a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Women in Leadership U.S. Equity Portfolio
|
ii. Class identification number, if any |
C000164152
|
iii. Ticker symbol, if any |
GWILX
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Robert W. Baird & Co. Incorporated
|
ii. SEC file number |
8-497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
5,629.32000000
|
Brokers Record:
2 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,400.94000000
|
Brokers Record:
3 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
9,284.28000000
|
Brokers Record:
4 |
i. Full name of broker |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
127.80000000
|
Brokers Record:
5 |
i. Full name of broker |
Jefferies LLC
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,215.24000000
|
Brokers Record:
6 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
5,152.53000000
|
Brokers Record:
7 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-00462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
150.54000000
|
Brokers Record:
8 |
i. Full name of broker |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
48.00000000
|
Brokers Record:
9 |
i. Full name of broker |
Truist Securities, Inc.
|
ii. SEC file number |
8-17212
|
iii. CRD number |
000006271
|
iv. LEI, if any |
CSVTK36R0PNGXEM7NS14
|
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
54.00000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
24,062.65000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
15 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
|
3,000,000.00000000
|
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
|
3
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
10 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Institutional Shares
|
ii. Class identification number, if any |
C000158302
|
iii. Ticker symbol, if any |
GTILX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Advisor Shares
|
ii. Class identification number, if any |
C000017535
|
iii. Ticker symbol, if any |
GTLLX
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
130,938.60000000
|
Brokers Record:
2 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-00462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
826.05000000
|
Brokers Record:
3 |
i. Full name of broker |
Stifel, Nicolaus & Company, Incorporated
|
ii. SEC file number |
8-1447
|
iii. CRD number |
000000793
|
iv. LEI, if any |
5WUVMA08EYG4KEUPW589
|
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,455.60000000
|
Brokers Record:
4 |
i. Full name of broker |
Robert W. Baird & Co. Incorporated
|
ii. SEC file number |
8-497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
506.00000000
|
Brokers Record:
5 |
i. Full name of broker |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
14,744.84000000
|
Brokers Record:
6 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,702.30000000
|
Brokers Record:
7 |
i. Full name of broker |
Raymond James & Associates, Inc.
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
U4ONQX15J3RO8XCKE979
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,745.48000000
|
Brokers Record:
8 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
590,731.83000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
743,650.70000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
|
10,755,315.00000000
|
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
|
47
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
16 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
High Yield Municipal Portfolio
|
ii. Class identification number, if any |
C000164150
|
iii. Ticker symbol, if any |
GHYMX
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Hilltop Securities Inc.
|
ii. SEC file number |
8-45123
|
iii. CRD number |
000006220
|
iv. LEI, if any |
549300IXU82PMU6XZT45
|
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
6,457,484.16000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
29,636,012.38000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Jefferies LLC
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,351,607.24000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,581,113.10000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
16,670,622.23000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Piper Sandler & Co.
|
ii. SEC file number |
8-15204
|
iii. CRD number |
000000665
|
iv. LEI, if any |
549300GRQCWQ3XGH0H10
|
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
10,303,254.20000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
14,865,802.75000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
60,660,831.70000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
B. C. Ziegler and Company
|
ii. SEC file number |
8-94
|
iii. CRD number |
000000061
|
iv. LEI, if any |
549300NLEOFP92P38Q71
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,326,399.00000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
17,274,177.28000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
2 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Core Fixed Income Portfolio
|
ii. Class identification number, if any |
C000017529
|
iii. Ticker symbol, if any |
GTCGX
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
11,922,800.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
TD Securities (USA) LLC
|
ii. SEC file number |
8-36747
|
iii. CRD number |
000018476
|
iv. LEI, if any |
SUVUFHICNZMP2WKHG940
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
22,527,081.88000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Stonex Financial Inc.
|
ii. SEC file number |
8-51269
|
iii. CRD number |
000045993
|
iv. LEI, if any |
549300LNKU6K5TJCRG93
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
16,411,687.50000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
15,084,993.83000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
HSBC Securities (USA) Inc.
|
ii. SEC file number |
8-41562
|
iii. CRD number |
000019585
|
iv. LEI, if any |
CYYGQCGNHMHPSMRL3R97
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
10,890,005.56000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Natwest Markets Securities Inc.
|
ii. SEC file number |
8-37135
|
iii. CRD number |
000011707
|
iv. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
13,708,395.43000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
10,181,349.56000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
State Street Bank and Trust Company
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
571474TGEMMWANRLN572
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,414,026,792.83000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
25,855,398.00000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
11,805,345.35000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
15 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
10 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Quantitative U.S. Small Cap Equity Portfolio
|
ii. Class identification number, if any |
C000195216
|
iii. Ticker symbol, if any |
GQSCX
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,220.06000000
|
Brokers Record:
2 |
i. Full name of broker |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
145.16000000
|
Brokers Record:
3 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-00462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
134.31000000
|
Brokers Record:
4 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
521.97000000
|
Brokers Record:
5 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
961.29000000
|
Brokers Record:
6 |
i. Full name of broker |
Robert W. Baird & Co. Incorporated
|
ii. SEC file number |
8-497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
970.44000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
3,953.23000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
13 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
12 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Quantitative U.S. Large Cap Value Equity Portfolio
|
ii. Class identification number, if any |
C000195215
|
iii. Ticker symbol, if any |
GQLVX
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
680.19000000
|
Brokers Record:
2 |
i. Full name of broker |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
8.62000000
|
Brokers Record:
3 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
557.29000000
|
Brokers Record:
4 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-00462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
153.63000000
|
Brokers Record:
5 |
i. Full name of broker |
Truist Securities, Inc.
|
ii. SEC file number |
8-17212
|
iii. CRD number |
000006271
|
iv. LEI, if any |
CSVTK36R0PNGXEM7NS14
|
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
81.90000000
|
Brokers Record:
6 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
78.96000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
1,560.59000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
15 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Global Secured Options Portfolio
|
ii. Class identification number, if any |
C000118430
|
iii. Ticker symbol, if any |
NOVIX
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,199,397.17000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
299,988.90000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,898,780.26000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
State Street Bank and Trust Company
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
571474TGEMMWANRLN572
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
296,773,057.02000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
7 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
17 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Responsible ESG U.S. Equity Portfolio
|
ii. Class identification number, if any |
C000164151
|
iii. Ticker symbol, if any |
RESGX
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
180.04000000
|
Brokers Record:
2 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
9,952.23000000
|
Brokers Record:
3 |
i. Full name of broker |
Truist Securities, Inc.
|
ii. SEC file number |
8-17212
|
iii. CRD number |
000006271
|
iv. LEI, if any |
CSVTK36R0PNGXEM7NS14
|
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
16.00000000
|
Brokers Record:
4 |
i. Full name of broker |
Evercore Group L.L.C.
|
ii. SEC file number |
8-49830
|
iii. CRD number |
000042405
|
iv. LEI, if any |
5493008F0LRLS5N8LZ81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,910.92000000
|
Brokers Record:
5 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,725.76000000
|
Brokers Record:
6 |
i. Full name of broker |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,662.28000000
|
Brokers Record:
7 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,324.89000000
|
Brokers Record:
8 |
i. Full name of broker |
Robert W. Baird & Co. Incorporated
|
ii. SEC file number |
8-497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,072.72000000
|
Brokers Record:
9 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-00462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
285.33000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
23,130.17000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
4 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Advisor Shares
|
ii. Class identification number, if any |
C000035926
|
iii. Ticker symbol, if any |
GTAPX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Institutional Shares
|
ii. Class identification number, if any |
C000211480
|
iii. Ticker symbol, if any |
GTLSX
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,404.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Liquidnet, Inc.
|
ii. SEC file number |
8-52461
|
iii. CRD number |
000103987
|
iv. LEI, if any |
213800HSKBBO1GCVRG79
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,126.20000000
|
Brokers Record:
3 |
i. Full name of broker |
Robert W. Baird & Co. Incorporated
|
ii. SEC file number |
8-497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
10,420.80000000
|
Brokers Record:
4 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,569.97000000
|
Brokers Record:
5 |
i. Full name of broker |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,364.00000000
|
Brokers Record:
6 |
i. Full name of broker |
Evercore Group L.L.C.
|
ii. SEC file number |
8-49830
|
iii. CRD number |
000042405
|
iv. LEI, if any |
5493008F0LRLS5N8LZ81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
532.00000000
|
Brokers Record:
7 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
148,072.23000000
|
Brokers Record:
8 |
i. Full name of broker |
Stifel, Nicolaus & Company, Incorporated
|
ii. SEC file number |
8-1447
|
iii. CRD number |
000000793
|
iv. LEI, if any |
5WUVMA08EYG4KEUPW589
|
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,944.80000000
|
Brokers Record:
9 |
i. Full name of broker |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
530.40000000
|
Brokers Record:
10 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-00462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,858.80000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
173,609.20000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
15 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
|
1,687,500.00000000
|
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
|
16
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
2
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Advisor Shares
|
ii. Class identification number, if any |
C000017538
|
iii. Ticker symbol, if any |
GTCSX
|
Shares Outstanding Record:
2 |
i. Full name of Class |
Institutional Shares
|
ii. Class identification number, if any |
C000017539
|
iii. Ticker symbol, if any |
GTSCX
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Keefe, Bruyette & Woods, Inc.
|
ii. SEC file number |
8-10888
|
iii. CRD number |
000000481
|
iv. LEI, if any |
549300OM47DQV01G4854
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
21,494.60000000
|
Brokers Record:
2 |
i. Full name of broker |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
34,094.42000000
|
Brokers Record:
3 |
i. Full name of broker |
KeyBanc Capital Markets Inc.
|
ii. SEC file number |
8-30177
|
iii. CRD number |
000000566
|
iv. LEI, if any |
2EQWV0180Z211YVAD813
|
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
19,291.22000000
|
Brokers Record:
4 |
i. Full name of broker |
Robert W. Baird & Co. Incorporated
|
ii. SEC file number |
8-497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
18,582.96000000
|
Brokers Record:
5 |
i. Full name of broker |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
100,587.42000000
|
Brokers Record:
6 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
429,097.98000000
|
Brokers Record:
7 |
i. Full name of broker |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
63,018.88000000
|
Brokers Record:
8 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
165,685.69000000
|
Brokers Record:
9 |
i. Full name of broker |
Stuart Frankel & Co., Incorporated
|
ii. SEC file number |
8-17419
|
iii. CRD number |
000014593
|
iv. LEI, if any |
254900XE1RBF5OLE0T50
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
27,097.20000000
|
Brokers Record:
10 |
i. Full name of broker |
Liquidnet, Inc.
|
ii. SEC file number |
8-52461
|
iii. CRD number |
000103987
|
iv. LEI, if any |
213800HSKBBO1GCVRG79
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
148,917.27000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
1,114,578.92000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
2 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
|
12,000,000.00000000
|
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
|
4
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
11 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Short Term Tax Aware Fixed Income Portfolio
|
ii. Class identification number, if any |
C000170952
|
iii. Ticker symbol, if any |
GTAWX
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,857,027.40000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
State Street Bank and Trust Company
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
571474TGEMMWANRLN572
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
639,734,206.28000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Stifel, Nicolaus & Company, Incorporated
|
ii. SEC file number |
8-1447
|
iii. CRD number |
000000793
|
iv. LEI, if any |
5WUVMA08EYG4KEUPW589
|
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,262,652.75000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Cabrera Capital Markets LLC
|
ii. SEC file number |
8-26406
|
iii. CRD number |
000010081
|
iv. LEI, if any |
254900BIRJU76JRBK985
|
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
836,048.30000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,801,200.50000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,015,049.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,613,013.50000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,982,367.45000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Samuel A. Ramirez & Company, Inc.
|
ii. SEC file number |
8-19014
|
iii. CRD number |
000006963
|
iv. LEI, if any |
254900CBKVW7O2ENQA21
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,534,638.20000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
PNC Capital Markets LLC
|
ii. SEC file number |
8-32493
|
iii. CRD number |
000015647
|
iv. LEI, if any |
7OGNSSLOQJ8U3B9Y5F18
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,010,870.00000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
16 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
|
1,000,000.00000000
|
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
|
2
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
2 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Strategic Equity Portfolio
|
ii. Class identification number, if any |
C000017540
|
iii. Ticker symbol, if any |
GTCEX
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
Stuart Frankel & Co., Incorporated
|
ii. SEC file number |
8-17419
|
iii. CRD number |
000014593
|
iv. LEI, if any |
254900XE1RBF5OLE0T50
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,028.94000000
|
Brokers Record:
2 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
3,260.06000000
|
Brokers Record:
3 |
i. Full name of broker |
Robert W. Baird & Co. Incorporated
|
ii. SEC file number |
8-497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,678.16000000
|
Brokers Record:
4 |
i. Full name of broker |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
646.78000000
|
Brokers Record:
5 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
5,975.28000000
|
Brokers Record:
6 |
i. Full name of broker |
Instinet, LLC
|
ii. SEC file number |
8-23669
|
iii. CRD number |
000007897
|
iv. LEI, if any |
549300MGMN3RKMU8FT57
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2,452.72000000
|
Brokers Record:
7 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,054.62000000
|
Brokers Record:
8 |
i. Full name of broker |
Liquidnet, Inc.
|
ii. SEC file number |
8-52461
|
iii. CRD number |
000103987
|
iv. LEI, if any |
213800HSKBBO1GCVRG79
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
525.84000000
|
Brokers Record:
9 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-00462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,479.06000000
|
Brokers Record:
10 |
i. Full name of broker |
Evercore Group L.L.C.
|
ii. SEC file number |
8-49830
|
iii. CRD number |
000042405
|
iv. LEI, if any |
5493008F0LRLS5N8LZ81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,335.20000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
23,350.20000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
17 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
8 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Quantitative U.S. Total Market Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
12 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
1
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
Quantitative U.S. Total Market Equity Portfolio
|
ii. Class identification number, if any |
C000035927
|
iii. Ticker symbol, if any |
GTTMX
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Shareholder servicing agents Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or provide and describe
other
identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
192.00000000
|
Brokers Record:
2 |
i. Full name of broker |
Janney Montgomery Scott LLC
|
ii. SEC file number |
8-00462
|
iii. CRD number |
000000463
|
iv. LEI, if any |
549300QQRY1JCFQHYS08
|
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
120.00000000
|
Brokers Record:
3 |
i. Full name of broker |
Sanford C. Bernstein & Co., LLC
|
ii. SEC file number |
8-52942
|
iii. CRD number |
000104474
|
iv. LEI, if any |
549300I7JYZHT7D5CO04
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,540.78000000
|
Brokers Record:
4 |
i. Full name of broker |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
43,784.79000000
|
Brokers Record:
5 |
i. Full name of broker |
Evercore Group L.L.C.
|
ii. SEC file number |
8-49830
|
iii. CRD number |
000042405
|
iv. LEI, if any |
5493008F0LRLS5N8LZ81
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1,128.00000000
|
Brokers Record:
6 |
i. Full name of broker |
Robert W. Baird & Co. Incorporated
|
ii. SEC file number |
8-497
|
iii. CRD number |
000008158
|
iv. LEI, if any |
549300772UJAHRD6LO53
|
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
92.00000000
|
Brokers Record:
7 |
i. Full name of broker |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
4,968.39000000
|
Brokers Record:
8 |
i. Full name of broker |
Jefferies LLC
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
597.60000000
|
Brokers Record:
9 |
i. Full name of broker |
Instinet, LLC
|
ii. SEC file number |
8-23669
|
iii. CRD number |
000007897
|
iv. LEI, if any |
549300MGMN3RKMU8FT57
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
428.80000000
|
Brokers Record:
10 |
i. Full name of broker |
Raymond James & Associates, Inc.
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
U4ONQX15J3RO8XCKE979
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
790.40000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
53,700.76000000
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
|
50,000,000.00000000
|
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
State Street Bank and Trust Company
|
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund |
Responsible ESG U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
2 |
Name of fund |
Equity Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
3 |
Name of fund |
Quantitative U.S. Long/Short Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
4 |
Name of fund |
Short Term Tax Aware Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
5 |
Name of fund |
Quantitative U.S. Large Cap Value Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
6 |
Name of fund |
Quantitative U.S. Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
7 |
Name of fund |
Muni Intermediate Portfolio
|
SEC File number(
e.g., 811-
)
|
811-06578
|
Shared Credit Users Record:
8 |
Name of fund |
High Yield Municipal Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
9 |
Name of fund |
Quantitative U.S. Large Cap Core Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
10 |
Name of fund |
Quantitative U.S. Large Cap Growth Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
11 |
Name of fund |
Global Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
12 |
Name of fund |
Quantitative International Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
13 |
Name of fund |
Small Cap Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
14 |
Name of fund |
Strategic Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
15 |
Name of fund |
Secured Options Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
16 |
Name of fund |
Women in Leadership U.S. Equity Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
Shared Credit Users Record:
17 |
Name of fund |
Core Fixed Income Portfolio
|
SEC File number(
e.g., 811-
)
|
811-05577
|
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
|
1,000,000.00000000
|
vii. If the fund drew on the line of credit during this period |