Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-18-005568
Date:2018-01-24
Issuer: HERBALIFE LTD. (HLF)
Original Submission Date:

Reporting Person:

CHIU SHIN-SHING BOSCO
800 W. OLYMPIC BOULEVARD, SUITE 406
LOS ANGELES, CA 90015

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-01-24 M 1,000 a $27.79 1,000 direct
COMMON STOCK 2018-01-24 D 356 d $78.21 644 direct
COMMON STOCK 2018-01-24 F 223 d $78.21 421 direct
COMMON STOCK 2018-01-24 M 5,417 a $53.29 5,838 direct
COMMON STOCK 2018-01-24 D 3,691 d $78.21 2,147 direct
COMMON STOCK 2018-01-24 F 597 d $78.21 1,550 direct
COMMON STOCK 2018-01-24 M 2,561 a $55.90 4,111 direct
COMMON STOCK 2018-01-24 D 1,831 d $78.21 2,280 direct
COMMON STOCK 2018-01-24 F 253 d $78.21 2,027 direct
COMMON STOCK 2018-01-24 M 2,295 a $44.79 4,322 direct
COMMON STOCK 2018-01-24 D 1,315 d $78.21 3,007 direct
COMMON STOCK 2018-01-24 F 340 d $78.21 2,667 direct
COMMON STOCK 2018-01-26 S 2,667 d $78.54 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHTS 27.79 2018-01-24 deemed execution date M 1,000 (d) 2013-08-31 2020-08-31 common stock 1,000 $27.79 0 direct
STOCK APPRECIATION RIGHTS 53.29 2018-01-24 deemed execution date M 5,417 (d) 2014-05-18 2021-05-18 common stock 5,417 $53.29 0 direct
STOCK APPRECIATION RIGHTS 55.9 2018-01-24 deemed execution date M 2,561 (d) 2014-12-01 2021-12-01 common stock 2,561 $55.90 0 direct
STOCK APPRECIATION RIGHTS 44.79 2018-01-24 deemed execution date M 2,295 (d) 2015-05-31 2022-05-31 common stock 2,295 $44.79 10,000 direct
Footnotes
IDfootnote
f1 this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 9, 2017.
f2 the reporting person received 421 shares of common stock upon the net exercise of 1,000 stock appreciation rights ("sars"). the reporting person forfeited 356 shares of common stock underlying such sars in payment of the exercise price and 223 shares of common stock underlying such sars to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on january 24, 2018 of $78.21.
f3 the reporting person received 1,129 shares of common stock upon the net exercise of 5,417 sars. the reporting person forfeited 3,691 shares of common stock underlying such sars in payment of the exercise price and 597 shares of common stock underlying such sars to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on january 24, 2018 of $78.21.
f4 the reporting person received 477 shares of common stock upon the net exercise of 2,561 sars. the reporting person forfeited 1,831 shares of common stock underlying such sars in payment of the exercise price and 253 shares of common stock underlying such sars to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on january 24, 2018 of $78.21.
f5 the reporting person received 640 shares of common stock upon the net exercise of 2,295 sars. the reporting person forfeited 1,315 shares of common stock underlying such sars in payment of the exercise price and 340 shares of common stock underlying such sars to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on january 24, 2018 of $78.21.
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