Accession Number: | 0001179110-18-010994 |
Date: | 2018-08-27 |
Issuer: | ECOLAB INC. (ECL) |
Original Submission Date: |
HIGGINS ARTHUR J
C/O ECOLAB INC.
1 ECOLAB PLACE
SAINT PAUL, MN 55102
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-08-27 | M | 4,500 | a | $47.48 | 21,363 | direct | ||
COMMON STOCK | 2018-08-27 | M | 4,200 | a | $51.74 | 25,563 | direct | ||
COMMON STOCK | 2018-08-27 | S | 8,700 | d | $149.76 | 16,863 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-EMPLOYEE DIRECTOR STOCK OPTION (RIGHT TO BUY) | 47.475 | 2018-08-27 | deemed execution date | M | 4,500 (d) | 2010-08-06 | 2020-05-06 | common stock 4,500 | $47.48 | 0 | direct | |
NON-EMPLOYEE DIRECTOR STOCK OPTION (RIGHT TO BUY) | 51.735 | 2018-08-27 | deemed execution date | M | 4,200 (d) | 2011-08-05 | 2021-05-05 | common stock 4,200 | $51.74 | 0 | direct |
ID | footnote |
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f1 | this transaction was executed in multiple trades at prices ranging from $149.75 to $149.84, inclusive. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f2 | the option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. the date listed in the "date exercisable" column represents the first vesting date. |