Accession Number: | 0001209191-18-004878 |
Date: | 2018-01-19 |
Issuer: | HERBALIFE LTD. (HLF) |
Original Submission Date: |
CHIU SHIN-SHING BOSCO
800 W. OLYMPIC BOULEVARD, SUITE 406
LOS ANGELES, CA 90015
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-01-19 | M | 6,038 | a | $22.94 | 6,038 | direct | ||
COMMON STOCK | 2018-01-19 | D | 1,899 | d | $72.97 | 4,139 | direct | ||
COMMON STOCK | 2018-01-19 | F | 1,521 | d | $72.97 | 2,618 | direct | ||
COMMON STOCK | 2018-01-23 | S | 2,618 | d | $74.87 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK APPRECIATION RIGHTS | 22.94 | 2018-01-19 | deemed execution date | M | 6,038 (d) | 2013-05-07 | 2020-05-07 | common stock 6,038 | $22.94 | 0 | direct |
ID | footnote |
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f1 | this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 9, 2017. |
f2 | the reporting person received 2,618 shares of common stock upon the net exercise of 6,038 stock appreciation rights ("sars"). the reporting person forfeited 1,899 shares of common stock underlying such sars in payment of the exercise price and 1,521 shares of common stock underlying such sars to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on january 19, 2018 of $72.97. |