Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-18-004878
Date:2018-01-19
Issuer: HERBALIFE LTD. (HLF)
Original Submission Date:

Reporting Person:

CHIU SHIN-SHING BOSCO
800 W. OLYMPIC BOULEVARD, SUITE 406
LOS ANGELES, CA 90015

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-01-19 M 6,038 a $22.94 6,038 direct
COMMON STOCK 2018-01-19 D 1,899 d $72.97 4,139 direct
COMMON STOCK 2018-01-19 F 1,521 d $72.97 2,618 direct
COMMON STOCK 2018-01-23 S 2,618 d $74.87 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHTS 22.94 2018-01-19 deemed execution date M 6,038 (d) 2013-05-07 2020-05-07 common stock 6,038 $22.94 0 direct
Footnotes
IDfootnote
f1 this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 9, 2017.
f2 the reporting person received 2,618 shares of common stock upon the net exercise of 6,038 stock appreciation rights ("sars"). the reporting person forfeited 1,899 shares of common stock underlying such sars in payment of the exercise price and 1,521 shares of common stock underlying such sars to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on january 19, 2018 of $72.97.
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