| Accession Number: | 0001205233-18-000031 |
| Date: | 2018-05-05 |
| Issuer: | QUALCOMM INC/DE (QCOM) |
| Original Submission Date: |
AMON CRISTIANO R
5775 MOREHOUSE DR.
SAN DIEGO, CA 92121-1714
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2018-05-05 | M | 11,892 | a | $0.00 | 49,125 | direct | ||
| COMMON STOCK | 2018-05-05 | M | 14,363 | a | $0.00 | 63,488 | direct | ||
| COMMON STOCK | 2018-05-05 | F | 4,125 | d | $52.49 | 59,363 | direct | ||
| COMMON STOCK | 2018-05-05 | F | 6,048 | d | $52.49 | 53,315 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNIT | 0.0 | 2018-05-05 | deemed execution date | M | 11,893 (d) | 2019-05-05 | common stock 11,893 | $0.00 | 40,620 | direct | ||
| RESTRICTED STOCK UNIT | 0.0 | 2018-05-05 | deemed execution date | M | 14,363 (d) | 2019-05-05 | common stock 14,363 | $0.00 | 26,256 | direct | ||
| RESTRICTED STOCK UNIT | 0.0 | 2018-05-06 | deemed execution date | A | 60,132 (a) | 2020-11-20 | common stock 60,132 | $0.00 | 60,132 | direct |
| ID | footnote |
|---|---|
| f1 | includes 235 shares acquired on july 31, 2017 and 234 shares acquired on january 31, 2018 under the company's employee stock purchase plan. |
| f2 | each restricted stock unit is the economic equivalent of one share of qualcomm common stock and is converted into common stock upon vesting. |
| f3 | the restricted stock units (and allocable dividend equivalents) vest in equal one-third amounts on may 5, 2017, 2018 and 2019. |
| f4 | these restricted stock units were granted subject to performance vesting and service vesting requirements. on may 6, 2018, the compensation committee certified that the performance vesting conditions were satisfied. |
| f5 | these restricted stock units include an initial grant of 59,015 restricted stock units, plus dividend equivalents accrued through the transaction date in the form of additional restricted stock units that vest and are paid at the same time and in the same manner as the underlying restricted stock units. |
| f6 | the restricted stock units (and allocable dividend equivalents) vest in equal one-third amounts on november 20, 2018, 2019 and 2020. |
