Accession Number: | 0001615774-18-012595 |
Date: | 2018-11-09 |
Issuer: | AKOUSTIS TECHNOLOGIES, INC. (AKTS) |
Original Submission Date: |
SHEALY JEFFREY B.
9805 NORTHCROSS CENTER CT,
SUITE A
HUNTERSVILLE, NC 28078
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-11-09 | S | 196 | d | $4.80 | 15,804 | indirect | ||
COMMON STOCK | 2018-11-09 | 0 | $0.00 | 3,198,562 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person's wife on september 19, 2018. the shares were sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on september 27, 2018. |