Accession Number: | 0001127602-18-003011 |
Date: | 2018-01-26 |
Issuer: | AMERICAN EXPRESS CO (AXP) |
Original Submission Date: |
COX L KEVIN
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK, NY 10285-5001
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-01-26 | A | 12,222 | a | $99.69 | 12,222 | direct | ||
COMMON STOCK | 2018-01-26 | F | 4,514 | d | $99.69 | 7,708 | direct | ||
COMMON STOCK | 2018-01-26 | 0 | $0.00 | 5,872 | indirect | ||||
COMMON STOCK | 2018-01-26 | 0 | $0.00 | 42,488 | indirect | ||||
COMMON STOCK | 2018-01-26 | 0 | $0.00 | 53 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 83.3 | 2018-01-26 | deemed execution date | A | 12,222 (a) | 2018-01-26 | 2025-01-26 | common stock 12,222 | $83.30 | 12,222 | direct |
ID | footnote |
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f1 | represents shares acquired pursuant to vesting of restricted stock units that were granted to the reporting person in january 2015 and have vested based on the company's 2015-17 return on average equity performance. |
f2 | this balance reflects the prior transfer of shares from the reporting person's direct holdings to indirect holdings in the grats shown below. |
f3 | the reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock units. |
f4 | shares held in reporting person's account under the company's retirement savings plan. this plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the company pooled stock fund. |
f5 | the reported acquisition represents the vesting of stock options that were granted to the reporting person in january 2015. these options become exercisable on january 26, 2018 based on the company's positive cumulative net income over the three year performance period. |