Form Type: 4

SEC EDGAR Link
Accession Number:0001590714-18-000120
Date:2018-11-09
Issuer: PLATFORM SPECIALTY PRODUCTS CORP (PAH)
Original Submission Date:

Reporting Person:

FRANKLIN MARTIN E
C/O PLATFORM SPECIALTY PRODUCTS CORP.
1450 CENTREPARK BLVD, SUITE 210 WEST PALM BEACH, FL 33401

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2018-11-09 P 33,750 a $10.99 1,717,750 indirect
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2018-11-12 P 81,000 a $10.75 1,798,750 indirect
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2018-11-13 P 45,000 a $10.76 1,843,750 indirect
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2018-11-14 P 45,000 a $10.60 1,888,750 indirect
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2018-11-09 0 $0.00 2,437,449 indirect
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2018-11-09 0 $0.00 10,449,987 indirect
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2018-11-09 0 $0.00 243,110 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this price is a weighted average price. these shares were acquired in multiple transactions at prices ranging from $10.96 to $11.00, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
f2 this price is a weighted average price. these shares were acquired in multiple transactions at prices ranging from $10.63 to $10.96, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
f3 this price is a weighted average price. these shares were acquired in multiple transactions at prices ranging from $10.65 to $10.90, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
f4 this price is a weighted average price. these shares were acquired in multiple transactions at prices ranging from $10.49 to $10.70, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
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