a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares Agency Bond ETF
|
ii. Class identification number, if any |
C000069125
|
iii. Ticker symbol, if any |
AGZ
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
125,250,245.63000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
BNY Mellon Capital Markets, LLC
|
ii. SEC file number |
8-35255
|
iii. CRD number |
000017454
|
iv. LEI, if any |
VJW2DOOHGDT6PR0ZRO63
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
170,736,291.06000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Deutsche Bank Securities Inc.
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
185,782,847.27000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Natwest Markets Securities Inc.
|
ii. SEC file number |
8-37135
|
iii. CRD number |
000011707
|
iv. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
136,781,322.50000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
170,643,433.08000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
591,828,713.92000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
320,644,560.30000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Treasury
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
5493005PQV5UQG4OSI49
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,054,900,000.00000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
240,098,856.66000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
545,138,815.51000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares 1-5 Year Investment Grade Corporate Bond ETF
|
ii. Class identification number, if any |
C000037539
|
iii. Ticker symbol, if any |
IGSB
|
Pricing Services Record:
1 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Custodians Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any |
571474TGEMMWANRLN572
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
SG Americas Securities, LLC
|
ii. LEI, if any |
549300F35UE0BOM1WJ55
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Euroclear Bank
|
ii. LEI, if any |
549300OZ46BRLZ8Y6F65
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
National Securities Clearing Corporation
|
ii. SEC file number |
8-164
|
iii. CRD number |
000007569
|
iv. LEI, if any |
549300RYC9NELN2ICA34
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
5,836,877,545.55000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
468,019,950.62000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,773,359,751.84000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,254,301,010.45000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,025,575,662.68000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Treasury
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
5493005PQV5UQG4OSI49
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
6,662,540,000.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,847,783,356.75000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
965,538,167.80000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
5,334,213,229.57000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
5,779,404,520.05000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares 10-20 Year Treasury Bond ETF
|
ii. Class identification number, if any |
C000037538
|
iii. Ticker symbol, if any |
TLH
|
Pricing Services Record:
1 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
748,764,806.99000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Natwest Markets Securities Inc.
|
ii. SEC file number |
8-37135
|
iii. CRD number |
000011707
|
iv. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
148,411,980.06000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Treasury
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
5493005PQV5UQG4OSI49
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
475,527,000.00000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
227,212,102.18000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,071,147,607.75000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
306,556,256.29000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,292,659,932.87000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
138,752,364.29000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
BNY Mellon Capital Markets, LLC
|
ii. SEC file number |
8-35255
|
iii. CRD number |
000017454
|
iv. LEI, if any |
VJW2DOOHGDT6PR0ZRO63
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
382,046,601.79000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
958,058,560.05000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares Intermediate Government/Credit Bond ETF
|
ii. Class identification number, if any |
C000037542
|
iii. Ticker symbol, if any |
GVI
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
120,411,456.99000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
383,961,396.32000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
476,071,099.96000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
121,078,607.06000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Commerz Markets LLC
|
ii. SEC file number |
8-49647
|
iii. CRD number |
000041957
|
iv. LEI, if any |
549300IMBXQ8SGH3HJ31
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
140,296,524.92000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Treasury
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
5493005PQV5UQG4OSI49
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
369,380,000.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
HSBC Securities (USA) Inc.
|
ii. SEC file number |
8-41562
|
iii. CRD number |
000019585
|
iv. LEI, if any |
CYYGQCGNHMHPSMRL3R97
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
94,455,588.65000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
192,322,374.79000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
369,944,749.32000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Jane Street Capital, LLC
|
ii. SEC file number |
8-52275
|
iii. CRD number |
000103782
|
iv. LEI, if any |
549300ZM16HMPEPNV857
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
75,894,476.93000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares BBB Rated Corporate Bond ETF
|
ii. Class identification number, if any |
C000227271
|
iii. Ticker symbol, if any |
LQDB
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
16,923,992.80000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
MarketAxess Corporation
|
ii. SEC file number |
8-50727
|
iii. CRD number |
000044542
|
iv. LEI, if any |
GPSMMRI21JE7ZCVYF972
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,056,384.50000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,352,356.85000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,388,148.05000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
17,199,425.31000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
16,975,490.36000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
18,560,627.76000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Deutsche Bank Securities Inc.
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,288,188.00000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Treasury
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
5493005PQV5UQG4OSI49
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
14,710,000.00000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
17,537,449.11000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares Short-Term National Muni Bond ETF
|
ii. Class identification number, if any |
C000069126
|
iii. Ticker symbol, if any |
SUB
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
BlackRock Liquidity Funds - MuniCash
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
549300RWBJ885673DL84
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,819,854,791.26000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Hilltop Securities Inc.
|
ii. SEC file number |
8-45123
|
iii. CRD number |
000006220
|
iv. LEI, if any |
549300IXU82PMU6XZT45
|
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
83,084,900.95000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
256,062,794.50000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
247,804,579.05000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
National Financial Services LLC
|
ii. SEC file number |
8-26740
|
iii. CRD number |
000013041
|
iv. LEI, if any |
549300JRHF1MHHWUAW04
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
83,468,680.25000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,701,395,908.20000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,499,142,573.75000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Ice Securities Execution & Clearing, LLC
|
ii. SEC file number |
8-70258
|
iii. CRD number |
000299634
|
iv. LEI, if any |
549300Q54HHOIVWCEN57
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
67,802,651.70000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
577,785,246.55000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
180,199,669.90000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares 1-3 Year Treasury Bond ETF
|
ii. Class identification number, if any |
C000012087
|
iii. Ticker symbol, if any |
SHY
|
Pricing Services Record:
1 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Treasury
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
5493005PQV5UQG4OSI49
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
18,209,058,000.00000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
24,496,722,756.05000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
5,727,713,608.74000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Daiwa Capital Markets America Inc.
|
ii. SEC file number |
8-12242
|
iii. CRD number |
000001576
|
iv. LEI, if any |
M67H5PRC0NQKM73ZAS82
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,279,842,843.24000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
8,602,271,462.72000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Natwest Markets Securities Inc.
|
ii. SEC file number |
8-37135
|
iii. CRD number |
000011707
|
iv. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34
|
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,165,885,470.31000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
9,840,739,474.60000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
BNY Mellon Capital Markets, LLC
|
ii. SEC file number |
8-35255
|
iii. CRD number |
000017454
|
iv. LEI, if any |
VJW2DOOHGDT6PR0ZRO63
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,710,064,482.26000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
HSBC Securities (USA) Inc.
|
ii. SEC file number |
8-41562
|
iii. CRD number |
000019585
|
iv. LEI, if any |
CYYGQCGNHMHPSMRL3R97
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,340,658,969.15000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,680,099,339.46000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares 20+ Year Treasury Bond ETF
|
ii. Class identification number, if any |
C000012090
|
iii. Ticker symbol, if any |
TLT
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,029,494,236.98000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
14,544,937,204.47000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,036,109,515.81000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,473,720,726.58000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
BNP Paribas Securities Corp.
|
ii. SEC file number |
8-32682
|
iii. CRD number |
000015794
|
iv. LEI, if any |
RCNB6OTYUAMMP879YW96
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,515,723,059.67000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
SG Americas Securities, LLC
|
ii. SEC file number |
8-66125
|
iii. CRD number |
000128351
|
iv. LEI, if any |
549300F35UE0BOM1WJ55
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,365,193,678.66000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,580,556,002.87000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
38,961,477,109.81000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Deutsche Bank Securities Inc.
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,544,193,619.11000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Treasury
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
5493005PQV5UQG4OSI49
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,088,368,000.00000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares ESG Advanced Investment Grade Corporate Bond ETF
|
ii. Class identification number, if any |
C000231752
|
iii. Ticker symbol, if any |
ELQD
|
Pricing Services Record:
1 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
500,692.05000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,484,513.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,183,978.71000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
National Financial Services LLC
|
ii. SEC file number |
8-26740
|
iii. CRD number |
000013041
|
iv. LEI, if any |
549300JRHF1MHHWUAW04
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
680,823.00000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Deutsche Bank Securities Inc.
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
2,089,034.75000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Treasury
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
5493005PQV5UQG4OSI49
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
880,000.00000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,595,940.95000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
891,033.70000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
3,661,622.70000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,253,876.20000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares iBoxx $ Investment Grade Corporate Bond ETF
|
ii. Class identification number, if any |
C000012091
|
iii. Ticker symbol, if any |
LQD
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
i. Is the index whose performance the Fund tracks,
constructed:
1. By an affiliated person of the fund? |
Yes
No
|
2. Exclusively for the fund? |
Yes
No
|
ii. Provide the annualized difference between the Fund's
total return during the reporting period and the index's return
during the reporting period (i.e., the Fund's total return less
the index's return):
1. Before Fund fees and expenses: |
-0.37000000
|
2. After Fund fees and expenses (i.e., net
asset
value): |
-0.51000000
|
iii. Provide the annualized standard deviation of the daily
difference between the Fund's total return and the index's
return during the reporting period:
1. Before Fund fees and expenses: |
1.06000000
|
2. After Fund fees and expenses (i.e., net
asset
value): |
1.06000000
|
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
i. If the Registrant is a master fund, then provide the
information requested below with respect to each feeder fund:
Feeder funds Record:
1 |
1. Full name |
iShares U.S. IG Corporate Bond Index ETF (CAD-Hedged)
|
2. For registered feeder funds: |
A. Investment Company Act file number (e.g., 811-) |
N/A
|
B. Series identification number, if any |
N/A
|
C. LEI of feeder fund |
N/A
|
3. For unregistered feeder funds: |
A. SEC file number of the feeder fund's investment
adviser (e.g., 801-)
|
N/A
|
B. LEI of feeder fund, if any |
GTOHDQTL64Z202HQYF91
|
Feeder funds Record:
2 |
1. Full name |
iShares USD Investment Grade Corporate Bond JPY Hedged ETF
|
2. For registered feeder funds: |
A. Investment Company Act file number (e.g., 811-) |
N/A
|
B. Series identification number, if any |
N/A
|
C. LEI of feeder fund |
N/A
|
3. For unregistered feeder funds: |
A. SEC file number of the feeder fund's investment
adviser (e.g., 801-)
|
N/A
|
B. LEI of feeder fund, if any |
3538009W6RXDDKB43Y23
|
Feeder funds Record:
3 |
1. Full name |
iShares U.S. IG Corporate Bond Index ETF
|
2. For registered feeder funds: |
A. Investment Company Act file number (e.g., 811-) |
N/A
|
B. Series identification number, if any |
N/A
|
C. LEI of feeder fund |
N/A
|
3. For unregistered feeder funds: |
A. SEC file number of the feeder fund's investment
adviser (e.g., 801-)
|
N/A
|
B. LEI of feeder fund, if any |
549300D6X6BFDA8J5E77
|
ii. If the Registrant is a feeder fund, then provide the
information requested below with respect to a master fund
registered under the Act: |
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
9,721,922,912.49000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Deutsche Bank Securities Inc.
|
ii. SEC file number |
8-17822
|
iii. CRD number |
000002525
|
iv. LEI, if any |
9J6MBOOO7BECTDTUZW19
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,067,402,795.07000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
12,910,164,580.55000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
National Securities Clearing Corporation
|
ii. SEC file number |
8-164
|
iii. CRD number |
000007569
|
iv. LEI, if any |
549300RYC9NELN2ICA34
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
38,064,781,581.04000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
16,278,866,170.91000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
RBC Capital Markets, LLC
|
ii. SEC file number |
8-45411
|
iii. CRD number |
000031194
|
iv. LEI, if any |
549300LCO2FLSSVFFR64
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
554,457,390.58000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Treasury
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
5493005PQV5UQG4OSI49
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
8,242,080,000.00000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
5,532,058,105.08000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
16,398,971,956.54000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
1,628,339,920.73000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares California Muni Bond ETF
|
ii. Class identification number, if any |
C000053739
|
iii. Ticker symbol, if any |
CMF
|
Pricing Services Record:
1 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
182,236,596.43000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
17,330,748.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
191,250,103.45000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
5,867,098.80000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
105,778,519.00000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Jefferies LLC
|
ii. SEC file number |
8-15074
|
iii. CRD number |
000002347
|
iv. LEI, if any |
58PU97L1C0WSRCWADL48
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
4,718,633.20000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
35,068,395.80000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Jane Street Capital, LLC
|
ii. SEC file number |
8-52275
|
iii. CRD number |
000103782
|
iv. LEI, if any |
549300ZM16HMPEPNV857
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
13,577,818.68000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
BlackRock Liquidity Funds - California Money Fund
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
549300E5GIHTAGOVRB65
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
601,492,494.34000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
7,101,665.55000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares Core 5-10 Year USD Bond ETF
|
ii. Class identification number, if any |
C000174365
|
iii. Ticker symbol, if any |
IMTB
|
Pricing Services Record:
1 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Custodians Record:
1 |
i. Full name |
J.P. Morgan Securities LLC
|
ii. LEI, if any |
ZBUT11V806EZRVTWT807
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any |
571474TGEMMWANRLN572
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Euroclear Bank
|
ii. LEI, if any |
549300OZ46BRLZ8Y6F65
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Brokers Record:
1 |
i. Full name of broker |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
0.94000000
|
Brokers Record:
2 |
i. Full name of broker |
Pershing LLC
|
ii. SEC file number |
8-17574
|
iii. CRD number |
000007560
|
iv. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94
|
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
2.06000000
|
Brokers Record:
3 |
i. Full name of broker |
Raymond James & Associates, Inc.
|
ii. SEC file number |
8-10999
|
iii. CRD number |
000000705
|
iv. LEI, if any |
U4ONQX15J3RO8XCKE979
|
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
1.19000000
|
Brokers Record:
4 |
i. Full name of broker |
National Financial Services LLC
|
ii. SEC file number |
8-26740
|
iii. CRD number |
000013041
|
iv. LEI, if any |
549300JRHF1MHHWUAW04
|
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
0.18000000
|
Brokers Record:
5 |
i. Full name of broker |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period |
0.24000000
|
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
|
4.61000000
|
Principal Transactions Record:
1 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
106,573,272.39000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
Nomura Securities International, Inc.
|
ii. SEC file number |
8-15255
|
iii. CRD number |
000004297
|
iv. LEI, if any |
OXTKY6Q8X53C9ILVV871
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
30,095,880.68000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Credit Suisse Securities (USA) LLC
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
66,927,261.20000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
142,527,833.49000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
57,376,594.91000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Wells Fargo Securities, LLC
|
ii. SEC file number |
8-65876
|
iii. CRD number |
000126292
|
iv. LEI, if any |
VYVVCKR63DVZZN70PB21
|
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
23,790,007.16000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
23,284,956.74000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
122,488,966.22000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
95,219,738.45000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Institutional
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
549300JDHS1T46VWOG19
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
79,333,240.45000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares ESG Advanced Total USD Bond Market ETF
|
ii. Class identification number, if any |
C000219898
|
iii. Ticker symbol, if any |
EUSB
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Custodians Record:
1 |
i. Full name |
Euroclear Bank
|
ii. LEI, if any |
549300OZ46BRLZ8Y6F65
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any |
571474TGEMMWANRLN572
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Wells Fargo Securities, LLC
|
ii. LEI, if any |
VYVVCKR63DVZZN70PB21
|
iii. State, if applicable |
NORTH CAROLINA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Administrators Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any, or other identifying number |
571474TGEMMWANRLN572
|
Description of other identifying number |
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Principal Transactions Record:
1 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Institutional
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
549300JDHS1T46VWOG19
|
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
298,141,905.36000000
|
Principal Transactions Record:
2 |
i. Full name of dealer |
BlackRock Funds III - BlackRock Cash Funds: Treasury
|
ii. SEC file number |
N/A
|
iii. CRD number |
N/A
|
iv. LEI, if any |
5493005PQV5UQG4OSI49
|
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
121,630,000.00000000
|
Principal Transactions Record:
3 |
i. Full name of dealer |
Goldman Sachs & Co. LLC
|
ii. SEC file number |
8-129
|
iii. CRD number |
000000361
|
iv. LEI, if any |
FOR8UP27PHTHYVLBNG30
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
195,480,769.34000000
|
Principal Transactions Record:
4 |
i. Full name of dealer |
BofA Securities, Inc.
|
ii. SEC file number |
8-69787
|
iii. CRD number |
000283942
|
iv. LEI, if any |
549300HN4UKV1E2R3U73
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
456,487,456.47000000
|
Principal Transactions Record:
5 |
i. Full name of dealer |
J.P. Morgan Securities LLC
|
ii. SEC file number |
8-35008
|
iii. CRD number |
000000079
|
iv. LEI, if any |
ZBUT11V806EZRVTWT807
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
349,445,611.97000000
|
Principal Transactions Record:
6 |
i. Full name of dealer |
Citigroup Global Markets Inc.
|
ii. SEC file number |
8-8177
|
iii. CRD number |
000007059
|
iv. LEI, if any |
MBNUM2BPBDO7JBLYG310
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
446,235,095.69000000
|
Principal Transactions Record:
7 |
i. Full name of dealer |
Nomura Securities International, Inc.
|
ii. SEC file number |
8-15255
|
iii. CRD number |
000004297
|
iv. LEI, if any |
OXTKY6Q8X53C9ILVV871
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
79,133,770.57000000
|
Principal Transactions Record:
8 |
i. Full name of dealer |
Barclays Capital Inc.
|
ii. SEC file number |
8-41342
|
iii. CRD number |
000019714
|
iv. LEI, if any |
AC28XWWI3WIBK2824319
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
89,172,982.32000000
|
Principal Transactions Record:
9 |
i. Full name of dealer |
Credit Suisse Securities (USA) LLC
|
ii. SEC file number |
8-422
|
iii. CRD number |
000000816
|
iv. LEI, if any |
1V8Y6QCX6YMJ2OELII46
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
176,250,846.87000000
|
Principal Transactions Record:
10 |
i. Full name of dealer |
Morgan Stanley & Co. LLC
|
ii. SEC file number |
8-15869
|
iii. CRD number |
000008209
|
iv. LEI, if any |
9R7GPTSO7KV3UQJZQ078
|
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
|
489,551,713.39000000
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
|
0
|
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
|
0
|
c. How many Classes of shares of the Fund were
terminated during the reporting period?
|
0
|
d. For each Class with shares outstanding,
provide the
information requested below: |
Shares Outstanding Record:
1 |
i. Full name of Class |
iShares Core U.S. Aggregate Bond ETF
|
ii. Class identification number, if any |
C000012092
|
iii. Ticker symbol, if any |
AGG
|
Pricing Services Record:
1 |
i. Full name |
Refinitiv US Holdings Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300NF240HXJO7N016
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name |
Bloomberg L.P.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300B56MD0ZC402L06
|
Description of other identifying number |
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name |
ICE Data Services, Inc.
|
ii. LEI, if any, or provide and describe other
identifying number
|
13-3668779
|
Description of other identifying number |
Tax ID
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name |
IHS Markit Ltd.
|
ii. LEI, if any, or provide and describe other
identifying number
|
549300HLPTRASHS0E726
|
Description of other identifying number |
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Custodians Record:
1 |
i. Full name |
State Street Bank and Trust Company
|
ii. LEI, if any |
571474TGEMMWANRLN572
|
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
J.P. Morgan Securities LLC
|
ii. LEI, if any |
ZBUT11V806EZRVTWT807
|
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Euroclear Bank
|
ii. LEI, if any |
549300OZ46BRLZ8Y6F65
|
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|