Accession Number: | 0000899243-17-015284 |
Date: | 2017-05-19 |
Issuer: | NEXPOINT CREDIT STRATEGIES FUND ("NHF") |
Original Submission Date: |
DONDERO JAMES D
300 CRESCENT COURT, SUITE 700
DALLAS, TX 75201
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2017-05-19 | X | 140,697 | a | $20.93 | 1,155,851 | indirect | f1 | |
COMMON STOCK | 2017-05-22 | X | 22,348 | a | $20.93 | 1,178,199 | indirect | f1 | |
COMMON STOCK | 2047-05-24 | X | 33 | a | $20.93 | 1,178,232 | indirect | f1 | |
COMMON STOCK | 2017-06-01 | X | 8,159 | a | $20.93 | 1,186,391 | indirect | f1 | |
COMMON STOCK | 2017-05-24 | X | 132 | a | $20.93 | 532 | indirect | f3 | |
COMMON STOCK | 2017-06-01 | X | 2,124 | a | $20.93 | 2,656 | indirect | f3 | |
COMMON STOCK | 2017-05-19 | X | 7,226 | a | $20.93 | 29,280 | indirect | ||
COMMON STOCK | 2017-06-01 | X | 7,946 | a | $20.93 | 37,226 | indirect | ||
COMMON STOCK | 2017-05-22 | X | 46,100 | a | $20.93 | 2,335,835 | indirect | f5 | |
COMMON STOCK | 2017-05-19 | 0 | $0.00 | 4,518 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
SUBSCRIPTION RIGHTS (RIGHT TO BUY) | 20.93 | 2017-05-19 | deemed execution date | X | 140,697 (d) | 2017-05-08 | 2017-05-24 | common stock 140,670 | $20.93 | 0 | indirect | see footnote |
SUBSCRIPTION RIGHTS (RIGHT TO BUY) | 20.93 | 2017-05-22 | deemed execution date | X | 22,348 (d) | 2017-05-08 | 2017-05-24 | common stock 22,348 | $20.93 | 0 | indirect | see footnote |
SUBSCRIPTION RIGHTS (RIGHT TO BUY) | 20.93 | 2017-05-24 | deemed execution date | X | 33 (d) | 2017-05-08 | 2017-05-24 | common stock 33 | $20.93 | 0 | indirect | see footnote |
SUBSCRIPTION RIGHTS (RIGHT TO BUY) | 20.93 | 2017-06-01 | deemed execution date | X | 8,159 (d) | 2017-05-08 | 2017-05-24 | common stock 8,159 | $20.93 | 0 | indirect | see footnote |
SUBSCRIPTION RIGHTS (RIGHT TO BUY) | 20.93 | 2017-05-24 | deemed execution date | X | 132 (d) | 2017-05-08 | 2017-05-24 | common stock 132 | $20.93 | 0 | indirect | see footnote |
SUBSCRIPTION RIGHTS (RIGHT TO BUY) | 20.93 | 2017-06-01 | deemed execution date | X | 2,124 (d) | 2017-05-08 | 2017-05-24 | common stock 2,124 | $20.93 | 0 | indirect | see footnote |
SUBSCRIPTION RIGHTS (RIGHT TO BUY) | 20.93 | 2017-05-19 | deemed execution date | X | 7,226 (d) | 2017-05-08 | 2017-05-24 | common stock 7,226 | $20.93 | 0 | indirect | by employee benefit plan |
SUBSCRIPTION RIGHTS (RIGHT TO BUY) | 20.93 | 2017-06-01 | deemed execution date | X | 7,946 (d) | 2017-05-08 | 2017-05-24 | common stock 7,946 | $20.93 | 0 | indirect | by employee benefit plan |
SUBSCRIPTION RIGHTS (RIGHT TO BUY) | 20.93 | 2017-05-22 | deemed execution date | X | 46,100 (d) | 2017-05-08 | 2017-05-24 | common stock 46,100 | $20.93 | 0 | indirect | see footnote |
ID | footnote |
---|---|
f1 | these shares are held by highland capital management, l.p. ("hcmlp") both directly and indirectly through advised accounts. mr. dondero is the president and the director of strand advisors, inc., hcmlp's general partner, and may be deemed to be an indirect beneficial owner of shares held by hcmlp. mr. dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
f2 | includes shares acquired under the issuer's dividend reinvestment plan. |
f3 | these shares are held by certain private funds and managed accounts ultimately advised by mr. dondero (collectively, the "highland accounts"). mr. dondero may be deemed to be an indirect beneficial owner of shares held by the highland accounts. mr. dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
f4 | these shares are held pursuant to an employee benefit plan. |
f5 | these shares are held by the dugaboy investment trust pursuant to an employee purchase plan. mr. dondero disclaims beneficial ownership of such shares. |
f6 | these shares are held directly by mr. dondero. |