Accession Number: | 0001209191-18-004576 |
Date: | 2018-01-19 |
Issuer: | MORGAN STANLEY (MS) |
Original Submission Date: |
BRODSKY JEFFREY S
C/O MORGAN STANLEY 1585 BROADWAY
NEW YORK, NY 10036
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-01-19 | A | 15,857 | a | $0.00 | 128,057 | direct | ||
COMMON STOCK | 2018-01-19 | F | 14,782 | d | $55.84 | 113,275 | direct | ||
COMMON STOCK | 2018-01-19 | 0 | $0.00 | 3,792 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | restricted stock units granted in 2018 as part of 2017 year-end compensation, which are convertible to shares of common stock at a ratio of 1 to 1. |
f2 | shares withheld to satisfy taxes upon the conversion of restricted stock units granted on january 21, 2015. |