Form Type: 4

SEC EDGAR Link
Accession Number:0001093557-18-000235
Date:2018-11-09
Issuer: DEXCOM INC (DXCM)
Original Submission Date:

Reporting Person:

ACE HEATHER S
6340 SEQUENCE DRIVE
SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-11-09 S 900 d $145.91 68,439 direct
COMMON STOCK 2018-11-09 S 1,858 d $147.18 66,581 direct
COMMON STOCK 2018-11-09 S 1,000 d $147.87 65,581 direct
COMMON STOCK 2018-11-09 S 400 d $149.17 65,181 direct
COMMON STOCK 2018-11-09 S 100 d $149.85 65,081 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on august 30, 2018, ms. ace adopted a 10b5-1 plan. this 10b5-1 plan allows the orderly disposition of shares owned by ms. ace. the shares set forth above were sold pursuant to the 10b5-1 plan.
f2 this transaction was executed in multiple trades at prices ranging from $145.43 to $146.23. the price above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
f3 included in this number are 54,784 unvested restricted stock units, 30,093 of which were granted on march 8, 2018 and shall vest through march 8, 2021, 10,941 of which were granted on march 8, 2017 and shall vest through march 8, 2020 and 13,750 of which were granted on august 22, 2016 and shall vest through august 22, 2020.
f4 this transaction was executed in multiple trades at prices ranging from $146.56 to $147.54. the price above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
f5 this transaction was executed in multiple trades at prices ranging from $147.56 to $148.48. the price above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
f6 this transaction was executed in multiple trades at prices ranging from $148.70 to $149.69. the price above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
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