Form Type: 4

SEC EDGAR Link
Accession Number:0001520566-18-000013
Date:2018-03-01
Issuer: NATIONSTAR MORTGAGE HOLDINGS INC. (NSM)
Original Submission Date:

Reporting Person:

RAWLS MICHAEL R
C/O NATIONSTAR MORTGAGE HOLDINGS INC.
8950 CYPRESS WATERS BOULEVARD COPPELL, TX 75019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-03-01 M 14,063 a $0.00 49,288 direct
COMMON STOCK 2018-03-01 F 5,534 d $17.21 43,754 direct
COMMON STOCK 2018-03-01 M 9,103 a $0.00 52,857 direct
COMMON STOCK 2018-03-01 F 3,583 d $17.21 49,274 direct
COMMON STOCK 2018-03-02 M 3,458 a $0.00 52,732 direct
COMMON STOCK 2018-03-02 F 1,361 d $17.12 51,371 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2018-03-01 deemed execution date A 29,053 (a) common stock 29,053 $0.00 88,017 direct
RESTRICTED STOCK UNITS 0.0 2018-03-01 deemed execution date M 14,063 (d) common stock 14,063 $0.00 73,954 direct
RESTRICTED STOCK UNITS 0.0 2018-03-01 deemed execution date M 9,103 (d) common stock 9,103 $0.00 64,851 direct
RESTRICTED STOCK UNITS 0.0 2018-03-02 deemed execution date M 3,458 (d) common stock 3,458 $0.00 61,393 direct
Footnotes
IDfootnote
f1 number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units ("rsus") granted by the issuer under its second amended and restated 2012 incentive compensation plan (the "plan").
f2 each rsu represents a contingent right to receive one share of common stock of the issuer and is granted pursuant to the plan.
f3 the reporting person has received an award of rsus, subject to the terms and conditions of the award agreement. the rsus vest over a three-year period, with 33% of the rsus vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the issuer.
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