Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-18-010994
Date:2018-08-27
Issuer: ECOLAB INC. (ECL)
Original Submission Date:

Reporting Person:

HIGGINS ARTHUR J
C/O ECOLAB INC.
1 ECOLAB PLACE SAINT PAUL, MN 55102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-08-27 M 4,500 a $47.48 21,363 direct
COMMON STOCK 2018-08-27 M 4,200 a $51.74 25,563 direct
COMMON STOCK 2018-08-27 S 8,700 d $149.76 16,863 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-EMPLOYEE DIRECTOR STOCK OPTION (RIGHT TO BUY) 47.475 2018-08-27 deemed execution date M 4,500 (d) 2010-08-06 2020-05-06 common stock 4,500 $47.48 0 direct
NON-EMPLOYEE DIRECTOR STOCK OPTION (RIGHT TO BUY) 51.735 2018-08-27 deemed execution date M 4,200 (d) 2011-08-05 2021-05-05 common stock 4,200 $51.74 0 direct
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $149.75 to $149.84, inclusive. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f2 the option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. the date listed in the "date exercisable" column represents the first vesting date.
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