Accession Number: | 0001179110-18-011435 |
Date: | 2018-09-12 |
Issuer: | ECOLAB INC. (ECL) |
Original Submission Date: |
BUSCH ANGELA M
1 ECOLAB PLACE
SAINT PAUL, MN 55102
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-09-12 | M | 2,000 | a | $35.63 | 21,034 | direct | ||
COMMON STOCK | 2018-09-12 | F | 1,097 | d | $155.48 | 19,937 | direct | ||
COMMON STOCK | 2018-09-12 | 0 | $0.00 | 1,289 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 36.63 | 2018-09-12 | deemed execution date | M | 2,000 (d) | 2009-12-03 | 2018-12-03 | common stock 2,000 | $36.63 | 2,000 | direct |
ID | footnote |
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f1 | reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with rule 16b-3 by delivering or withholding shares of ecolab common stock. |
f2 | number of units in the ecolab stock fund of the ecolab savings plan (401(k) plan) as of august 31, 2018. (the 1,288.683 units are the equivalent of approximately 2,367 shares of the issuer's common stock.) |
f3 | the option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. the date listed in the "date exercisable" column represents the first anniversary date of the date of grant. |