Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-18-033049
Date:2018-11-12
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
Original Submission Date:

Reporting Person:

BUTLER HELEN RANKIN
5875 LANDERBROOK DRIVE, SUITE 300
MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2018-11-12 P 202 a $64.71 90,876 indirect
CLASS A COMMON STOCK 2018-11-12 P 3 a $64.71 354 indirect
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 420 indirect
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 419 indirect
CLASS A COMMON STOCK 2018-11-12 P 2 a $64.71 419 indirect
CLASS A COMMON STOCK 2018-11-13 P 202 a $63.23 91,078 indirect
CLASS A COMMON STOCK 2018-11-13 P 2 a $63.22 356 indirect
CLASS A COMMON STOCK 2018-11-13 P 3 a $63.22 423 indirect
CLASS A COMMON STOCK 2018-11-13 P 2 a $63.22 421 indirect
CLASS A COMMON STOCK 2018-11-13 P 2 a $63.22 421 indirect
CLASS A COMMON STOCK 2018-11-13 P 1 a $63.59 422 indirect
CLASS A COMMON STOCK 2018-11-13 P 1 a $63.59 422 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 279 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 8,416 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 4,513 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 279 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 8,572 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 4,357 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 5,126 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 49,811 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 11,750 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 32,369 indirect
CLASS A COMMON STOCK 2018-11-12 0 $0.00 2,800 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 7,839 indirect f4
CLASS A COMMON STOCK 2018-11-12 0 $0.00 26,313 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 326 $0.00 326 indirect child's proportionate partnership interest shares held by amr associates lp
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 8,416 $0.00 8,416 indirect child's proportionate limited partnership interests in shares held by rankin associates ii, l.p
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 3,683 $0.00 3,683 indirect held by trust for the benefit of reporting person's minor child
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 326 $0.00 326 indirect child's proportionate partnership interest shares held by amr associates lp
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 8,572 $0.00 8,572 indirect child's proportionate limited partnership interests in shares held by rankin associates ii, l.p
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 3,527 $0.00 3,527 indirect held by trust for the benefit of reporting person's minor child
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 5,972 $0.00 5,972 indirect proportionate partnership interest shares held by amr associates lp
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 89,105 $0.00 89,105 indirect proportionate limited partnership interest in shares held by rankin associates i, l.p.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 11,750 $0.00 11,750 indirect proportionate limited partnership interests in shares held by rankin associates ii, l.p
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 51,283 $0.00 51,283 indirect proportionate limited partnership interests in shares held by rankin associates iv, l.p.
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 58,586 $0.00 58,586 indirect held by trust for the benefit of reporting person
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 2,800 $0.00 2,800 indirect individual retirement account for the benefit of the reporting person's spouse
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 7,839 $0.00 7,839 indirect spouse's proportionate limited partnership interests in shares held by rankin associates ii, lp
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 17,262 $0.00 17,262 indirect spouse serves as trustee of the j.c. butler, jr. revocable trust.
Footnotes
IDfootnote
f1 shares purchased pursuant to 10b5-1 plan
f2 2018-nov-12-weighted average - share price represents average price between $64.37 and $64.99.
f3 2018-nov-13-weighted average - share price represents average price between $62.56 and $63.47.
f4 reporting person disclaims beneficial ownership of all such shares.
f5 n/a
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