| Accession Number: | 0001209191-18-021156 |
| Date: | 2018-03-21 |
| Issuer: | ALPHABET INC. (GOOG) |
| Original Submission Date: |
PICHAI SUNDAR
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW, CA 94043
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | 2018-03-21 | S | 325 | d | $1,092.57 | 628 | direct | ||
| CLASS C CAPITAL STOCK | 2018-03-21 | S | 3,675 | d | $1,092.74 | 10,505 | direct | ||
| CLASS A GOOGLE STOCK UNITS | 2018-03-21 | 0 | $0.00 | 17,687 | direct | ||||
| CLASS C GOOGLE STOCK UNITS | 2018-03-21 | 0 | $0.00 | 17,687 | direct | ||||
| CLASS C GOOGLE STOCK UNITS | 2018-03-21 | 0 | $0.00 | 136,664 | direct | ||||
| CLASS C GOOGLE STOCK UNITS | 2018-03-21 | 0 | $0.00 | 353,939 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION TO PURCHASE CLASS A COMMON STOCK | 318.21 | 2018-03-21 | deemed execution date | 0 ( ) | 2022-04-04 | class a common stock 8,646 | $318.21 | 8,646 | direct | |||
| OPTION TO PURCHASE CLASS A COMMON STOCK | 218.556 | 2018-03-21 | deemed execution date | 0 ( ) | 2019-07-29 | class a common stock 2,436 | $218.56 | 2,436 | direct | |||
| OPTION TO PURCHASE CLASS A COMMON STOCK | 253.666 | 2018-03-21 | deemed execution date | 0 ( ) | 2020-08-04 | class a common stock 1,459 | $253.67 | 1,459 | direct | |||
| OPTION TO PURCHASE CLASS C CAPITAL STOCK | 316.94 | 2018-03-21 | deemed execution date | 0 ( ) | 2022-04-04 | class c capital stock 8,646 | $316.94 | 8,646 | direct | |||
| OPTION TO PURCHASE CLASS C CAPITAL STOCK | 217.684 | 2018-03-21 | deemed execution date | 0 ( ) | 2019-07-29 | class c capital stock 2,436 | $217.68 | 2,436 | direct | |||
| OPTION TO PURCHASE CLASS C CAPITAL STOCK | 252.654 | 2018-03-21 | deemed execution date | 0 ( ) | 2020-08-04 | class c capital stock 1,459 | $252.65 | 1,459 | direct |
| ID | footnote |
|---|---|
| f1 | the class a google stock units (gsu) entitle the reporting person to receive one share of alphabet inc. class a common stock for each share underlying the gsu as gsu vests. the gsus vest as follows: 1/72 of gsus vested on may 25, 2013 and an additional 1/72 vest monthly thereafter until the gsus are fully vested, subject to continued employment on such vesting dates. |
| f2 | the class c gsu entitles the reporting person to receive one share of alphabet inc. class c capital stock for each share underlying the class c gsu as gsu vests. the gsus vest as follows: 1/72 of gsus vested on may 25, 2013 and an additional 1/72 vest monthly thereafter until the gsus are fully vested, subject to continued employment on such vesting dates. |
| f3 | 1/16th of the gsus vested on march 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the gsus are fully vested, subject to continuing employment on such vesting dates. |
| f4 | 100% of the grant will vest on april 25, 2018, subject to continued employment on such date. |
| f5 | option is fully vested. |
