Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-18-020669
Date:2018-06-08
Issuer: FIDELITY SOUTHERN CORP (LION)
Original Submission Date:

Reporting Person:

SHEPHERD W CLYDE III
3490 PIEDMONT ROAD
SUITE 1550 ATLANTA, GA 30305

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
FIDELITY SOUTHERN CORPORATION - COMMON STOCK 2018-06-08 P 159 a $25.14 319,026 direct
FIDELITY SOUTHERN CORPORATION - COMMON STOCK 2018-06-08 0 $0.00 2,078 indirect
FIDELITY SOUTHERN CORPORATION - COMMON STOCK 2018-06-08 0 $0.00 39,998 indirect
FIDELITY SOUTHERN CORPORATION - COMMON STOCK 2018-06-08 0 $0.00 5,784 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 17.87 deemed execution date 0 ( ) 2017-01-21 2021-01-21 fidelity southern corporation - common stock 10,000 $17.87 10,000 direct
STOCK OPTION (RIGHT TO BUY) 22.91 deemed execution date 0 ( ) 2018-01-19 2022-01-19 fidelity southern corporation - common stock 10,000 $22.91 10,000 direct
STOCK OPTION (RIGHT TO BUY) 23.75 deemed execution date 0 ( ) 2019-01-18 2023-01-18 fidelity southern corporation - common stock 10,000 $23.75 10,000 direct
STOCK OPTION (RIGHT TO BUY) 16.82 deemed execution date 0 ( ) 2016-03-19 2020-03-19 fidelity southern corporation - common stock 10,000 $16.82 10,000 direct
Footnotes
IDfootnote
f1 exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019
f2 exercisable 1/3 on 1/19/2018, 1/3 on 1/19/2019, 1/3 on 1/19/2020
f3 exercisable 1/3 on 1/18/2019, 1/3 on 1/18/2020, 1/3 on 1/18/2021
f4 exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18
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