Accession Number: | 0001225208-18-015500 |
Date: | 2018-11-13 |
Issuer: | FULLER H B CO (FUL) |
Original Submission Date: |
JENSEN TRACI L
1200 WILLOW LAKE BOULEVARD
P.O. BOX 64683
ST. PAUL, MN 55164-0683
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2018-11-13 | M | 6,223 | a | $23.68 | 20,997 | direct | ||
COMMON STOCK | 2018-11-13 | S | 4,129 | d | $46.01 | 16,868 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT-TO-BUY) | 23.68 | 2018-11-13 | deemed execution date | M | 6,223 (d) | 2011-04-14 | 2020-04-14 | common stock 6,223 | $23.68 | 0 | direct | |
EMPLOYEE STOCK OPTION (RIGHT-TO-BUY) | 22.27 | 2018-11-13 | deemed execution date | 0 ( ) | 2012-01-20 | 2021-01-20 | common stock 12,658 | $22.27 | 12,658 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT-TO-BUY) | 33.38 | 2018-11-13 | deemed execution date | 0 ( ) | 2017-01-19 | 2026-01-19 | common stock 29,832 | $33.38 | 29,832 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT-TO-BUY) | 41.0 | 2018-11-13 | deemed execution date | 0 ( ) | 2016-01-22 | 2025-01-22 | common stock 22,789 | $41.00 | 22,789 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT-TO-BUY) | 48.92 | 2018-11-13 | deemed execution date | 0 ( ) | 2015-01-23 | 2024-01-23 | common stock 16,644 | $48.92 | 16,644 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT-TO-BUY) | 50.1 | 2018-11-13 | deemed execution date | 0 ( ) | 2018-01-26 | 2027-01-26 | common stock 23,696 | $50.10 | 23,696 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT-TO-BUY) | 53.57 | 2018-11-13 | deemed execution date | 0 ( ) | 2019-01-25 | 2028-01-25 | common stock 21,834 | $53.57 | 21,834 | direct | ||
PERFORMANCE STOCK OPTION (RIGHT-TO-BUY) | 57.7 | 2018-11-13 | deemed execution date | 0 ( ) | 2021-01-31 | 2027-10-20 | common stock 62,552 | $57.70 | 62,552 | direct | ||
PERFORMANCE STOCK UNITS | 0.0 | 2018-11-13 | deemed execution date | 0 ( ) | 2017-01-19 | 2019-01-19 | common stock 1,198 | $0.00 | 1,198 | direct | ||
PERFORMANCE STOCK UNITS | 0.0 | 2018-11-13 | deemed execution date | 0 ( ) | 2019-01-25 | 2021-01-25 | common stock 2,328 | $0.00 | 2,328 | direct | ||
PERFORMANCE STOCK UNITS | 0.0 | 2018-11-13 | deemed execution date | 0 ( ) | 2018-01-26 | 2020-01-26 | common stock 1,744 | $0.00 | 1,744 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2018-11-13 | deemed execution date | 0 ( ) | 2017-01-19 | 2019-01-19 | common stock 1,204 | $0.00 | 1,204 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2018-11-13 | deemed execution date | 0 ( ) | 2019-01-25 | 2021-01-25 | common stock 2,328 | $0.00 | 2,328 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2018-11-13 | deemed execution date | 0 ( ) | 2018-01-26 | 2020-01-26 | common stock 2,923 | $0.00 | 2,923 | direct |
ID | footnote |
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f1 | shares used to satisfy exercise price and tax withholding due. |
f2 | the price reported is the weighted average sale price for the transaction reported. the prices received ranged from $45.99 to $46.0125. the reporting person will provide to the issuer, a security holder of the issuer, or the sec staff, upon request, full information regarding the number of shares sold at each price within the range. |
f3 | amount includes 24,398 restricted shares that are 100% vested and restricted shares acquired pursuant to a dividend accrual feature. |
f4 | this option is 100% vested. |
f5 | this option vests in three equal annual installments beginning on the date shown. |
f6 | these performance-based non-qualified stock options vest on the date shown contingent upon h.b. fuller achieving adjusted ebitda at least at the threshold level of performance. |
f7 | these performance stock units convert into shares of common stock on a 1-for-1 basis. |
f8 | these performance stock units vest in three equal annual installments beginning on the date shown upon h.b. fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. |
f9 | this amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature. |
f10 | these restricted stock units convert into shares of common stock on a 1-for-1 basis. |
f11 | these restricted stock units vest in three equal annual installments beginning on the date shown. |
f12 | amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature. |