Accession Number: | 0001225208-18-002949 |
Date: | 2018-02-12 |
Issuer: | JOHNSON & JOHNSON (JNJ) |
Original Submission Date: |
KAPUSTA RONALD A
ONE JOHNSON & JOHNSON PLAZA
NEW BRUNSWICK, NJ 08933
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-02-12 | M | 1,801 | a | $0.00 | 33,672 | direct | ||
COMMON STOCK | 2018-02-12 | A | 649 | a | $0.00 | 34,321 | direct | ||
COMMON STOCK | 2018-02-12 | F | 697 | d | $129.51 | 33,624 | direct | ||
COMMON STOCK | 2018-02-12 | 0 | $0.00 | 123 | indirect | ||||
COMMON STOCK | 2018-02-12 | 0 | $0.00 | 623 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 129.51 | 2018-02-12 | deemed execution date | A | 9,720 (a) | 2021-02-12 | 2028-02-12 | common stock 9,720 | $129.51 | 9,720 | direct | |
PERFORMANCE SHARE UNITS | 0.0 | 2018-02-12 | deemed execution date | M | 1,801 (d) | 2018-02-09 | common stock 1,801 | $0.00 | 0 | direct | ||
RESTRICTED SHARE UNITS | 0.0 | 2018-02-12 | deemed execution date | A | 2,048 (a) | 2021-02-12 | common stock 2,048 | $0.00 | 2,048 | direct |
ID | footnote |
---|---|
f1 | performance share units awarded under issuer's long-term incentive plan on february 9, 2015; converted into shares of common stock upon vesting of performance share units and certification of performance results by the board. |
f2 | shares earned due to performance factor of 136% upon vesting of performance share units and certification of performance results by the board. |
f3 | shares withheld for payment of taxes upon vesting of performance share units and certification of performance results by the board. |
f4 | shares held in the johnson & johnson stock fund under the johnson & johnson savings plan as of the plan's most recent reporting date (1/31/2018). |
f5 | shares held by esop under the johnson & johnson savings plan as of the plan's most recent reporting date (1/31/2018). |
f6 | awarded under issuer's long-term incentive plan. |
f7 | awarded under issuer's long-term incentive plan. each restricted share unit represents a contingent right to receive one share of common stock and vests three years after date of grant. |