Accession Number: | 0001127602-18-007403 |
Date: | 2018-02-15 |
Issuer: | FACEBOOK INC (FB) |
Original Submission Date: |
FISCHER DAVID B.
C/O FACEBOOK, INC.
1601 WILLOW ROAD
MENLO PARK, CA 94025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2018-02-15 | M | 15,034 | a | $0.00 | 90,074 | direct | ||
CLASS A COMMON STOCK | 2018-02-15 | F | 7,454 | d | $179.52 | 82,620 | direct | ||
CLASS A COMMON STOCK | 2018-02-15 | M | 6,515 | a | $0.00 | 89,135 | direct | ||
CLASS A COMMON STOCK | 2018-02-15 | F | 3,231 | d | $179.52 | 85,904 | direct | ||
CLASS A COMMON STOCK | 2018-02-15 | M | 6,191 | a | $0.00 | 92,095 | direct | ||
CLASS A COMMON STOCK | 2018-02-15 | F | 3,070 | d | $179.52 | 89,025 | direct | ||
CLASS A COMMON STOCK | 2018-02-15 | C | 18,789 | a | $0.00 | 107,814 | direct | ||
CLASS A COMMON STOCK | 2018-02-15 | F | 9,316 | d | $179.52 | 98,498 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS (RSU) (CLASS A) | 0.0 | 2018-02-15 | deemed execution date | M | 15,034 (d) | 2023-05-05 | class a common stock 15,034 | $0.00 | 45,104 | direct | ||
RESTRICTED STOCK UNITS (RSU) (CLASS A) | 0.0 | 2018-02-15 | deemed execution date | M | 6,515 (d) | 2024-03-16 | class a common stock 6,515 | $0.00 | 45,605 | direct | ||
RESTRICTED STOCK UNITS (RSU) (CLASS A) | 0.0 | 2018-02-15 | deemed execution date | M | 6,191 (d) | 2025-03-15 | class a common stock 6,191 | $0.00 | 74,288 | direct | ||
RESTRICTED STOCK UNIT (RSU) (CLASS B) | 0.0 | 2018-02-15 | deemed execution date | M | 18,789 (d) | 2022-05-02 | class b common stock 18,789 | $0.00 | 56,367 | direct | ||
CLASS B COMMON STOCK | 0.0 | 2018-02-15 | deemed execution date | M | 18,789 (a) | class a common stock 18,789 | $0.00 | 18,789 | direct | |||
CLASS B COMMON STOCK | 0.0 | 2018-02-15 | deemed execution date | C | 18,789 (d) | class a common stock 18,789 | $0.00 | 0 | direct |
ID | footnote |
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f1 | represents the number of shares of class a common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units ("rsus") and does not represent a sale by the reporting person. |
f2 | represents the number of shares that were acquired upon conversion of class b common stock to class a common stock in connection with the settlement of the rsus listed in table ii. |
f3 | each rsu represents a contingent right to receive 1 share of the issuer's class a common stock upon settlement. |
f4 | the rsus vest as to 1/16th of the total shares quarterly, beginning on november 15, 2014, subject to continued service through each vesting date. |
f5 | the rsus vest as to 1/16th of the total shares quarterly, beginning on february 15, 2016, subject to continued service through each vesting date. |
f6 | the rsus vest as to 1/16th of the total shares quarterly, beginning on may 15, 2017, subject to continued service through each vesting date. |
f7 | the class b common stock is convertible into the issuer's class a common stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. |
f8 | the rsus vest as to 1/16th of the total shares quarterly, beginning on february 15, 2015, subject to continued service through each vesting date. |
f9 | the holder elected to convert the shares of class b common stock into class a common stock on a 1-for-1 basis. |