| Accession Number: | 0000919574-18-006552 |
| Date: | 2018-10-05 |
| Issuer: | SEARS HOLDINGS CORP (SHLD) |
| Original Submission Date: |
BERKOWITZ BRUCE R
C/O FAIRHOLME CAPITAL MANAGEMENT, L.L.C.
2601 NE 2ND AVENUE
MIAMI, FL 33137
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON SHARES, $.01 PAR VALUE | 2018-10-05 | S | 25,700 | d | $0.65 | 560,016 | direct | ||
| COMMON SHARES, $.01 PAR VALUE | 2018-10-05 | S | 49,400 | d | $0.65 | 1,077,148 | indirect | f2 | |
| COMMON SHARES, $.01 PAR VALUE | 2018-10-08 | S | 12,700 | d | $0.61 | 547,316 | direct | ||
| COMMON SHARES, $.01 PAR VALUE | 2018-10-08 | S | 24,400 | d | $0.61 | 1,052,748 | indirect | f2 | |
| COMMON SHARES, $.01 PAR VALUE | 2018-10-09 | S | 10,100 | d | $0.59 | 537,216 | direct | ||
| COMMON SHARES, $.01 PAR VALUE | 2018-10-09 | S | 19,500 | d | $0.59 | 1,033,248 | indirect | f2 |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | the securities were held in account(s) managed indirectly by mr. berkowitz (the "reporting person"). the reporting person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein. |
| f2 | the securities may be deemed to be beneficially owned by the reporting person because he controls the sole member of a registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to such account(s). the reporting person disclaims beneficial ownership in the securities reported on this form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of section 16 of the securities exchange act of 1934, as amended, or for any other purpose. |
