Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-18-006849
Date:2018-02-15
Issuer: VARIAN MEDICAL SYSTEMS INC (VAR)
Original Submission Date:

Reporting Person:

KUO JOHN W
C/O VARIAN MEDICAL SYSTEMS, INC.
3100 HANSEN WAY M/S E-327 PALO ALTO, CA 94304

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-02-15 M 863 a $67.12 28,224 direct
COMMON STOCK 2018-02-15 S 600 d $120.30 27,624 direct
COMMON STOCK 2018-02-15 S 263 d $121.12 27,361 direct
COMMON STOCK 2018-02-15 M 5,579 a $80.40 32,940 direct
COMMON STOCK 2018-02-15 S 3,000 d $120.27 29,940 direct
COMMON STOCK 2018-02-15 S 2,579 d $121.17 27,361 direct
COMMON STOCK 2018-02-15 M 1,762 a $0.00 29,123 direct
COMMON STOCK 2018-02-15 M 1,066 a $0.00 30,189 direct
COMMON STOCK 2018-02-15 M 1,119 a $0.00 31,308 direct
COMMON STOCK 2018-02-15 F 1,463 d $121.87 29,845 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON QUALIFIED STOCK OPTION (RIGHT TO BUY) 67.12 2018-02-15 deemed execution date M 863 (d) 2023-02-12 common stock 863 $67.12 10,354 direct
NON QUALIFIED STOCK OPTION (RIGHT TO BUY) 80.4 2018-02-15 deemed execution date M 5,579 (d) 2024-02-10 common stock 5,579 $80.40 11,160 direct
RESTRICTED STOCK UNITS 0.0 2018-02-15 deemed execution date M 1,762 (d) common stock 1,762 $0.00 7,884 direct
RESTRICTED STOCK UNITS 0.0 2018-02-15 deemed execution date M 1,066 (d) common stock 1,066 $0.00 6,818 direct
RESTRICTED STOCK UNITS 0.0 2018-02-15 deemed execution date M 1,119 (d) common stock 1,119 $0.00 5,699 direct
Footnotes
IDfootnote
f1 this transaction is pursuant to the filer's sec rule10b5-1 stock plan
f2 the 600 shares were sold in multiple transactions executed on the same day at prices ranging from $119.97 to $120.91. the detailed breakdown of executed sales will be furnished upon request.
f3 the 263 shares were sold in multiple transactions executed on the same day at prices ranging from $121.05 to $121.17. the detailed breakdown of executed sales will be furnished upon request.
f4 the 3,000 shares were sold in multiple transactions executed on the same day at prices ranging from $119.77 to $120.73. the detailed breakdown of executed sales will be furnished upon request.
f5 the 2,579 shares were sold in multiple transactions executed on the same day at prices ranging from $120.82 to $121.49. the detailed breakdown of executed sales will be furnished upon request.
f6 each restricted stock unit represents a contingent right to receive one share of var common stock.
f7 represents shares withheld from vested restricted stock units for the payment of federal, state and payroll taxes due on vesting.
f8 stock option granted under the varian medical systems, inc. third amended and restated 2005 omnibus stock plan which complies with rule 16b-3. the option vests as follows: one third on 2/12/2017, and the remaining shares in 24 equal installments over the 24 months following the first vesting date.
f9 stock option granted under the varian medical systems, inc. fourth amended and restated 2005 omnibus stock plan which complies with rule 16b-3. the option vests as follows: one third on 2/10/2018, and the remaining shares in 24 equal installments over the 24 months following the first vesting date.
f10 the restricted stock units vest in three equal installments on february 15, 2016, february 15, 2017, and february 15, 2018. vested shares will be delivered to the reporting person on vest date.
f11 the restricted stock units vest in three equal installments on february 15, 2017, february 15, 2018, and february 15, 2019. vested shares will be delivered to the reporting person on vest date.
f12 the restricted stock units vest in three equal installments on february 15, 2018, february 15, 2019, and february 15, 2020. vested shares will be delivered to the reporting person on vest date.
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