Accession Number: | 0001209191-18-028393 |
Date: | 2018-05-04 |
Issuer: | CASTLE BRANDS INC (ROX) |
Original Submission Date: |
SMALL ALFRED
C/O CASTLE BRANDS INC.
122 E. 42ND ST, SUITE 5000
NEW YORK, NY 10168
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-05-04 | J | 6,138 | a | $0.98 | 424,535 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | acquisition of stock under issuer's employee stock purchase plan. |