Accession Number: | 0000018230-18-000097 |
Date: | 2018-03-05 |
Issuer: | CATERPILLAR INC (CAT) |
Original Submission Date: |
UMPLEBY III DONALD J
510 LAKE COOK ROAD, SUITE 100
DEERFIELD, IL 60015
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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EMPLOYEE STOCK OPTION | 151.12 | 2018-03-05 | deemed execution date | A | 182,944 (a) | 2028-03-05 | common stock 182,944 | $151.12 | 182,944 | direct |
ID | footnote |
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f1 | the stock options were granted pursuant to the caterpillar inc. 2014 long-term incentive plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. |