Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-18-033080
Date:2018-11-12
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
Original Submission Date:

Reporting Person:

RANKIN ALISON A
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2018-11-12 P 67 a $64.71 6,724 indirect
CLASS A COMMON STOCK 2018-11-12 P 1 a $64.71 58 indirect
CLASS A COMMON STOCK 2018-11-12 P 1 a $64.71 229 indirect
CLASS A COMMON STOCK 2018-11-12 P 1 a $64.71 66 indirect
CLASS A COMMON STOCK 2018-11-12 P 89 a $64.71 18,569 indirect
CLASS A COMMON STOCK 2018-11-12 P 89 a $64.71 18,569 indirect
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 194 indirect
CLASS A COMMON STOCK 2018-11-12 P 3 a $64.71 419 indirect
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 352 indirect f3
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 352 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 54,147 indirect f5
CLASS A COMMON STOCK 2018-11-12 0 $0.00 29,986 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 200 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 765 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 20,426 indirect f5
CLASS A COMMON STOCK 2018-11-12 0 $0.00 1,851 indirect f5
CLASS A COMMON STOCK 2018-11-12 0 $0.00 1,209 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 18,294 indirect f5
CLASS A COMMON STOCK 2018-11-12 0 $0.00 3,738 indirect f5
CLASS A COMMON STOCK 2018-11-12 0 $0.00 19 indirect f5
CLASS A COMMON STOCK 2018-11-12 0 $0.00 3,448 indirect f5
CLASS A COMMON STOCK 2018-11-12 0 $0.00 4,283 indirect f5
CLASS A COMMON STOCK 2018-11-12 0 $0.00 65,824 indirect f5
CLASS A COMMON STOCK 2018-11-12 0 $0.00 1,975 indirect f5
CLASS A COMMON STOCK 2018-11-12 0 $0.00 192,662 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 96,861 $0.00 96,861 indirect proportionate limited partnership interest in shares held by rankin associates i, l.p
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 29,986 $0.00 29,986 indirect reporting person?s proportionate interests in shares held by rankin associates ii.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 3,123 $0.00 3,123 indirect reporting person serves as trustee of a trust for the benefit of alison rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 200 $0.00 200 indirect reporting person's spouse serves as trustee for the benefit of elisabeth rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 20,426 $0.00 20,426 indirect minor child?s trust?s proportionate interests in shares held by rankin associates ii.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,851 $0.00 1,851 indirect co-trustee for the benefit of reporting person's daughter.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 444 $0.00 444 indirect spouse serves as trustee for the benefit of a. farnham rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 18,294 $0.00 18,294 indirect minor child?s trust?s proportionate interests in shares held by rankin associates ii.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 3,738 $0.00 3,738 indirect co-trustee for the benefit of reporting person's daughter.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,889 $0.00 6,889 indirect spouse serves as trustee of gsts for the benefit of elisabeth m. rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,889 $0.00 6,889 indirect spouse serves as trustee of gsts for the benefit of a. farnham rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 31 $0.00 31 indirect reporting person's spouse's proportionate gp interest in shares of rankin associates iv
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,168 $0.00 6,168 indirect spouses proportionate lp interest in shares held by ra1
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 4,283 $0.00 4,283 indirect spouse's proportionate limited partnership interest in shares held by ra ii, l.p
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 104,286 $0.00 104,286 indirect spouse's proportionate interests in shares held by rankin associates iv.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,975 $0.00 1,975 indirect spouse's proportionate interest in shares held by rankin management, inc. ("rmi").
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 193,760 $0.00 193,760 indirect spouse serves as trustee of a trust for the benefit of roger f. rankin
Footnotes
IDfootnote
f1 shares purchased pursuant to 10b5-1 plan
f2 2018-nov-12-weighted average - share price represents average price between $64.37 and $64.99.
f3 held in trust u/a/d 8/15/2012
f4 held in trust u/a/d 12/30/2015
f5 reporting person disclaims beneficial ownership of all such shares.
f6 n/a
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