Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-18-033056
Date:2018-11-12
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
Original Submission Date:

Reporting Person:

RANKIN ALFRED M ET AL
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2018-11-12 P 134 a $64.71 7,204 indirect f2
CLASS A COMMON STOCK 2018-11-12 P 269 a $64.71 114,222 indirect
CLASS A COMMON STOCK 2018-11-12 P 538 a $64.71 49,824 indirect f3
CLASS A COMMON STOCK 2018-11-12 P 403 a $64.71 21,633 indirect f3
CLASS A COMMON STOCK 2018-11-12 P 466 a $64.71 113,660 indirect
CLASS A COMMON STOCK 2018-11-12 P 1 a $64.71 66 indirect
CLASS A COMMON STOCK 2018-11-12 P 89 a $64.71 18,568 indirect
CLASS A COMMON STOCK 2018-11-12 P 89 a $64.71 18,568 indirect
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 194 indirect
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 419 indirect
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 420 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 175,278 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 14,752 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 10,271 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 541 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 19 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 1,087 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 231 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 1,975 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 58 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 18,625 indirect f3
CLASS A COMMON STOCK 2018-11-12 0 $0.00 42,666 indirect f3
CLASS A COMMON STOCK 2018-11-12 0 $0.00 25,099 indirect f3
CLASS A COMMON STOCK 2018-11-12 0 $0.00 46,182 indirect f3
CLASS A COMMON STOCK 2018-11-12 0 $0.00 9,600 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 204,146 $0.00 204,146 indirect represents the proportionate limited partnership interest in shares held by amr associates lp
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 14,160 $0.00 14,160 indirect held in an individual retirement account for the benefit of the reporting person.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 17,556 $0.00 17,556 indirect reporting person serves as trustee of a trust for the benefit of the alfred m. rankin, jr.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 18,373 $0.00 18,373 indirect proportionate lp intrst in shares held by ra i lp in qualified annuity interest trust-benefit of amr
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 541 $0.00 541 indirect represents the proportionate limited partnership interest in shares held by rankin associates ii, lp
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 31 $0.00 31 indirect proportionate general partnership interest shares held by raiv
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,721 $0.00 1,721 indirect proportionate limited partnership interest in shares held by rankin associates iv, l.p
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,975 $0.00 1,975 indirect proportionate lp interest in shares of ra ii lp held by rankin management inc as general partner
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 18,625 $0.00 18,625 indirect reporting person serves as trustee of trusts for the benefit of the estate of alfred m. rankin.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 76,330 $0.00 76,330 indirect proportionate lp interest in shares held by ra i lp held in trust for benefit of bruce rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 25,099 $0.00 25,099 indirect proportionate lp interest in shares held by ra ii lp held in trust for benefit of bruce rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 73,166 $0.00 73,166 indirect trustee of a trust for the benefit of bruce t rankin, trust's proportionate interest of raiv
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 747 $0.00 747 indirect reporting person serves as trustee of a trust for the benefit of bruce t. rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 9,600 $0.00 9,600 indirect reporting person serves as trustee of trusts for the benefit of each of grantor's grandchildren
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,889 $0.00 6,889 indirect reporting person serves as trustee gsts for the benefit of clara r. williams
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,889 $0.00 6,889 indirect reporting person serves as trustee of gsts for the benefit of helen r. butler
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 21,006 $0.00 21,006 indirect spouse serves as trustee of a trust for the benefit of victoire g. rankin
Footnotes
IDfootnote
f1 shares purchased pursuant to 10b5-1 plan
f2 reporting person serves as trust for clara l.t. rankin trust
f3 reporting person disclaims beneficial ownership of all such shares.
f4 2018-nov-12-weighted average - share price represents average price between $64.37 and $64.99.
f5 n/a
WhaleWisdom Logo

Elevate your investments