Footnotes
ID | footnote |
f1 |
withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
f2 |
includes 202.4699 shares acquired through dividend reinvestments. |
f3 |
on february 16, 2015 the reporting person received from the issuer a target award of 19,898.16 performance share units ("psus"), with the possibility to earn from 0% to 150% of the target award, based on (i) the issuer's average return on assets over the three-year period ending on december 31, 2017 (the "performance period") and (2) the issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the performance period. based on the adjustments described above, the reporting person is entitled to receive 18,923.15 psus. |
f4 |
(continuation of footnote 3) each psu is payable only in cash which is expected to be delivered on february 16, 2018. each psu is equivalent to the cash value of the average of the closing prices of one share of the issuer's common stock for the period january 12, 2018 through january 19, 2018, plus dividends declared on equivalent shares of the issuer's common stock from december 31, 2014 through february 16, 2018. |