brokers Record:
6 |
i. Full name of broker |
Robert W. Baird & Co.
|
ii. SEC file number |
8-00497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
29,256.00000000
|
Brokers Record:
7 |
i. Full name of broker |
Bank of America/Merrill Lynch
|
ii. SEC file number |
8-7221
|
iii. CRD number |
000007691
|
iv. LEI, if any |
8NAV47T0Y26Q87Y0QP81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
38,466.00000000
|
Brokers Record:
8 |
i. Full name of broker |
BTIG LLC
|
ii. SEC file number |
8-65473
|
iii. CRD number |
000122225
|
iv. LEI, if any |
549300GTG9PL6WO3EC51
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
23,152.00000000
|
Brokers Record:
9 |
i. Full name of broker |
Cowen and Company Inc.
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
41,235.00000000
|
Brokers Record:
10 |
i. Full name of broker |
Goldman Sachs
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
34,343.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
913,563
|
Principal Transactions Record:
1 |
i. Full name of dealer |
JP Morgan Chase
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
14,494,962.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Goldman Sachs
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
8,781,814.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Bank of Montreal (BMO Harris)
|
ii. SEC file number |
8-67064
|
iii. CRD number |
000137115
|
iv. LEI, if any |
3Y4U8VZURTYWI1W2K376
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,466,750.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Jefferies Group
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
15,000.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst Hedged Commodity Strategy Fund Class A
|
ii. Class identification number, if any |
C000158688
|
iii. Ticker symbol, if any |
CFHAX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst Hedged Commodity Strategy Fund Class I
|
ii. Class identification number, if any |
C000158690
|
iii. Ticker symbol, if any |
CFHIX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst Hedged Commodity Strategy Fund Class C
|
ii. Class identification number, if any |
C000158689
|
iii. Ticker symbol, if any |
CFHCX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst/SMH Total Return Income Fund - Class I
|
ii. Class identification number, if any |
C000128970
|
iii. Ticker symbol, if any |
TRIIX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst/SMH Total Return Income Fund - Class C
|
ii. Class identification number, if any |
C000064378
|
iii. Ticker symbol, if any |
TRICX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst/SMH Total Return Income Fund - Class A
|
ii. Class identification number, if any |
C000064377
|
iii. Ticker symbol, if any |
TRIFX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
JANNEY MONTGOMERY SCOTT
|
ii. SEC file number |
8-462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,600,850.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
WILEY BROS.-AINTREE CAPITAL, LLC
|
ii. SEC file number |
8-3774
|
iii. CRD number |
000003767
|
iv. LEI, if any |
549300HB29QGGSCI1J17
|
v. State, if applicable |
TENNESSEE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
25,987.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
WELLS FARGO BANK
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
840,556.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
WYNDHAM CAPITAL MORTGAGE, INC
|
ii. SEC file number |
8-47490
|
iii. CRD number |
000036875
|
iv. LEI, if any |
549300UVXY7S004OQL53
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
548,644.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
BCP SECURITIES LLC
|
ii. SEC file number |
8-42836
|
iii. CRD number |
000027063
|
iv. LEI, if any |
2549006Q2SCXK1988H68
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
522,145.00000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
ROYAL BANK OF CANADA CAPITAL MARKETS
|
ii. SEC file number |
8-39947
|
iii. CRD number |
000022698
|
iv. LEI, if any |
ES7IP3U3RHIGC71XBU11
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,249,818.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
WILLIAMS CAPITAL GROUP
|
ii. SEC file number |
8-46623
|
iii. CRD number |
000035149
|
iv. LEI, if any |
254900QGK3PNRGR9BD85
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,096,029.00000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
JANE STREET EXECUTION SERVICES, LLC
|
ii. SEC file number |
8-69254
|
iii. CRD number |
000167280
|
iv. LEI, if any |
549300HXJLXCPDWAH070
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
822,959.00000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
WILLIAM BLAIR & CO
|
ii. SEC file number |
8-2698
|
iii. CRD number |
000001252
|
iv. LEI, if any |
549300J0P7XYE8BMZ775
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
553,244.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
4
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Eventide Healthcare & Life Sciences Fund Class I
|
ii. Class identification number, if any |
C000121710
|
iii. Ticker symbol, if any |
ETIHX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Eventide Healthcare & Life Sciences Fund Class C
|
ii. Class identification number, if any |
C000121708
|
iii. Ticker symbol, if any |
ETCHX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Eventide Healthcare & Life Sciences Fund Class N
|
ii. Class identification number, if any |
C000121709
|
iii. Ticker symbol, if any |
ETNHX
|
Shares Outstanding Record:
4 |
i. Full name of Class |
Eventide Healthcare & Life Sciences Fund Class A
|
ii. Class identification number, if any |
C000121707
|
iii. Ticker symbol, if any |
ETAHX
|
Custodians Record:
1 |
i. Full name |
Interactive Brokers LLC
|
ii. LEI, if any |
50OBSE5T5521O6SMZR28
|
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
Huntington National Bank
|
ii. LEI, if any |
2WHM8VNJH63UN14OL754
|
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
U.S. Bancorp
|
ii. LEI, if any |
N1GZ7BBF3NP8GI976H15
|
iii. State, if applicable |
MINNESOTA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Jefferies Group
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
249,476.00000000
|
Brokers Record:
2 |
i. Full name of broker |
JP Morgan Chase
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
31,017.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Cowen and Company
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
51,731.00000000
|
Brokers Record:
4 |
i. Full name of broker |
BTIG LLC
|
ii. SEC file number |
008-65473
|
iii. CRD number |
000122225
|
iv. LEI, if any |
549300GTG9PL6WO3EC51
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
64,144.00000000
|
Brokers Record:
5 |
i. Full name of broker |
ITG Inc.
|
ii. SEC file number |
8-49830
|
iii. CRD number |
000042405
|
iv. LEI, if any |
549300S41SMIODVIT266
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
132,193.00000000
|
Brokers Record:
6 |
i. Full name of broker |
H.C. Wainwright & Co.
|
ii. SEC file number |
8-43115
|
iii. CRD number |
000000375
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
37,830.00000000
|
Brokers Record:
7 |
i. Full name of broker |
Piper Jaffray
|
ii. SEC file number |
8-15204
|
iii. CRD number |
000000665
|
iv. LEI, if any |
549300GRQCWQ3XGH0H10
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
32,624.00000000
|
Brokers Record:
8 |
i. Full name of broker |
Leerink Swann & Co.
|
ii. SEC file number |
008-48535
|
iii. CRD number |
000039011
|
iv. LEI, if any |
549300AAH7U76CEUBI94
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
60,478.00000000
|
Brokers Record:
9 |
i. Full name of broker |
Wedbush Securities
|
ii. SEC file number |
8-12987
|
iii. CRD number |
000000877
|
iv. LEI, if any |
549300CSX55MXZ47EI78
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
40,575.00000000
|
Brokers Record:
10 |
i. Full name of broker |
Goldman Sachs
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
47,784.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
1,141,917.00000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Wiley Bros.
|
ii. SEC file number |
008-3774
|
iii. CRD number |
000003767
|
iv. LEI, if any |
549300HB29QGGSCI1J17
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
6,937,500.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Goldman Sachs
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
26,548,191.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Chardan Capital Markets
|
ii. SEC file number |
8-65277
|
iii. CRD number |
000120128
|
iv. LEI, if any |
549300ULWYZWTC2WXL58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
6,800,000.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
H.C. Wainwright & Co.
|
ii. SEC file number |
8-43115
|
iii. CRD number |
000000375
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,300,000.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Leerink Swann & Co.
|
ii. SEC file number |
008-48535
|
iii. CRD number |
000039011
|
iv. LEI, if any |
549300AAH7U76CEUBI94
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
14,249,995.00000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Cowen Group
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
9,275,000.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Morgan Stanley Smith Barney
|
ii. SEC file number |
8-68191
|
iii. CRD number |
000149777
|
iv. LEI, if any |
7PDDXEMZ0ZV0CEDU4D16
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
8,650,000.00000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Jefferies Group
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
21,038,000.00000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Bank of America Merrill Lynch
|
ii. SEC file number |
8-7221
|
iii. CRD number |
000007691
|
iv. LEI, if any |
8NAV47T0Y26Q87Y0QP81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
14,665,000.00000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
JPMorgan Chase
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
21,936,288.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst Hedged Futures Strategy Fund Class C
|
ii. Class identification number, if any |
C000130115
|
iii. Ticker symbol, if any |
HFXCX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst Hedged Futures Strategy Fund Class A
|
ii. Class identification number, if any |
C000130114
|
iii. Ticker symbol, if any |
HFXAX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst Hedged Futures Strategy Fund Class I
|
ii. Class identification number, if any |
C000130116
|
iii. Ticker symbol, if any |
HFXIX
|
Pricing Services Record:
1 |
i. Full name |
Bloomberg
|
ii. LEI, if any, or provide and describe other
identifying number
|
N/A
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services
|
ii. LEI, if any, or provide and describe other
identifying number
|
N/A
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
ROSENTHAL COLLINS
|
ii. SEC file number |
8-67855
|
iii. CRD number |
000146843
|
iv. LEI, if any |
5493001JB5LOVW7VVW14
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
293,834.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Wedbush Securities
|
ii. SEC file number |
8-12987
|
iii. CRD number |
000000877
|
iv. LEI, if any |
549300CSX55MXZ47EI78
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,431,432.00000000
|
Brokers Record:
3 |
i. Full name of broker |
HSBC Securities
|
ii. SEC file number |
8-41562
|
iii. CRD number |
000019585
|
iv. LEI, if any |
MP6I5ZYZBEU3UXPYFY54
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,222,448.00000000
|
Brokers Record:
4 |
i. Full name of broker |
ED&F MAN CAPITAL MARKETS
|
ii. SEC file number |
8-69039
|
iii. CRD number |
000161014
|
iv. LEI, if any |
5493006BWPDUCYG6EQ34
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
276,320.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
8,224,034.00000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
ROSENTHAL COLLINS
|
ii. SEC file number |
8-67855
|
iii. CRD number |
000146843
|
iv. LEI, if any |
5493001JB5LOVW7VVW14
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
30,881,395.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
ED&F MAN CAPITAL MARKETS
|
ii. SEC file number |
8-69039
|
iii. CRD number |
000161014
|
iv. LEI, if any |
5493006BWPDUCYG6EQ34
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
17,444,852.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
HSBC SECURITIES
|
ii. SEC file number |
8-41562
|
iii. CRD number |
000019585
|
iv. LEI, if any |
MP6I5ZYZBEU3UXPYFY54
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
10,664,966,352.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
WESTMINSTER FINANCIAL
|
ii. SEC file number |
8-38426
|
iii. CRD number |
000020677
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
99,246,094.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
WEDBUSH SECURITIES
|
ii. SEC file number |
8-12987
|
iii. CRD number |
000000877
|
iv. LEI, if any |
549300CSX55MXZ47EI78
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
11,166,318,041.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst/MAP Global Equity Fund Class A
|
ii. Class identification number, if any |
C000102760
|
iii. Ticker symbol, if any |
CAXAX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst/MAP Global Equity Fund Class I
|
ii. Class identification number, if any |
C000142550
|
iii. Ticker symbol, if any |
CAXIX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst/MAP Global Equity Fund Class C
|
ii. Class identification number, if any |
C000102761
|
iii. Ticker symbol, if any |
CAXCX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Cabrera Capital
|
ii. SEC file number |
8-26406
|
iii. CRD number |
000010081
|
iv. LEI, if any |
254900BIRJU76JRBK985
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
6,380.18000000
|
Brokers Record:
2 |
i. Full name of broker |
Wall Street Access
|
ii. SEC file number |
008-25936
|
iii. CRD number |
000010012
|
iv. LEI, if any |
549300Z0MOT47D6OQV22
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,226.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Bloomberg
|
ii. SEC file number |
8-49219
|
iii. CRD number |
000040881
|
iv. LEI, if any |
549300B56MD0ZC402L06
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,198.88000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
14,805.06000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst Insider Buying Fund Class I
|
ii. Class identification number, if any |
C000142548
|
iii. Ticker symbol, if any |
INSIX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst Insider Buying Fund Class A
|
ii. Class identification number, if any |
C000102754
|
iii. Ticker symbol, if any |
INSAX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst Insider Buying Fund Class C
|
ii. Class identification number, if any |
C000102755
|
iii. Ticker symbol, if any |
INSCX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
35,897.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Conning & Co.
|
ii. SEC file number |
8-66444
|
iii. CRD number |
000120387
|
iv. LEI, if any |
549300ZOGI4KK37BDV40
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
5,448.75000000
|
Brokers Record:
3 |
i. Full name of broker |
Alex Brown
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
MARYLAND
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,115.00000000
|
Brokers Record:
4 |
i. Full name of broker |
Goldman Sachs
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
10,787.50000000
|
Brokers Record:
5 |
i. Full name of broker |
Convergex
|
ii. SEC file number |
8-46838
|
iii. CRD number |
000035693
|
iv. LEI, if any |
5493008KXRSS2V7YVY75
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
26,055.00000000
|
Brokers Record:
6 |
i. Full name of broker |
BTIG LLC
|
ii. SEC file number |
8-65473
|
iii. CRD number |
000122225
|
iv. LEI, if any |
549300GTG9PL6WO3EC51
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,397.95000000
|
Brokers Record:
7 |
i. Full name of broker |
Esposito Securities
|
ii. SEC file number |
8-67596
|
iii. CRD number |
000143710
|
iv. LEI, if any |
5493005PRA6C64RLD847
|
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
43,628.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
126,329.20000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Esposito Securities
|
ii. SEC file number |
008-67596
|
iii. CRD number |
000143710
|
iv. LEI, if any |
5493005PRA6C64RLD847
|
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
80,942,784.28000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
BTIG LLC
|
ii. SEC file number |
008-65473
|
iii. CRD number |
000122225
|
iv. LEI, if any |
549300GTG9PL6WO3EC51
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
6,587,987.74000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Goldman Sachs
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
33,810,515.84000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
62,647,559.28000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Convergex
|
ii. SEC file number |
8-46838
|
iii. CRD number |
000035693
|
iv. LEI, if any |
5493008KXRSS2V7YVY75
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
53,822,407.89000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Alex Brown
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
MARYLAND
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
411,000.83000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Conning & Co.
|
ii. SEC file number |
8-66444
|
iii. CRD number |
000120387
|
iv. LEI, if any |
549300ZOGI4KK37BDV40
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
6,099,376.62999999
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst/Exceed Defined Risk Fund Class I
|
ii. Class identification number, if any |
C000142554
|
iii. Ticker symbol, if any |
CLPFX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst/Exceed Defined Risk Fund Class C
|
ii. Class identification number, if any |
C000111984
|
iii. Ticker symbol, if any |
CLPCX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst/Exceed Defined Risk Fund Class A
|
ii. Class identification number, if any |
C000111983
|
iii. Ticker symbol, if any |
CLPAX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
VIRTU FINANCIAL CAPITAL MARKETS
|
ii. SEC file number |
8-51262
|
iii. CRD number |
000045986
|
iv. LEI, if any |
5493006FX0HRYU3G2R47
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
170.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Knight Capital Group
|
ii. SEC file number |
8-68193
|
iii. CRD number |
000149823
|
iv. LEI, if any |
549300RA02N3BNSWBV74
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,232.42000000
|
Brokers Record:
3 |
i. Full name of broker |
Silver Leaf Partners
|
ii. SEC file number |
8-65902
|
iii. CRD number |
000126694
|
iv. LEI, if any |
967600GK0R5LCTTKDD03
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
8,345.81000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
9,748.23000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst/Lyons Tactical Allocation Fund Class C
|
ii. Class identification number, if any |
C000111982
|
iii. Ticker symbol, if any |
CLTCX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst/Lyons Tactical Allocation Fund Class I
|
ii. Class identification number, if any |
C000142553
|
iii. Ticker symbol, if any |
CLTIX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst/Lyons Tactical Allocation Fund Class A
|
ii. Class identification number, if any |
C000111981
|
iii. Ticker symbol, if any |
CLTAX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Cowen Group
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
21,418.49000000
|
Brokers Record:
2 |
i. Full name of broker |
Huntington Bank
|
ii. SEC file number |
8-34867
|
iii. CRD number |
000016986
|
iv. LEI, if any |
2WHM8VNJH63UN14OL754
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
21.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Tradestation
|
ii. SEC file number |
8-48711
|
iii. CRD number |
000039473
|
iv. LEI, if any |
549300T08P71XXBYLW62
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
8,561.11000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
30,000.60000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
0.03000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
US Bancorp
|
ii. SEC file number |
8-35359
|
iii. CRD number |
000017868
|
iv. LEI, if any |
H85Z6XZP8B10ES0M2G89
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
160,511,129.62000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Cowen Group
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
87,258,304.71999999
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Huntington Bank
|
ii. SEC file number |
8-34867
|
iii. CRD number |
000016986
|
iv. LEI, if any |
2WHM8VNJH63UN14OL754
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
161,873.57000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Tradestation
|
ii. SEC file number |
8-48711
|
iii. CRD number |
000039473
|
iv. LEI, if any |
549300T08P71XXBYLW62
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
79,889,177.23000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Bloomberg
|
ii. SEC file number |
8-49219
|
iii. CRD number |
000040881
|
iv. LEI, if any |
549300B56MD0ZC402L06
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
23,052,812.48000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst Enhanced Income Strategy Fund Class C
|
ii. Class identification number, if any |
C000206026
|
iii. Ticker symbol, if any |
EIXCX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst Enhanced Income Strategy Fund Class A
|
ii. Class identification number, if any |
C000206025
|
iii. Ticker symbol, if any |
EIXAX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst Enhanced Income Strategy Fund Class I
|
ii. Class identification number, if any |
C000206024
|
iii. Ticker symbol, if any |
EIXIX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
CREDIT SUISSE
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
549300506SI9CRFV9Z86
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,420,001.45043466
|
Principal Transactions Record:
2 |
i. Full name of dealer |
ODEON CAPITAL GROUP LLC
|
ii. SEC file number |
008-68033
|
iii. CRD number |
000148493
|
iv. LEI, if any |
549300S158163H2DN048
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,203,829.22987454
|
Principal Transactions Record:
3 |
i. Full name of dealer |
MIZUHO SECURITIES USA LLC
|
ii. SEC file number |
8-37710
|
iii. CRD number |
000019647
|
iv. LEI, if any |
549300IJV8X2BVHFN697
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,858,752.85548661
|
Principal Transactions Record:
4 |
i. Full name of dealer |
GUGGENHEIM SECURITIES LLC
|
ii. SEC file number |
008-49107
|
iii. CRD number |
000040638
|
iv. LEI, if any |
5493005G25VHYWLYJU59
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,268,266.70495471
|
Principal Transactions Record:
5 |
i. Full name of dealer |
MESIROW FINANCIAL
|
ii. SEC file number |
008-28816
|
iii. CRD number |
000002764
|
iv. LEI, if any |
549300BIV46SUHPOFE54
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,559,488.92022937
|
Principal Transactions Record:
6 |
i. Full name of dealer |
DUNCAN WILLIAMS
|
ii. SEC file number |
8-18971
|
iii. CRD number |
000006950
|
iv. LEI, if any |
25490045VHLUZ7H92Y27
|
v. State, if applicable |
TENNESSEE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,495,717.31085246
|
Principal Transactions Record:
7 |
i. Full name of dealer |
BANK OF MONTREAL (BMO)
|
ii. SEC file number |
8-67064
|
iii. CRD number |
000137115
|
iv. LEI, if any |
3Y4U8VZURTYWI1W2K376
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,950,171.96281135
|
Principal Transactions Record:
8 |
i. Full name of dealer |
BREAN CAPITAL LLC
|
ii. SEC file number |
008-40742
|
iii. CRD number |
000023723
|
iv. LEI, if any |
254900ZZA1UBVDCNQ378
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,803,737.52019065
|
Principal Transactions Record:
9 |
i. Full name of dealer |
JPMORGAN CHASE
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,550,253.87095053
|
Principal Transactions Record:
10 |
i. Full name of dealer |
NATIONAL ALLIANCE
|
ii. SEC file number |
8-48723
|
iii. CRD number |
000039455
|
iv. LEI, if any |
549300Q8AVM3P2CCKI12
|
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,881,381.53713454
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
4
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Eventide Global Dividend Opportunities Fund Class A
|
ii. Class identification number, if any |
C000193764
|
iii. Ticker symbol, if any |
ETADX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Eventide Global Dividend Opportunities Fund Class I
|
ii. Class identification number, if any |
C000193766
|
iii. Ticker symbol, if any |
ETIDX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Eventide Global Dividend Opportunities Fund Class C
|
ii. Class identification number, if any |
C000193765
|
iii. Ticker symbol, if any |
ETCDX
|
Shares Outstanding Record:
4 |
i. Full name of Class |
Eventide Global Dividend Opportunities Fund Class N
|
ii. Class identification number, if any |
C000193767
|
iii. Ticker symbol, if any |
ETNDX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
ITG, Inc.
|
ii. SEC file number |
8-44218
|
iii. CRD number |
000029299
|
iv. LEI, if any |
549300S41SMIODVIT266
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,163.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Robert W. Baird & Co.
|
ii. SEC file number |
8-00497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
376.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Goldman Sachs
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
480.00000000
|
Brokers Record:
4 |
i. Full name of broker |
Cowen and Company Inc.
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
388.00000000
|
Brokers Record:
5 |
i. Full name of broker |
Keybank
|
ii. SEC file number |
8-30177
|
iii. CRD number |
000000566
|
iv. LEI, if any |
2EQWV0180Z211YVAD813
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
392.00000000
|
Brokers Record:
6 |
i. Full name of broker |
JP Morgan Chase
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
98.00000000
|
Brokers Record:
7 |
i. Full name of broker |
Green Street Advisors
|
ii. SEC file number |
8-44110
|
iii. CRD number |
000172378
|
iv. LEI, if any |
549300K06R9ZUC3UEN80
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,888.00000000
|
Brokers Record:
8 |
i. Full name of broker |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
552.00000000
|
Brokers Record:
9 |
i. Full name of broker |
Oppenheimer & Co.
|
ii. SEC file number |
8-4077
|
iii. CRD number |
000000249
|
iv. LEI, if any |
254900VH02JQR2L8XD64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
384.00000000
|
Brokers Record:
10 |
i. Full name of broker |
Jefferies Group
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,509.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
13,270.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst Multi-Strategy Fund - Class I
|
ii. Class identification number, if any |
C000158515
|
iii. Ticker symbol, if any |
ACXIX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst Multi-Strategy Fund - Class A
|
ii. Class identification number, if any |
C000158513
|
iii. Ticker symbol, if any |
ACXAX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst Multi-Strategy Fund - Class C
|
ii. Class identification number, if any |
C000158514
|
iii. Ticker symbol, if any |
ACXCX
|
Custodians Record:
1 |
i. Full name |
Wells Fargo
|
ii. LEI, if any |
VYVVCKR63DVZZN70PB21
|
iii. State, if applicable |
NORTH CAROLINA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
U.S. Bancorp
|
ii. LEI, if any |
N1GZ7BBF3NP8GI976H15
|
iii. State, if applicable |
MINNESOTA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Huntington National Bank
|
ii. LEI, if any |
2WHM8VNJH63UN14OL754
|
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst/Exceed Defined Shield Fund Class C
|
ii. Class identification number, if any |
C000192549
|
iii. Ticker symbol, if any |
SHINX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst/Exceed Defined Shield Fund Class I
|
ii. Class identification number, if any |
C000192550
|
iii. Ticker symbol, if any |
SHIIX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst/Exceed Defined Shield Fund Class A
|
ii. Class identification number, if any |
C000192548
|
iii. Ticker symbol, if any |
SHIEX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
VIRTU FINANCIAL CAPITAL MARKETS
|
ii. SEC file number |
8-51262
|
iii. CRD number |
000045986
|
iv. LEI, if any |
5493006FX0HRYU3G2R47
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
454.75000000
|
Brokers Record:
2 |
i. Full name of broker |
INTERACTIVE BROKERS
|
ii. SEC file number |
8-47257
|
iii. CRD number |
000036418
|
iv. LEI, if any |
50OBSE5T5521O6SMZR28
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
256.32000000
|
Brokers Record:
3 |
i. Full name of broker |
Silver Leaf Partners
|
ii. SEC file number |
8-65902
|
iii. CRD number |
000126694
|
iv. LEI, if any |
967600GK0R5LCTTKDD03
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
20,698.21000000
|
Brokers Record:
4 |
i. Full name of broker |
CREDITEX SECURITIES CORPORATION
|
ii. SEC file number |
8-65601
|
iii. CRD number |
000123635
|
iv. LEI, if any |
549300OUQA5TQ2JW3I71
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
87.10000000
|
Brokers Record:
5 |
i. Full name of broker |
Knight Capital Group
|
ii. SEC file number |
8-68193
|
iii. CRD number |
000149823
|
iv. LEI, if any |
549300RA02N3BNSWBV74
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,127.20000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
22,623.58000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst IPOX Allocation Fund Class C
|
ii. Class identification number, if any |
C000158686
|
iii. Ticker symbol, if any |
OIPCX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst IPOX Allocation Fund Class I
|
ii. Class identification number, if any |
C000158687
|
iii. Ticker symbol, if any |
OIPIX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst IPOX Allocation Fund Class A
|
ii. Class identification number, if any |
C000158685
|
iii. Ticker symbol, if any |
OIPAX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Convergex
|
ii. SEC file number |
8-46838
|
iii. CRD number |
000035693
|
iv. LEI, if any |
5493008KXRSS2V7YVY75
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
50,000.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Cowen Group
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
232,600.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Goldman Sachs
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
110,353.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,117,630.71000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
US Bancorp
|
ii. SEC file number |
8-35359
|
iii. CRD number |
000017868
|
iv. LEI, if any |
H85Z6XZP8B10ES0M2G89
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
60.07000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst Growth of Income Fund - Class C
|
ii. Class identification number, if any |
C000082157
|
iii. Ticker symbol, if any |
CGGCX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst Growth of Income Fund - Class I
|
ii. Class identification number, if any |
C000092592
|
iii. Ticker symbol, if any |
CGGIX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst Growth of Income Fund - Class A
|
ii. Class identification number, if any |
C000082156
|
iii. Ticker symbol, if any |
CGGAX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Silver Leaf Partners
|
ii. SEC file number |
8-65902
|
iii. CRD number |
000126694
|
iv. LEI, if any |
967600GK0R5LCTTKDD03
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
322.99000000
|
Brokers Record:
2 |
i. Full name of broker |
US Bancorp
|
ii. SEC file number |
8-35359
|
iii. CRD number |
000017868
|
iv. LEI, if any |
H85Z6XZP8B10ES0M2G89
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1.52000000
|
Brokers Record:
3 |
i. Full name of broker |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,803.92000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
4,128.43000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Silver Leaf Partners
|
ii. SEC file number |
8-43852
|
iii. CRD number |
000126694
|
iv. LEI, if any |
967600GK0R5LCTTKDD03
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,538,141.48000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,565,095.25000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
US Bancorp
|
ii. SEC file number |
8-35359
|
iii. CRD number |
000017868
|
iv. LEI, if any |
H85Z6XZP8B10ES0M2G89
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,750.84000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst Insider Income Fund Class A
|
ii. Class identification number, if any |
C000143109
|
iii. Ticker symbol, if any |
IIXAX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst Insider Income Fund Class C
|
ii. Class identification number, if any |
C000143110
|
iii. Ticker symbol, if any |
IIXCX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst Insider Income Fund Class I
|
ii. Class identification number, if any |
C000143111
|
iii. Ticker symbol, if any |
IIXIX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
JANNEY MONTGOMERY SCOTT
|
ii. SEC file number |
008-00462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,209,790.40000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
CLEARVIEW
|
ii. SEC file number |
8-67501
|
iii. CRD number |
000142873
|
iv. LEI, if any |
549300YKIRY0GY9HYL54
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,308,629.98950000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
GOLDMAN SACHS
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,860,590.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
JANE STREET
|
ii. SEC file number |
8-69254
|
iii. CRD number |
000167280
|
iv. LEI, if any |
549300HXJLXCPDWAH070
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,005,600.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
WILLIAM BLAIR & CO
|
ii. SEC file number |
008-02698
|
iii. CRD number |
000001252
|
iv. LEI, if any |
549300J0P7XYE8BMZ775
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
910,716.60000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
KNIGHT CAPITAL GROUP
|
ii. SEC file number |
8-68193
|
iii. CRD number |
000149823
|
iv. LEI, if any |
549300RA02N3BNSWBV74
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
9,881,061.85000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
MARKETAXESS
|
ii. SEC file number |
8-50727
|
iii. CRD number |
000044542
|
iv. LEI, if any |
GPSMMRI21JE7ZCVYF972
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
10,816,625.66000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
FTN Financial Securities
|
ii. SEC file number |
8-51393
|
iii. CRD number |
000046346
|
iv. LEI, if any |
PHDL2C07HIPM5DUL8S59
|
v. State, if applicable |
TENNESSEE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
513,500.00000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
BROWNSTONE INVESTMENT GROUP
|
ii. SEC file number |
008-50460
|
iii. CRD number |
000043884
|
iv. LEI, if any |
549300EBC8OHVQMGF416
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,673,054.56900000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
DINOSAUR FINANCIAL GROUP LLC
|
ii. SEC file number |
8-52908
|
iii. CRD number |
000104446
|
iv. LEI, if any |
549300CCV3H232GBUN83
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,570,390.61815000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Day Hagan Logix Tactical Dividend Fund Class I
|
ii. Class identification number, if any |
C000141894
|
iii. Ticker symbol, if any |
DHQIX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Day Hagan Logix Tactical Dividend Fund Class A
|
ii. Class identification number, if any |
C000141892
|
iii. Ticker symbol, if any |
DHQAX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Day Hagan Logix Tactical Dividend Fund Class C
|
ii. Class identification number, if any |
C000141893
|
iii. Ticker symbol, if any |
DHQCX
|
Custodians Record:
1 |
i. Full name |
Interactive Brokers LLC
|
ii. LEI, if any |
50OBSE5T552106SMZR28
|
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
U.S. Bancorp
|
ii. LEI, if any |
N1GZ7BBF3NP8GI976H15
|
iii. State, if applicable |
MINNESOTA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Huntington National Bank
|
ii. LEI, if any |
2WHM8VNJH63UN14OL754
|
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,005.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Silver Leaf Partners, LLC
|
ii. SEC file number |
8-65902
|
iii. CRD number |
000126694
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
15,203.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Interactive Brokers, LLC
|
ii. SEC file number |
8-53615
|
iii. CRD number |
000117942
|
iv. LEI, if any |
50OBSE5T552106SMZR28
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
47.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
18,255.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Day Hagan Tactical Allocation Fund Class I
|
ii. Class identification number, if any |
C000141895
|
iii. Ticker symbol, if any |
DHAIX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Day Hagan Tactical Allocation Fund Class C
|
ii. Class identification number, if any |
C000080933
|
iii. Ticker symbol, if any |
DHACX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Day Hagan Tactical Allocation Fund Class A
|
ii. Class identification number, if any |
C000080932
|
iii. Ticker symbol, if any |
DHAAX
|
Custodians Record:
1 |
i. Full name |
Interactive Brokers LLC
|
ii. LEI, if any |
50OBSE5T552106SMZR28
|
iii. State, if applicable |
CONNECTICUT
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
U.S. Bancorp
|
ii. LEI, if any |
N1GZ7BBF3NP8GI976H15
|
iii. State, if applicable |
MINNESOTA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Huntington National Bank
|
ii. LEI, if any |
2WHM8VNJH63UN14OL754
|
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
7,112.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Interactive Brokers, LLC
|
ii. SEC file number |
8-53615
|
iii. CRD number |
000117942
|
iv. LEI, if any |
50OBSE5T552106SMZR28
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,316.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Silver Leaf Partners, LLC
|
ii. SEC file number |
8-65902
|
iii. CRD number |
000126694
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
7,624.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
17,052.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst/CIFC Floating Rate Income Fund Class C
|
ii. Class identification number, if any |
C000121701
|
iii. Ticker symbol, if any |
CFRCX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst/CIFC Floating Rate Income Fund Class I
|
ii. Class identification number, if any |
C000121702
|
iii. Ticker symbol, if any |
CFRIX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst/CIFC Floating Rate Income Fund Class A
|
ii. Class identification number, if any |
C000121700
|
iii. Ticker symbol, if any |
CFRAX
|
Pricing Services Record:
1 |
i. Full name |
Markit
|
ii. LEI, if any, or provide and describe other
identifying number
|
N/A
|
Description of other identifying number |
N/A
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services
|
ii. LEI, if any, or provide and describe other
identifying number
|
N/A
|
Description of other identifying number |
N/A
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Thomson Reuters
|
ii. LEI, if any, or provide and describe other
identifying number
|
N/A
|
Description of other identifying number |
N/A
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
BANK OF AMERICA MERRILL LYNCH
|
ii. SEC file number |
8-7221
|
iii. CRD number |
000007691
|
iv. LEI, if any |
8NAV47T0Y26Q87Y0QP81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
42.00000000
|
Brokers Record:
2 |
i. Full name of broker |
DEUTSCHE BANK
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
653.00000000
|
Brokers Record:
3 |
i. Full name of broker |
UBS AG
|
ii. SEC file number |
8-22651
|
iii. CRD number |
000007654
|
iv. LEI, if any |
T6FIZBDPKLYJKFCRVK44
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,972.00000000
|
Brokers Record:
4 |
i. Full name of broker |
JPMORGAN CHASE
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
5,259.00000000
|
Brokers Record:
5 |
i. Full name of broker |
GOLDMAN SACHS
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,613.00000000
|
Brokers Record:
6 |
i. Full name of broker |
HUNTINGTON BANK
|
ii. SEC file number |
8-34867
|
iii. CRD number |
000016986
|
iv. LEI, if any |
2WHM8VNJH63UN14OL754
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,513.00000000
|
Brokers Record:
7 |
i. Full name of broker |
CITIGROUP
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,996.00000000
|
Brokers Record:
8 |
i. Full name of broker |
JEFFERIES GROUP
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,755.00000000
|
Brokers Record:
9 |
i. Full name of broker |
BARCLAYS
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,699.00000000
|
Brokers Record:
10 |
i. Full name of broker |
CREDIT SUISSE
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
549300506SI9CRFV9Z86
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
509.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
19,012.00000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
BARCLAYS
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
11,466,332.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
BANK OF AMERICA MERRILL LYNCH
|
ii. SEC file number |
8-7221
|
iii. CRD number |
000007691
|
iv. LEI, if any |
8NAV47T0Y26Q87Y0QP81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
19,295,262.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
CITIGROUP
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
9,209,835.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
JPMORGAN CHASE
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
33,438,405.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
MORGAN STANLEY SMITH BARNEY
|
ii. SEC file number |
8-68191
|
iii. CRD number |
000149777
|
iv. LEI, if any |
7PDDXEMZ0ZV0CEDU4D16
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
23,426,000.00000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
DEUTSCHE BANK
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
10,118,537.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
GOLDMAN SACHS
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
17,637,414.00000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
UBS AG
|
ii. SEC file number |
8-22651
|
iii. CRD number |
000007654
|
iv. LEI, if any |
T6FIZBDPKLYJKFCRVK44
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,076,603.00000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
ROYAL BANK OF CANADA CAPITAL MARKETS
|
ii. SEC file number |
8-39947
|
iii. CRD number |
000022698
|
iv. LEI, if any |
ES7IP3U3RHIGC71XBU11
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,843,570.00000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
CREDIT SUISSE
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
549300506SI9CRFV9Z86
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
27,923,893.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst/Millburn Hedge Strategy Fund - Class C
|
ii. Class identification number, if any |
C000163770
|
iii. Ticker symbol, if any |
MBXCX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst/Millburn Hedge Strategy Fund - Class A
|
ii. Class identification number, if any |
C000163769
|
iii. Ticker symbol, if any |
MBXAX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst/Millburn Hedge Strategy Fund - Class I
|
ii. Class identification number, if any |
C000163771
|
iii. Ticker symbol, if any |
MBXIX
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services
|
ii. LEI, if any, or provide and describe other
identifying number
|
N/A
|
Description of other identifying number |
N/A
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Bloomberg
|
ii. LEI, if any, or provide and describe other
identifying number
|
N/A
|
Description of other identifying number |
N/A
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Deutsche Bank
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
8,263,016.00000000
|
Brokers Record:
2 |
i. Full name of broker |
BANK OF AMERICA MERRILL LYNCH
|
ii. SEC file number |
8-7221
|
iii. CRD number |
000007691
|
iv. LEI, if any |
8NAV47T0Y26Q87Y0QP81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
126,696.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Societe Generale Securities Services
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
85M6SLXL8PVZZO6V3174
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
LUXEMBOURG
|
vii. Gross commissions paid by the Fund for
the
reporting period |
71.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
8,389,783.00000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Societe Generale Securities Services
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
85M6SLXL8PVZZO6V3174
|
v. State, if applicable |
|
vi. Foreign country, if applicable |
LUXEMBOURG
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
515,986,352.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
BANK OF AMERICA MERRILL LYNCH
|
ii. SEC file number |
8-7221
|
iii. CRD number |
000007691
|
iv. LEI, if any |
8NAV47T0Y26Q87Y0QP81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
148,119,242,351.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Deutsche Bank
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
517,821,600,691.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
3
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Catalyst MLP & Infrastructure Fund Class I
|
ii. Class identification number, if any |
C000142730
|
iii. Ticker symbol, if any |
MLXIX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Catalyst MLP & Infrastructure Fund Class A
|
ii. Class identification number, if any |
C000142728
|
iii. Ticker symbol, if any |
MLXAX
|
Shares Outstanding Record:
3 |
i. Full name of Class |
Catalyst MLP & Infrastructure Fund Class C
|
ii. Class identification number, if any |
C000142729
|
iii. Ticker symbol, if any |
MLXCX
|
Shareholder servicing agents Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or provide and describe
other
identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
Gemini Fund Services, LLC
|
ii. LEI, if any, or other identifying number |
84-06083
|
Description of other identifying number |
Filing Number
|
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Baird Patrick & Co
|
ii. SEC file number |
8-18029
|
iii. CRD number |
000001149
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
9,731.36000000
|
Brokers Record:
2 |
i. Full name of broker |
Cowen Group
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
52,564.39000000
|
Brokers Record:
3 |
i. Full name of broker |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
7,129.36000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
68,692.05000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
US Bancorp
|
ii. SEC file number |
8-35359
|
iii. CRD number |
000017868
|
iv. LEI, if any |
H85Z6XZP8B10ES0M2G89
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
35,850,000.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Cowen Group
|
ii. SEC file number |
8-22522
|
iii. CRD number |
000007616
|
iv. LEI, if any |
549300WR155U7DVMIW58
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
162,581,821.68000001
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Baird Patrick & Co
|
ii. SEC file number |
8-18029
|
iii. CRD number |
000001149
|
iv. LEI, if any |
N/A
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,468,727.83000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Jones Trading
|
ii. SEC file number |
8-26089
|
iii. CRD number |
000006888
|
iv. LEI, if any |
2138008JJ5PA8H5UIL69
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
5,659,523.99000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
20,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
U.S. Bancorp
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
|
5,864,182.00000000
|
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
|
61
|