Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-18-033078
Date:2018-11-12
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
Original Submission Date:

Reporting Person:

RANKIN CLAIBORNE R JR
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2018-11-12 P 1 a $64.71 160 indirect
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 226 indirect
CLASS A COMMON STOCK 2018-11-12 P 3 a $64.71 418 indirect
CLASS A COMMON STOCK 2018-11-13 P 1 a $63.22 161 indirect
CLASS A COMMON STOCK 2018-11-13 P 1 a $63.22 227 indirect
CLASS A COMMON STOCK 2018-11-13 P 2 a $63.22 420 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 669 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 10,895 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 769 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 669 $0.00 669 indirect child's proportionate limited partnership interest in shares held by ra ii lp
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 10,895 $0.00 10,895 indirect reporting person?s trust?s proportionate interests in shares held by rankin associates ii.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 10,027 $0.00 10,027 indirect held by a trust for the benefit of reporting person
Footnotes
IDfootnote
f1 shares purchased pursuant to 10b5-1 plan
f2 2018-nov-12-weighted average - share price represents average price between $64.37 and $64.99.
f3 2018-nov-13-weighted average - share price represents average price between $62.56 and $63.47.
f4 n/a
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