Form Type: 4

SEC EDGAR Link
Accession Number:0000902664-18-004116
Date:2018-11-12
Issuer: RESOLUTE ENERGY CORP (REN)
Original Submission Date:

Reporting Person:

KEMC FUND IV GP, LLC
C/O KIMMERIDGE ENERGY MANAGEMENT COMPANY
412 WEST 15TH STREET - 11TH FLOOR NEW YORK, NY 10011

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2018-11-12 P 50,000 a $29.70 2,812,506 indirect f2
COMMON STOCK 2018-11-13 P 12,000 a $29.35 2,824,506 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $29.5700 to $29.7400, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
f2 the securities to which this filing relates are held directly by certain funds and/or accounts (collectively, the "kimmeridge funds") to which kemc fund iv gp, llc, a delaware limited liability company (the "reporting person"), acts as the sole general partner. the filing of this statement shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of section 16 of the securities act of 1934, as amended, or otherwise. the reporting person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
f3 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $29.0350 to $29.4900, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
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