Form Type: 4

SEC EDGAR Link
Accession Number:0001615774-18-012595
Date:2018-11-09
Issuer: AKOUSTIS TECHNOLOGIES, INC. (AKTS)
Original Submission Date:

Reporting Person:

SHEALY JEFFREY B.
9805 NORTHCROSS CENTER CT,
SUITE A HUNTERSVILLE, NC 28078

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-11-09 S 196 d $4.80 15,804 indirect
COMMON STOCK 2018-11-09 0 $0.00 3,198,562 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person's wife on september 19, 2018. the shares were sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on september 27, 2018.
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