Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-18-033074
Date:2018-11-12
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
Original Submission Date:

Reporting Person:

RANKIN CHLOE O
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2018-11-12 P 1 a $64.71 58 indirect
CLASS A COMMON STOCK 2018-11-12 P 1 a $64.71 229 indirect
CLASS A COMMON STOCK 2018-11-12 P 1 a $64.71 66 indirect
CLASS A COMMON STOCK 2018-11-12 P 60 a $64.71 13,663 indirect
CLASS A COMMON STOCK 2018-11-12 P 60 a $64.71 13,663 indirect
CLASS A COMMON STOCK 2018-11-12 P 60 a $64.71 13,663 indirect
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 194 indirect
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 419 indirect
CLASS A COMMON STOCK 2018-11-13 P 1 a $63.22 230 indirect
CLASS A COMMON STOCK 2018-11-13 P 58 a $63.22 13,721 indirect
CLASS A COMMON STOCK 2018-11-13 P 58 a $63.22 13,721 indirect
CLASS A COMMON STOCK 2018-11-13 P 58 a $63.22 13,721 indirect
CLASS A COMMON STOCK 2018-11-13 P 1 a $63.22 195 indirect
CLASS A COMMON STOCK 2018-11-13 P 3 a $63.22 422 indirect
CLASS A COMMON STOCK 2018-11-13 P 1 a $63.59 13,722 indirect
CLASS A COMMON STOCK 2018-11-13 P 1 a $63.59 13,722 indirect
CLASS A COMMON STOCK 2018-11-13 P 1 a $63.59 13,722 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 35,857 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 2,116 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 2,283 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 19 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 14,567 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 35,628 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 65,824 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 1,975 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 132,073 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 64,143 $0.00 64,143 indirect proportionate lp interest in shares held by ra1
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 2,116 $0.00 2,116 indirect proportionate limited partnership interests in shares held by rankin associates ii, l.p
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 2,783 $0.00 2,783 indirect reporting person serves as trustee of a trust for the benefit of chloe o. rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 31 $0.00 31 indirect spouses proportionate gp interest in shares of ra iv
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 26,057 $0.00 26,057 indirect spouse proportionate limited partnership interest in shares held by ra i lp
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 35,628 $0.00 35,628 indirect spouse's proportionate interest in shares held by raii
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 104,286 $0.00 104,286 indirect proportionate limited partnership interest in shares held by rankin associates iv, l.p
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,975 $0.00 1,975 indirect spouse's proportionate interest in shares held by rankin management, inc. ("rmi)
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 123,760 $0.00 123,760 indirect spouse serves as trustee of a trust for the benefit of claiborne r. rankin
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,889 $0.00 6,889 indirect spouse serves as trustee of gsts for the benefit of chloe r. seelbach
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,889 $0.00 6,889 indirect spouse serves as trustee of gsts for the benefit of claiborne rankin jr.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,889 $0.00 6,889 indirect spouse serves as trustee of gsts for the benefit of julia kuipers
Footnotes
IDfootnote
f1 shares purchased pursuant to 10b5-1 plan
f2 2018-nov-12-weighted average - share price represents average price between $64.37 and $64.99.
f3 2018-nov-13-weighted average - share price represents average price between $62.56 and $63.47.
f4 reporting person disclaims beneficial ownership of all such shares.
f5 n/a
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