Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-18-004576
Date:2018-01-19
Issuer: MORGAN STANLEY (MS)
Original Submission Date:

Reporting Person:

BRODSKY JEFFREY S
C/O MORGAN STANLEY 1585 BROADWAY
NEW YORK, NY 10036

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-01-19 A 15,857 a $0.00 128,057 direct
COMMON STOCK 2018-01-19 F 14,782 d $55.84 113,275 direct
COMMON STOCK 2018-01-19 0 $0.00 3,792 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 restricted stock units granted in 2018 as part of 2017 year-end compensation, which are convertible to shares of common stock at a ratio of 1 to 1.
f2 shares withheld to satisfy taxes upon the conversion of restricted stock units granted on january 21, 2015.
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