Accession Number: | 0001205233-18-000033 |
Date: | 2018-05-05 |
Issuer: | QUALCOMM INC/DE (QCOM) |
Original Submission Date: |
ROSENBERG DONALD J
5775 MOREHOUSE DR.
SAN DIEGO, CA 92121-1714
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-05-05 | M | 17,839 | a | $0.00 | 17,839 | direct | ||
COMMON STOCK | 2018-05-05 | F | 6,169 | d | $52.49 | 11,670 | direct | ||
COMMON STOCK | 2018-05-05 | 0 | $0.00 | 3,694 | indirect | ||||
COMMON STOCK | 2018-05-05 | 0 | $0.00 | 3,694 | indirect | f1 | |||
COMMON STOCK | 2018-05-05 | 0 | $0.00 | 14,844 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2018-05-05 | deemed execution date | M | 17,840 (d) | 2019-05-05 | common stock 17,840 | $0.00 | 17,840 | direct | ||
RESTRICTED STOCK UNIT | 0.0 | 2018-05-06 | deemed execution date | A | 40,538 (a) | 2020-11-20 | common stock 40,538 | $0.00 | 40,538 | direct |
ID | footnote |
---|---|
f1 | securities held by mark lindsay, trustee of the stacy k. rosenberg qualcomm annuity trust. |
f2 | securities held by donald j. rosenberg and stacy k. rosenberg, trustees of the rosenberg family trust dated october 18, 2011. |
f3 | each restricted stock unit is the economic equivalent of one share of qualcomm common stock and is converted into common stock upon vesting. |
f4 | the restricted stock units (and allocable dividend equivalents) vest in equal one-fifth amounts on may 5, 2015, 2016, 2017, 2018 and 2019. |
f5 | these restricted stock units were granted subject to performance vesting and service vesting requirements. on may 6, 2018, the compensation committee certified that the performance vesting conditions were satisfied. |
f6 | these restricted stock units include an initial grant of 39,785 restricted stock units, plus dividend equivalents accrued through the transaction date in the form of additional restricted stock units that vest and are paid at the same time and in the same manner as the underlying restricted stock units. |
f7 | the restricted stock units (and allocable dividend equivalents) vest in equal one-third amounts on november 20, 2018, 2019 and 2020. |